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Vol. 50, Issue 1, 35-58, March 1998
Laboratory for Pregnancy and Newborn Research, Department of Physiology, College of Veterinary Medicine, Cornell University, Ithaca, New York
I. Introduction
II. Physiological Roles of the Ductus Arteriosus
A. The Fetal Circulation
B. The Neonatal Transitional Circulation
C. Closure of the Ductus Arteriosus
III. Factors Maintaining Ductal Patency In Utero
A. Prostaglandins
1. Dilator effects of prostaglandins.
2. Prostanoid receptors and signal transduction.
3. Local sources of prostaglandins.
4. Circulating prostaglandins.
5. Effects of prostaglandin H synthase inhibition in vivo and in vitro.
6. Relative roles of local and circulating prostaglandin in fetal life.
7. Prostaglandin H synthase isoforms.
B. Nitric Oxide
C. Carbon Monoxide
D. Other Relaxants of the Ductus Arteriosus
IV. Factors Mediating Contraction at Birth
A. Oxygen-Induced Contraction
1. Cytochrome a3 hypothesis.
2. Arachidonate hypothesis.
3. Endothelin/cytochrome P450 hypothesis.
4. Membrane hypothesis.
5. Characterizing an oxygen sensor.
B. Contractile Effects of prostaglandins
C. Elimination of Dilator Prostaglandins
1. Circulating prostaglandin E2.
2. Locally released prostaglandin.
D. Neural Vasoconstriction
E. Other Locally Released Vasoconstrictors
F. Myogenic Tone
G. Circulating Vasoconstrictors
V. Ontogeny of Pharmacological Responses
A. Altering Pharmacological Responses with Advancing Gestational Age
B. The Effects of Corticosteroids on Pharmacological Responses
VI. Intracellular Control of Contractility
A. Control of Membrane Potential and Intracellular Calcium
B. Other Signal Transduction Systems
C. Contractile Proteins
VII. Ductal Remodeling
A. Anatomical Changes After Birth
B. Pharmacological Aspects of Remodeling
VIII. Integrated Model of Postnatal Ductal Contraction
IX. Clinical Significance
A. Patent Ductus Arteriosis
B. Ductus-Dependent Circulation
C. Prostaglandin H Synthase Inhibitors and Pregnancy
X. Experimental Models for Novel Therapeutics
A. In Vitro Comparisons of Drugs
B. In Vivo Comparisons of Drugs in the Fetus
C. In Vivo Comparisons of Drugs in the Neonate
XI. Scope for Novel Therapies
A. Patent Ductus Arteriosus
1. Prostanoid EP4 receptor antagonist.
2. Isoform specific prostaglandin H synthase inhibitor.
3. Potassium channel closing agents.
B. Ductus-Dependent Circulation
1. Prostanoid EP4 receptor agonist.
2. Potassium channel activators.
3. Nitric oxide donors.
4. ETA receptor antagonist.
C. Preterm Labor
1. Prostanoid EP3/FP receptor antagonists.
2. Prostaglandin H synthase-2 inhibitors.
3. Sulindac.
XII. Conclusions
Acknowledgments
References
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I. Introduction |
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The ductus arteriosus is a shunt blood vessel of fetal life; it
extends between the pulmonary artery and the aorta. It shunts deoxygenated blood from the main pulmonary artery to the descending aorta. Over half of the blood flow in the descending aorta is diverted
to the umbilico-placental circulation (Heymann and Rudolph, 1975
),
where gaseous exchange takes place. The timing of closure of the ductus
after birth varies between species (Heymann and Rudolph, 1975
), but it
is usually complete within 48 h in humans (Drayton and Skidmore,
1987
). Ductal patency in utero is an active state principally
maintained by the potent dilator effect of prostaglandins (PGs)b (Coceani and Olley, 1988
).
Closure at birth is because of contraction of its smooth muscle. This
is secondary to withdrawal of dilation and active stimulation of
contraction, particularly by increased oxygen tension (Coceani and
Olley, 1988
).
The control of the ductus is clinically important in a number of areas.
Contraction of the ductus, with or without fetal heart failure, is a
recognized side effect of administration of prostaglandin H synthase
(PGHS) inhibitors to the mother (Van den Veyver and Moise, 1993
).
Failure of ductal closure after birth is a common complication of
premature delivery, and, conversely, in some forms of congenital heart
disease, survival of the neonate is dependent on persistent patency of
the ductus (see Gersony, 1986
for review). Understanding the role of
PGs in the control of the ductus led directly to therapies in the human
neonate, specifically, indomethacin to close the ductus and E series
PGs to maintain its patency.
This review seeks to summarize the current state of knowledge of the factors that maintain ductal patency in utero and promote ductal contraction after birth. It also seeks to identify potential novel therapeutic strategies for avoiding ductal contraction as a side effect of maternal anti-PG therapy and for the safer and more effective manipulation of ductal patency in the human neonate.
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II. Physiological Roles of the Ductus Arteriosus |
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A. The Fetal Circulation
Flow across the ductus is determined by the difference in pressure
between the two vessels it connects, the pulmonary artery and the
aorta. In fetal life, pulmonary artery pressure is high and aortic
pressure is low (the latter because of the presence of the low
resistance umbilico-placental circulation), therefore the flow is right
to left (Anderson et al., 1981
). The right ventricle pumps
approximately two-thirds of the combined ventricular output in the
fetal lamb, and 90% of this is shunted from the main pulmonary artery
to the descending aorta through the ductus arteriosus (see Heymann and
Rudolph, 1975
). There is no left to right shunt in the normal lamb
fetus (Teitel et al., 1987
).
B. The Neonatal Transitional Circulation
After birth, the pressure gradient across the ductus is reversed.
Pulmonary arterial pressure falls after ventilation of the lungs with
air and aortic pressure rises because of the loss of the low resistance
umbilico-placental circulation (Teitel et al., 1987
). In the neonate,
flow across the ductus is reversed within minutes after birth (Dawes et
al., 1955
; Drayton and Skidmore, 1987
): i.e., from the aorta to the
pulmonary artery. It is a common misconception that closure of the
ductus is one of the factors that increases pulmonary blood flow in the
neonate. Because the shunt across the ductus in the neonate is left to
right, ductal patency increases pulmonary blood flow; ligation of the
ductus of the term neonatal lamb decreases pulmonary blood flow (Dawes et al., 1955
).
It has been proposed that the left to right shunt of the ductus in the
neonate may have an important physiological role in adaptation after
birth (Dawes et al., 1955
). The magnitude of the shunt in the neonatal
preterm lamb varies directly with arterial oxygen tension (Clyman et
al., 1987
), and ligation of the ductus in the term neonatal lamb
decreases arterial oxygen tension (Dawes, et al., 1955
). A similar
improvement in oxygenation can be demonstrated by creating an
artificial ductus arteriosus (with left to right shunt) in adult
animals; patency of this artificial vessel increases arterial oxygen
tension in the face of an experimentally induced pulmonary
arterio-venous shunt (Born et al., 1955
). Therefore, the physiological
patency of the ductus in the term neonate with a left to right shunt
acts to improve arterial oxygen tension in the immediate neonatal
period when the lungs are not fully expanded (Dawes et al., 1955
; Born
et al., 1955
).
C. Closure of the Ductus Arteriosus
Initial closure of the ductus is mediated by contraction of its
thick muscular wall. In some species, closure is complete in the first
few hours after birth, e.g. mice (Tada and Kishimoto, 1990
), rats
(Jarkovska et al., 1992
), and rabbits (Momma et al., 1980
); in others,
however, it occurs in the first 1 to 2 days of life, e.g. lambs (Dawes
et al., 1955
), guinea pigs (Fay and Cooke, 1972
), and humans (Drayton
and Skidmore, 1987
). After functional closure, the ductus remodels and
closure is permanent. A remnant of the ductus is evident in the adult,
the ligamentum arteriosum, which is formed by fibrosis of
the closed neonatal vessel.
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III. Factors Maintaining Ductal Patency In Utero |
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The original view of the ductus was that it represented a
relatively passive structure in utero that was actively stimulated to
contract after delivery (Kennedy and Clark, 1942
). It has become clear,
however, that patency of the ductus in utero is an active state. That
is, it has intrinsic tone, or is tonically stimulated to contract, and
these procontractile mechanisms are tonically inhibited by
vasodilators. Probably the most important dilator system identified so
far is prostaglandin E2
(PGE2), which has a profound inhibitory effect on
ductal smooth muscle. However, several accessory dilator systems have
also been identified.
Increasing oxygen tension has a profound effect on the ductus to
promote contraction, both directly and by modulating its response to
vasodilators and vasoconstrictors (Smith and McGrath, 1991
, 1993
).
Although the relatively low oxygen tension to which the fetal ductus is
exposed helps maintain patency, the effects of oxygen are discussed in
section IV in the context of rising oxygen tension promoting
contraction.
A. Prostaglandins
1. Dilator effects of prostaglandins.
In 1973, Coceani and
Olley demonstrated that prostaglandin E1 (PGE1)
and PGE2 relaxed the isolated lamb ductus arteriosus. Several studies have compared the relative potencies of PGs in dilating
the ductus in a range of species (rats, rabbits, pigs, and sheep), and
PGE1 and PGE2 have been found, uniformly, to be the most potent, causing ductal relaxation in the picomolar and low
nanomolar range (Coceani et al., 1975 2. Prostanoid receptors and signal transduction.
The
pharmacological classification of prostanoid (P) receptors has been
reviewed (Coleman et al., 1994b
, 1978b
, 1980
; Sharpe and Larsson,
1975
; Starling et al., 1976
; Clyman et al., 1977
, 1978c
,d
; Momma et
al., 1980
; Friedman et al., 1983
; Sideris et al., 1985
; Smith et al.,
1994
). 6-keto-PGE1 is almost as potent as PGE2
and, theoretically, could be formed from PGI2; however, the
enzymes required for this have not been demonstrated in the lamb ductus
(Coceani et al., 1980
). The only mammalian species studied where PGs
have not been shown to exert a significant dilator effect is the guinea
pig (Bodach et al., 1980
).
). Each receptor is named after the
native PG that is its most potent agonist [i.e., EP for
PGE1 and PGE2, IP for PGI2, DP for
PGD2, FP for PGF2
and TP for
thromboxane A2(TxA2)]. There are at least four
subtypes of EP receptors encoded by separate genes, and there are
variable numbers of isoforms (depending on the species) of
EP3 receptors formed by alternative messenger ribonucleic
acid (mRNA) splicing from a single gene. The dilator effect of
PGE2 on the rabbit ductus was mediated by the prostanoid
EP4 receptor subtype (Smith et al., 1994
); this receptor
also mediated dilation of porcine venous smooth muscle by
PGE2 in the picomolar and low nanomolar range of
concentrations (Coleman et al., 1994a
). The gene encoding the EP4 receptor has been cloned and sequenced, and, like the
other prostanoid receptors, is a member of the superfamily of G-protein coupled receptors with seven transmembrane domains (Pierce et al.,
1995
). Normal ductal closure fails to take place in mice lacking the
EP4 receptor gene, confirming that this receptor mediates the physiological effects of PGE2 on the mouse ductus
(Nguyen et al, 1997
). When the cloned human and murine genes were
transfected into mammalian cells, EP4 receptors were found
to be coupled positively to adenylate cyclase (AC) (Honda et al., 1993
;
Bastien et al., 1994
; Nishigaki et al., 1995
). Consistent with this
(although the EP receptor subtype mediating the dilator effect of
PGE2 on the lamb ductus has not been confirmed),
PGE2 increased the intracellular concentration of cyclic
adenosine monophosphate (cAMP) in the lamb ductus arteriosus (Walsh and
Mentzer, 1987
). Similarly, the effects of PGE2 on the
staphylococcal
-toxin permeabilized rabbit ductus were potentiated
by a phosphodiesterase inhibitor and were identical with forskolin (a
direct activator of AC) and exogenous cAMP (Crichton et al., 1997
). The
cellular mechanism of action of PGE2 (presumably acting via
cAMP) has been at least partially elucidated in the
-toxin
permeabilized rabbit ductus, where it was found to inhibit the
sensitivity of the contractile proteins to calcium (Crichton et al.,
1997
).
; Clyman et al., 1978c
) The relatively low
potency of PGI2 led some authors to dismiss it as having
little or no role in the physiological control of ductal patency
(Clyman, 1987
; Coceani and Olley, 1988
). However, the fetal rabbit
ductus has IP receptors (Smith et al., 1994
). Furthermore, the stable
IP receptor agonist, cicaprost, was only 20 to 100 times less potent than PGE2 (Smith and McGrath, 1994
; Smith et al., 1994
),
and the maximal dilator effect of cicaprost was actually greater than PGE2 in the isolated rabbit ductus (Smith and McGrath,
1993
). These findings suggest a role for PGI2 in
maintaining ductal patency. The cloned human IP receptor is also
positively coupled to AC (Boie et al., 1994
).
3. Local sources of prostaglandins.
The ductus is exposed to
both locally released and circulating PGs (Clyman, 1987
). The isolated
ductus synthesizes a range of PGs. PGI2 was the main
product of arachidonic acid (AA) in both the ovine and bovine ductus,
but it also formed small amounts of PGE2,
PGF2
, and PGD2
all about 10%
the level of PGI2 synthesis (Terragno et al., 1977
;
Pace-Asciak and Rangaraj, 1977
, 1978
and 1983
; Skidgell et al., 1984
);
this adds further support for a physiological role for PGI2
in the control of the ductus. It has been suggested that
PGE2 is formed by the degradation of PGH2 in
the lamb ductus and not through an enzymatic pathway (Needleman et al.,
1981
; Skidgell et al., 1984
). However, the stimulatory effect of
reduced glutathione on PGE2 release has been interpreted as
indicating the presence of PGE2 isomerase (Coceani et al., 1986
). The control of ductal PG synthesis in relation to birth is
discussed in section IV and the effect of gestational age is discussed
in section V.A.
4. Circulating prostaglandins.
The ductus is also exposed to
circulating PGE2, and it has been suggested that
circulating PGE2 is more important in the control of the
vessel than locally released PGE2 (Clyman, 1987
).
Circulating concentrations of PGE2 increased toward term
and were approximately 1 to 2 nM in the late gestation
fetal lamb (Clyman et al., 1980b
) which is close to causing maximal
relaxation of the isolated ductus (Coceani et al., 1975
; Smith et al.,
1994
). The placenta is thought to be the major source of circulating
PGE2 in the lamb fetus (see Thorburn, 1992
). Because the
lungs are the major site of PG catabolism (Tsai and Brown, 1987
) and
pulmonary blood flow is only 7% of combined ventricular output in the
lamb fetus (Heymann and Rudolph, 1975
), the high circulating
concentrations of PGE2 are probably also related to reduced
catabolism.
5. Effects of prostaglandin H synthase inhibition in vivo and in
vitro.
Soon after the initial description of the dilator effect of
PGE2, it was demonstrated that indomethacin, a PGHS
inhibitor, contracted the rat ductus in vivo (Sharpe et al., 1974
) and
the lamb ductus in vitro (Coceani et al., 1975
), which suggested that (a) the net effect of endogenous PGs on the ductus was
dilator and (b) that the ductus had intrinsic tone in
utero that was being tonically inhibited by PGs. The effect of
indomethacin is likely to have been because of its inhibitory effect on
PGHS because a range of structurally diverse PGHS inhibitors contracted
the rat ductus (Momma et al., 1984
). Indomethacin did not affect the ductus arteriosus of fetal mice lacking the prostanoid EP4
receptor gene, which indicates that the primary mechanism by which
indomethacin contracts the vessel in vivo is eliminating the dilator
effect of PGE2 (Nguyen et al, 1997
).
6. Relative roles of local and circulating prostaglandin in fetal
life.
Early work on the effects of PGs and PGHS inhibitors led to
the conclusion that circulating PGs were primarily responsible for
maintaining ductal patency in utero (Clyman, 1987
). The findings that
led to this conclusion were made in the isolated lamb ductus exposed to
fetal oxygen tension, where (a) indomethacin had no contractile effect and (b) there was minimal release of
PGE2 (Clyman et al., 1980a
). However, the contractile
response to indomethacin is not purely an index of the dilator effect
of locally released PGs (Smith, 1997
). The contraction elicited by
indomethacin is also determined by the degree of spontaneous tone in
the ductus. The ductus may be profoundly inhibited by locally released
PGs, but when there is no spontaneous tone present, it will not
contract in response to indomethacin. The lack of a contractile
response to indomethacin of the isolated ductus exposed to fetal oxygen tension may simply reflect low levels of spontaneous tone (Smith, 1997
).
7. Prostaglandin H synthase isoforms.
There are two isoforms
of the enzyme PGHS: a constitutive isoform (PGHS-1) and an inducible
isoform (PGHS-2) (see Frolich, 1997
). There is a recent preliminary
report that the fetal ductus primarily expresses PGHS-1, whereas the
neonatal vessel primarily expresses PGHS-2 (Guerguerian et al., 1997
).
The isoforms present in the placenta, the major source of circulating
PGE2 in the fetus (see Section III.A.4.), vary with
gestational age. In the preterm sheep, PGHS-1 predominates, whereas
with advancing gestation there is induction of PGHS-2, which is
correlated with increased placental PG synthesis (Wimsatt et al.,
1993
). In the preterm fetal ductus, therefore, both locally released
and circulating PGE2 may be produced by PGHS-1. In the term
fetal ductus, locally produced PGE2 is still formed by
PGHS-1 whereas PGHS-2 may be the predominant source of circulating
PGE2.
B. Nitric Oxide
Both sodium nitroprusside (SNP) and glyceryl trinitrate dilated
the lamb ductus in vivo (Walsh et al., 1988
) and the lamb and rabbit
ductus in vitro (Walsh and Mentzer, 1987
; Smith and McGrath, 1993
).
These agents are nitric oxide (NO) donors, and they increased the
intracellular concentrations of cAMP and cyclic guanosine monophosphate
(cGMP) in the lamb ductus (Walsh and Mentzer, 1987
; Coceani et al.,
1996a
). Inhibitors of nitric oxide synthase (NOS) contracted the ductus
both in vitro (Coceani et al., 1994b
) and in vivo (Fox et al., 1996
),
and contraction of the isolated lamb ductus was associated with
decreased intracellular concentrations of cGMP (Coceani et al., 1996a
).
Removing the luminal endothelium of the ductus decreased, but did not
abolish, the contractile response to a NOS inhibitor (Coceani et al.,
1994b
; Clyman et al., 1997b
), implying an extraluminal source of NOS.
Immunohistochemistry localized endothelial nitric oxide synthase (eNOS)
to the luminal endothelium (Fox et al., 1996
) and the vasa vasorum
endothelium (Clyman et al., 1997b
). The presence of mRNA encoding the
inducible nitric oxide synthase (iNOS) gene in a homogenate of the
heart and great vessels from the fetal rat has been demonstrated
(Bustamante et al., 1996
), and immunohistochemistry of the fetal lamb
ductus has located this to the luminal endothelium (Clyman et al.,
1997b
). Oral administration of a selective iNOS inhibitor
(L-NG-1[1-aminomethyl] lysine) to
pregnant rats caused contraction of the fetal rat aorta, pulmonary
artery, and ductus arteriosus in vivo in a dose-dependent manner, and
this could be reversed with SNP (Bustamante et al., 1996
).
However, in vitro studies have demonstrated that in the
indomethacin-treated, endothelium-denuded rabbit ductus exposed to neonatal oxygen tension, the maximal effect of a NO donor (SNP) was
only 4% of maximal relaxation compared with 80% for
PGE2 and 87% for cicaprost (Smith and McGrath,
1993
). Consistent with this, LG-nitro-L-arginine,
an inhibitor of eNOS and neuronal NOS (Moncada et al, 1997
), at a
dosage sufficient to increase mean arterial pressure, had a much
smaller contractile effect than indomethacin in the fetal lamb ductus
in vivo (Fox et al., 1996
). These observations suggest that
PGE2 is the most important ductal dilator and
that NO may only play an accessory role (Smith and McGrath, 1993
; Fox et al., 1996
). Given the profound contractile effect of indomethacin on
the fetal lamb ductus in vivo (Friedman et al., 1983
; Fox et al.,
1996
), NO is insufficient on its own to oppose the intrinsic tone of
the fetal vessel in utero.
A study in the isolated lamb ductus demonstrated that NO donors had a
greater effect than E series PGs in vitro (Walsh and Mentzer, 1987
).
These experiments were conducted in the absence of indomethacin.
Endogenous PGE2 potentiated the sensitivity and maximum response of the rabbit ductus to nonprostanoid vasodilators and
inhibited its sensitivity to exogenous PGE2
(Smith and McGrath, 1994
), and the absence of indomethacin (and,
therefore, the effects of locally released PGE2)
probably explains greater sensitivity to NO donors compared with
PGE2 (see section X.). The effects of endogenous
and exogenous NO on ductal patency have not been studied in the
instrumented neonate. This area warrants investigation.
C. Carbon Monoxide
The effects of carbon monoxide (CO) on the ductus have been
studied for over a decade in investigations of the mechanism of the
oxygen-induced contraction of the ductus (see section IV.). More
recently, it has been appreciated that smooth muscle contains an
enzyme, heme oxygenase, that can produce CO from heme and that the CO
produced may cause vasodilatation through stimulation of cGMP (Morita
et al., 1995
; Werkstrom et al., 1997
) or by effects on potassium
channels (Farrugia et al., 1993
; Wang and Wu, 1997
; Werkstrom et al.,
1997
).
The expression of the inducible (heme oxygenase-1) and constitutive
(heme oxygenase-2) isoforms of the enzyme have been studied by
immunohistochemistry in the lamb ductus (Coceani et al., 1997
). Heme
oxygenase-1 was expressed in both endothelial and smooth muscle cells,
whereas heme oxygenase-2 was only found in smooth muscle. The formation
of CO from exogenous hemin was blocked by the heme oxygenase inhibitor
zinc protoporphyrin IX (ZnPP) (10 µM). However, ZnPP only
contracted the ductus exposed to fetal oxygen tension when heme
oxygenase-1 had been induced by endotoxin (Coceani et al., 1997
). It
remains to be established whether CO acts as a dilator of the ductus
under physiological conditions in utero.
D. Other Relaxants of the Ductus Arteriosus
In the chronically instrumented fetal lamb, adenosine reversed the
contraction of the ductus induced by ventilation of the fetal lungs
with oxygen (Mentzer et al., 1985
). Furthermore, circulating concentrations of endogenous adenosine varied inversely with both fetal
arterial oxygen tension and the degree of contraction of the ductus
arteriosus (Mentzer et al., 1985
). However, adenosine had no effect on
the indomethacin-induced contraction of the fetal lamb in vivo
(Friedman et al., 1983
) and its maximal effect on the
indomethacin-treated, endothelium-denuded rabbit ductus exposed to
neonatal oxygen tension was 4% of maximal relaxation compared with
80% for PGE2 (Smith and McGrath, 1993
). It is
likely that adenosine has only a minor and accessory role in
maintaining patency of the ductus in utero.
The ductus also has
-adrenoceptors that mediate relaxation (Bodach
et al., 1980
). The contractile effect of catecholamines through
-adrenoceptor activation is offset by its dilator effect through
-adrenoceptors. However, infusion of the
-adrenoceptor antagonist, propranolol, had no effect on ductal patency in the in vivo
lamb (Friedman et al., 1983
).
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IV. Factors Mediating Contraction at Birth |
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Although the maintenance of patency in utero is an active state
and the loss of the dilator effect of PGE2 is
central to the control of the ductus in the neonate (Coceani and Olley,
1988
), the trigger to close the vessel after birth is more than just the withdrawal of dilator influences. The major factor actively stimulating contraction is probably the effect of increasing oxygen tension although the isolated ductus is sensitive to a wide range of
contractile agonists (see Sections IV.D. and IV.G.). The multiplicity of these contractile systems seems at odds with the relatively simple
physiological role of the ductus. This can be explained by the fact
that the two main systems that vary at birth, namely oxygen tension and
PGE2, act synergistically to modulate the
response of the ductus to vasoconstrictors (Smith and McGrath, 1991
,
1993
). In the presence of fetal oxygen tension and physiological
concentrations of PGE2, the ductus is virtually
unresponsive to even high micromolar concentrations of norepinephrine
(Smith and McGrath, 1991
). Loss of this profound synergistic inhibition
after delivery will uncover the vessel's response to a range of
vasoconstrictors.
A. Oxygen-Induced Contraction
In fetal life, the ductus is exposed to an oxygen tension that has
been estimated as between 18 to 28 mmHg (Heymann and Rudolph, 1975
).
After birth, the ductus is exposed to arterial blood because of the
reversal of the direction of flow (Dawes et al., 1955
) and arterial
oxygen tension rises rapidly after delivery (Heymann and Rudolph,
1975
). Rising oxygen tension profoundly contracts the ductus (Kennedy
and Clark, 1942
; Kovalcik, 1963
; Fay, 1971
). With the exception of the
pulmonary circulation, most vascular smooth muscles relax in a low
oxygen environment and contract in response to increasing oxygen
tension. The response of the ductus to oxygen, although qualitatively
similar to other blood vessels, is much greater in magnitude (Heymann
and Rudolph, 1975
; Smith and McGrath, 1988
). Several different
mechanisms have been proposed to explain the profound contractile
effect of physiological increases in oxygen tension on the ductus. None
of the models fit all of the experimental observations, and it is
likely that there is more than one oxygen sensor in the ductus.
Furthermore, oxygen tension has a profound modulatory effect on other
vasoactive systems (Smith and McGrath, 1991
, 1993
). It follows,
therefore, that the effects of locally released vasoactive agents that
exert a tonic effect on ductal contractility will vary with alterations in oxygen tension.
1. Cytochrome a3 hypothesis.
Fay (1971)
demonstrated some fundamental properties of the oxygen-induced
contraction of the guinea pig ductus: exposure of the vessel to
increasing oxygen tension across the range 0 to 140 mmHg induced
incremental contraction; the effect was the same when either the
luminal or the adventitial side of the ductus was exposed to elevated
oxygen; and local anesthetics and tetrodotoxin (inhibitors of
nerve-mediated effects) had no effect on the response. These findings
suggested that oxygen acts directly on the smooth muscle cells of the
ductus, which was consistent with the lack of effect of a range of
antagonists of autonomic nervous system mediators on the oxygen-induced
contraction of the lamb and guinea pig ductus (Kovalcik, 1963
). In
addition, Fay observed that the oxygen-induced contraction was
inhibited by cyanide and several other inhibitors of oxidative
phosphorylation (Fay, 1971
; Fay and Jobsis, 1972
). Cyanide had little
effect on the acetylcholine-induced contraction, although some of the
other inhibitors of oxidative phosphorylation reduced the response to
acetylcholine. Fay postulated that cytochrome a3 was the
oxygen sensor and that the contractile effect of oxygen was related to
adenosine triphosphate (ATP) levels in ductal smooth muscle cells (Fay
and Jobsis, 1972
). Subsequently, it was demonstrated that CO had a
greater affinity than oxygen for the target hemoprotein in the ductus
(Coceani et al., 1984
). Because oxygen has a nine-fold greater affinity
for cytochrome a3 than CO (Ball et al., 1951
), it was
concluded that CO was acting at a different hemoprotein (Coceani et
al., 1984
).
2. Arachidonate hypothesis.
Given that dilation of the ductus
in utero is mediated by an AA metabolite (PGE2), it was an
attractive hypothesis that an AA metabolite might also mediate
oxygen-induced contraction of the vessel with a shift in AA metabolism
occurring at birth. Furthermore, the oxygen-induced contraction of the
human umbilical artery was blocked by PGHS inhibitors (McGrath et al.,
1986
) and was found to be mediated by TxA2 (Templeton et
al., 1991
). However, the oxygen-induced contraction of the lamb ductus
arteriosus was not blocked by PGHS (Coceani et al., 1979
) or
lipoxygenase (Coceani et al., 1982
) inhibitors. The remaining major
enzymatic AA pathway is the formation of epoxides by cytochrome
P450 (also called the monooxygenase or epoxygenase
pathway), which generates contractile agonists in other vascular smooth
muscles (see Harder et al., 1995
for review). Although there is some
evidence to suggest that inhibiting cytochrome P450 relaxes
the ductus (see Section IV.A.3.), there are several pieces of evidence
to suggest that this is not mediated by preventing synthesis of a
constrictor epoxide. First, in the presence of combined PGHS and
lipoxygenase inhibition, exogenous AA only relaxed the ductus in
elevated oxygen tension (Coceani et al., 1988
). Second, a range of AA
epoxides were without effect or caused relaxation of the isolated lamb
ductus (Coceani et al., 1988
). And third, no monooxygenase activity
could be demonstrated in the closing lamb ductus (Coceani et al.,
1994a
).
. Isoprostanes have been shown to
contract vascular smooth muscle. Initially they were thought to act
through the TP receptor, but there is recent evidence for a novel
receptor (see Roberts and Morrow, 19973. Endothelin/cytochrome P450 hypothesis.
Inhibition of the oxygen-induced contraction of the ductus by
cyanide (Fay, 1971
) implied the role of a hemoprotein. It was found
that CO relaxed the oxygen contracted ductus and this effect was
reversed by monochromatic light at a peak of 450 nM
(Coceani et al., 1988
). It was concluded that cytochrome
P450 was the oxygen sensor and its activation promoted
contraction. As discussed above (see Section IV.A.2.), if the enzyme
has a role, it is unlikely to be acting through formation of a
constrictor AA epoxide (Coceani et al., 1988
, 1994a
). The effect of
oxygen on the enzyme is proposed to lead to the release from
endothelial and smooth muscle cells of endothelin (ET)-1, which causes
contraction of the ductus mediated by the ETA receptor
(Coceani et al., 1992
). There is no currently known nonepoxide
mechanism linking cytochrome P450 to the production of
ET-1, although conformational change in the enzyme or the production of
a nonepoxide stimulatory metabolite have been proposed (Coceani, 1994
).
4. Membrane hypothesis.
It was found that the oxygen-induced
contraction of the guinea pig ductus arteriosus was associated with
smooth muscle cell depolarization (Roulet and Coburn, 1981
).
Subsequently, it was observed that glibenclamide, a blocker of
ATP-sensitive potassium channels, contracted the isolated rabbit ductus
exposed to fetal oxygen tension and had little effect on the
oxygen-contracted ductus (Nakanishi et al., 1993
). Furthermore,
cromakalim, an ATP-sensitive potassium channel activator, relaxed the
ductus contracted by oxygen, but had much less of an effect on the
vessel precontracted with 10 µM norepinephrine (Nakanishi
et al., 1993
). These authors proposed that oxygen depolarized the
ductus by closing ATP-sensitive potassium channels.
5. Characterizing an oxygen sensor.
I propose that the
definition of "sensor" in this context is a system that is directly
altered (e.g. synthesis or release of a vasoactive agent from the
ductus, or the state of an ion channel) by increasing oxygen tension in
such a way as to promote contraction. Oxygen profoundly influences the
response of the ductus to a wide range of vasodilators (Smith et al.,
1993
) and vasoconstrictors (Ikeda et al., 1973a
; Smith and McGrath
1988
, 1991
). Indeed, these studies failed to identify a vasoactive
agent whose effect on the ductus was not affected by oxygen tension. It
follows, therefore, that when an agent has a tonic effect on the ductus
(dilator or contractile), the magnitude of its effect is likely to vary
with oxygen tension, i.e., the change is secondary to altered
sensitivity to the effect of the given system rather than an activation
(or inhibition) of the system per se. Therefore, an agonist with a
tonic effect on ductal tone may contribute to the oxygen-induced
contraction but not be an oxygen sensor.
-toxin permeabilized ductal smooth muscle from fetal
rabbits (Crichton et al., 1997B. Contractile Effects of prostaglandins
Two early in vitro studies failed to demonstrate significant
contractile effects of prostanoids on the ductus. The first looked at
the effect of a single high concentration (about 7 µM) of
PGF2
that was found to cause a small
contraction of the bovine ductus exposed to either fetal or neonatal
oxygen tension (Starling and Eliott, 1974
). The other study (Coceani et
al., 1978a
) incubated PGG2 or
PGH2 with microsomal fractions of human platelets
or guinea pig lungs to generate TxA2.
PGG2 or PGH2 on their own
relaxed the ductus (presumably by the formation of
PGE2), but when PGG2 or
PGH2 were incubated in platelet or lung
microsomes, they were without effect.
More recently, the effect of stable synthetic agonists of contractile
prostanoid receptors have been studied (Smith and McGrath, 1995
). It
was demonstrated that the fetal rabbit ductus arteriosus has two
prostanoid receptors coupled to contractile pathways: namely, a TP
receptor and a contractile EP receptor, probably EP3. The TP receptor agonist, U46619 (5-heptenoic
acid,
7-[6(3-hydroxy-1-octenyl)-2-oxabicyclo[2.2.1]hept-5-yl-,[1R[1
,4
,5
,(Z),6
,(1E, 3S*)]]-), contracted the ductus in the nanomolar range, had a maximal
effect similar to norepinephrine, and was antagonized by a TP receptor
antagonist. The ductus also contracted in response to nanomolar
concentrations of the selective EP3 agonists
GR63799X ([1R-[1a(Z),2b(R*), 3a]]-4-(benzoylamino) phenyl
7-[3-hydroxy- 2 (2-hydroxy- 3- phenoxypropoxy)- 5- oxocyclopentyl]-
4- heptenoate) and sulprostone. The maximum response to these agonists
was smaller than the response to U46619. Interestingly, 10 nM sulprostone decreased the sensitivity of the ductus to
the dilator effect of PGE2, whereas 10 nM U46619 did not. Therefore, the ductus arteriosus has
both dilator and contractile receptors to PGE2,
and the contractile receptor modulates the effects of the dilator
receptor (Smith and McGrath, 1995
). The significance of this
observation is discussed in section IV.C.2.
C. Elimination of Dilator Prostaglandins
Loss of the dilator effect of PGE2 is
central to the closure of the ductus, and treatment of the neonatal rat
with PGE2 is sufficient on its own to prevent
postnatal closure (Jarkovska et al., 1992
). The relative roles of
withdrawal of locally released and circulating
PGE2 remain to be determined.
1. Circulating prostaglandin E2.
The high fetal
circulating concentrations of PGE2 fall dramatically after
birth, by ten-fold at 1 h and by twenty-fold at 3 h, in the
term lamb (Clyman et al., 1980b
). Loss of the dilator effect of
circulating PGE2 has been postulated to be fundamental to
the closure of the ductus (Clyman, 1987
). The fall in circulating concentrations of PGE2 is because of (a) the
increase in lung blood flow that occurs at birth because the lungs are
the major site of PG catabolism (Tsai and Brown, 1987
) and
(b) the loss of the placenta, the major source of
circulating PGE2 in the fetus (see Thorburn, 1992
).
2. Locally released prostaglandin.
The elimination of the
dilator effects of locally released PGs after birth is more complex and
less well understood than for circulating PGE2 (Clyman,
1987
). Paradoxically, increasing oxygen tension stimulates
PGE2 release by the lamb ductus (Clyman et al., 1980a
;
Coceani et al., 1986
) i.e., oxygen tension, which contracts the vessel,
stimulates the release of PGE2, which relaxes it. This
apparent anomaly has been resolved at least in part with the
appreciation of the contractile effects of PGs on the ductus (section
IV.)
D. Neural Vasoconstriction
The ductus arteriosus of all species studied is innervated by
catecholamine containing nerves (Boreus et al., 1969
; Ikeda, 1970
;
Ikeda et al., 1972
; Bodach et al., 1980
). The catecholamine content of
the lamb ductus was similar to peripheral arteries that are known to be
under autonomic neural control (Ikeda et al., 1972
). The guinea pig and
lamb ductus contracted in response to transmural stimulation of nerves
(Ikeda et al., 1973a
; Bodach et al., 1980
), and the ductus of several
species contracted in response to exogenous norepinephrine (Kovalcik,
1963
; Aronson et al., 1970
; Smith and McGrath, 1988
). The effect of
transmural stimulation on the guinea pig ductus was potentiated by
raised oxygen tension, as was the response of the vessel to exogenous norepinephrine (Ikeda et al., 1973a
). The effect of transmural stimulation was blocked in part by
-adrenoceptor blockade (Bodach et
al., 1980
), and the treatment of the pregnant guinea pig with phenoxybenzamine (a nonselective
-adrenoceptor antagonist) delayed closure of the ductus in the offspring (Hornblad and Larsson, 1972
).
The
-adrenoceptor subtype mediating the contractile effect of
norepinephrine on the ductus has not been elucidated.
The guinea pig and human ductus also contracted in response to
acetylcholine (Kovalcik, 1963
; McMurphy and Boreus, 1971
; Ikeda et al.,
1973a
), and the lamb ductus is innervated with acetylcholine-containing nerves (Silva and Ikeda, 1971
). Atropine blocked the contractile response of the ductus to exogenous acetylcholine, but had no effect on
the contraction induced by transmural stimulation of nerves of the
isolated lamb ductus arteriosus (Bodach et al., 1980
).
The central control of activity of these pressor nerves is unknown.
Interestingly, the ductus of several species has structures in its wall
that are similar to the carotid and aortic bodies (Boyd, 1941
; Fay,
1971
; MacDonald et al., 1983
) and send afferent fibers to the left
vagus nerve (Boyd, 1941
). There is no information on what physiological
stimuli might activate this apparent sensory system, but the presence
of afferent and efferent neural pathways in the ductus suggests the
possibility of a control loop.
E. Other Locally Released Vasoconstrictors
The potential role of ET-1 is discussed in section IV.A.3. The
adventitia of the guinea pig ductus has many mast cells present, which
can release other vasoconstrictors such as histamine and 5-hydroxytryptamine (Fay, 1971
), both of which contracted the isolated
ductus of several species (Aronson et al., 1970
; McMurphy and Boreus,
1971
; Smith and McGrath, 1991
). The factors that control degranulation
of ductal mast cells are not known. Infusion of 5-hydroxytryptamine
into the chronically instrumented fetal lamb had no effect on ductal
patency (Friedman et al., 1983
), and this may reflect the profound
synergistic dilator effect of fetal oxygen tension and
PGE2 on the response of the ductus to
vasoconstrictors (Smith and McGrath, 1991
).
F. Myogenic Tone
Isolated rings of guinea pig ductus arteriosus contracted in
response to stretch (Ikeda et al., 1973a
), and isolated perfused rabbit
ductus contracted in response to increased perfusion pressure (Kriska
et al., 1990
). Myogenic tone of both isolated rings of rabbit ductus
and the isolated perfused vessel was inhibited by both endogenous and
exogenous PGs (Kriska et al., 1990
; Smith, 1997
). However, the role of
myogenic tone in the physiological control of the ductus is as yet
obscure.
G. Circulating Vasoconstrictors
Enalapril, an angiotensin converting enzyme inhibitor, delayed
ductal closure when given to fetal rats and could reopen the closed
ductus when given at 3 h of life (Takizawa et al., 1994a
,c
). Surprisingly, the effects of angiotensin II on the isolated ductus have
not been studied, but the drug had no effect on the patency of the
vessel when infused into the chronically instrumented fetal sheep
(Friedman et al., 1983
). There have been several reports linking
maternal consumption of angiotensin converting enzyme inhibitors with
patent ductus arteriosus (PDA) in the neonate, but a systematic review
of the literature did not support an association, although the drugs in
clinical use can cross the placenta (Hanssens et al., 1991
).
The ductus contracts in response to other circulating vasoactive
agents, such as epinephrine (Kovalcik, 1963
), through
-adrenoceptors, and bradykinin (Kovalcik, 1963
; Aronson et al.,
1970
). The latter was released after ventilation of the lungs with
oxygen in the lamb (Heymann et al., 1969
), and the levels of bradykinin
in human cord blood were higher than in the adult (Melmon et al.,
1968
). The rat ductus also contracted in response to steroid hormones, namely, corticosteroids (Momma et al., 1981
) and progesterone (Pulkkinen et al., 1986
). The contractile effect of corticosteroids is
probably related to modulating the sensitivity of the ductus to
PGE2 (see section V.B.). The mechanism of action
of progesterone is unknown, but, unlike corticosteroids (Momma and
Takao, 1989a
), it does not interact with the effect of indomethacin
(Pulkkinen et al., 1986
).
| |
V. Ontogeny of Pharmacological Responses |
|---|
|
|
|---|
As might be expected, the ductus undergoes alterations in its
pharmacological responsiveness with advancing gestational age. The
procontractile pathways are clearly held in check at term, however,
because the ductus is widely patent immediately before and after
delivery (e.g. Momma et al., 1980
). It may be that the increasing
concentrations of PGE2 in fetal blood with
advancing gestational age (Clyman et al., 1980b
) provide a parallel
increase in inhibition that is then lost at birth by the mechanisms
discussed in section IV.C.1.
A. Altering Pharmacological Responses with Advancing Gestational Age
The contractile effect of indomethacin on the ductus varies with
gestational age, but the findings are different when in vitro and in
vivo studies are compared. The contractile effect of indomethacin and
ibuprofen on the isolated lamb ductus decreased towards term (Clyman et
al., 1978a
; Coceani et al., 1979
), whereas the contractile effect of
indomethacin in vivo increased with advancing gestational age in fetal
rats, lambs, and humans (Friedman et al., 1983
; Momma and Takao, 1987
;
Moise et al., 1988
). The discrepancy between the findings in vivo and
in vitro may be because of the additional dilator effect of circulating
PGE2 in vivo. The sensitivity of the lamb
ductus to PGE2 and PGI2
decreased towards term (Clyman et al., 1980c
). The preterm lamb ductus
had greater PGI2 synthase activity than term
(Clyman et al., 1978b
), but released less PGE2 than the term ductus (Clyman et al., 1979
). The increased activity of
PGI2 synthase in the preterm ductus may result in
less accumulation of PGH2, and, because
PGE2 is formed from PGH2,
it may explain the low levels of PGE2 released.
The main catabolic pathway for circulating PGE2
is 15(OH)PGDH: the activity of this enzyme in the fetal rat and rabbit
lung increased towards term (Simberg, 1983
; Tsai and Einzig, 1989
).
There is also maturation of non-PG procontractile pathways with
advancing gestational age. The contractile effect of transmural stimulation of pressor nerves in the isolated guinea pig ductus increased towards term (Ikeda et al., 1973b
), as did the oxygen-induced contraction of the guinea pig and lamb vessels (Noel and Cassin, 1976
;
Clyman et al., 1979
). The reduced contractile response of the preterm
lamb ductus to oxygen may reflect greater inhibition by locally
released PGs because the combined contractile effect of oxygen and
indomethacin did not differ significantly comparing the preterm and
term vessels (Clyman et al., 1980c
). However, a recent preliminary
report of patch clamp studies of smooth muscle cells from the rabbit
ductus found that the potassium channels controlling membrane potential
change from the oxygen-insensitive Ca-activated channel to the
oxygen-sensitive delayed rectifier channel with advancing gestational
age (Reeve et al., 1997
). This suggests that the fundamental pathway
involved in the oxygen-induced contraction changes with advancing
gestational age rather than merely a reduced degree of inhibition of
the oxygen-induced contraction by locally released PG.
B. The Effects of Corticosteroids on Pharmacological Responses