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Vol. 50, Issue 1, 35-58, March 1998
Laboratory for Pregnancy and Newborn Research, Department of Physiology, College of Veterinary Medicine, Cornell University, Ithaca, New York
I. Introduction
II. Physiological Roles of the Ductus Arteriosus
A. The Fetal Circulation
B. The Neonatal Transitional Circulation
C. Closure of the Ductus Arteriosus
III. Factors Maintaining Ductal Patency In Utero
A. Prostaglandins
1. Dilator effects of prostaglandins.
2. Prostanoid receptors and signal transduction.
3. Local sources of prostaglandins.
4. Circulating prostaglandins.
5. Effects of prostaglandin H synthase inhibition in vivo and in vitro.
6. Relative roles of local and circulating prostaglandin in fetal life.
7. Prostaglandin H synthase isoforms.
B. Nitric Oxide
C. Carbon Monoxide
D. Other Relaxants of the Ductus Arteriosus
IV. Factors Mediating Contraction at Birth
A. Oxygen-Induced Contraction
1. Cytochrome a3 hypothesis.
2. Arachidonate hypothesis.
3. Endothelin/cytochrome P450 hypothesis.
4. Membrane hypothesis.
5. Characterizing an oxygen sensor.
B. Contractile Effects of prostaglandins
C. Elimination of Dilator Prostaglandins
1. Circulating prostaglandin E2.
2. Locally released prostaglandin.
D. Neural Vasoconstriction
E. Other Locally Released Vasoconstrictors
F. Myogenic Tone
G. Circulating Vasoconstrictors
V. Ontogeny of Pharmacological Responses
A. Altering Pharmacological Responses with Advancing Gestational Age
B. The Effects of Corticosteroids on Pharmacological Responses
VI. Intracellular Control of Contractility
A. Control of Membrane Potential and Intracellular Calcium
B. Other Signal Transduction Systems
C. Contractile Proteins
VII. Ductal Remodeling
A. Anatomical Changes After Birth
B. Pharmacological Aspects of Remodeling
VIII. Integrated Model of Postnatal Ductal Contraction
IX. Clinical Significance
A. Patent Ductus Arteriosis
B. Ductus-Dependent Circulation
C. Prostaglandin H Synthase Inhibitors and Pregnancy
X. Experimental Models for Novel Therapeutics
A. In Vitro Comparisons of Drugs
B. In Vivo Comparisons of Drugs in the Fetus
C. In Vivo Comparisons of Drugs in the Neonate
XI. Scope for Novel Therapies
A. Patent Ductus Arteriosus
1. Prostanoid EP4 receptor antagonist.
2. Isoform specific prostaglandin H synthase inhibitor.
3. Potassium channel closing agents.
B. Ductus-Dependent Circulation
1. Prostanoid EP4 receptor agonist.
2. Potassium channel activators.
3. Nitric oxide donors.
4. ETA receptor antagonist.
C. Preterm Labor
1. Prostanoid EP3/FP receptor antagonists.
2. Prostaglandin H synthase-2 inhibitors.
3. Sulindac.
XII. Conclusions
Acknowledgments
References
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I. Introduction |
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The ductus arteriosus is a shunt blood vessel of fetal life; it
extends between the pulmonary artery and the aorta. It shunts deoxygenated blood from the main pulmonary artery to the descending aorta. Over half of the blood flow in the descending aorta is diverted
to the umbilico-placental circulation (Heymann and Rudolph, 1975
),
where gaseous exchange takes place. The timing of closure of the ductus
after birth varies between species (Heymann and Rudolph, 1975
), but it
is usually complete within 48 h in humans (Drayton and Skidmore,
1987
). Ductal patency in utero is an active state principally
maintained by the potent dilator effect of prostaglandins (PGs)b (Coceani and Olley, 1988
).
Closure at birth is because of contraction of its smooth muscle. This
is secondary to withdrawal of dilation and active stimulation of
contraction, particularly by increased oxygen tension (Coceani and
Olley, 1988
).
The control of the ductus is clinically important in a number of areas.
Contraction of the ductus, with or without fetal heart failure, is a
recognized side effect of administration of prostaglandin H synthase
(PGHS) inhibitors to the mother (Van den Veyver and Moise, 1993
).
Failure of ductal closure after birth is a common complication of
premature delivery, and, conversely, in some forms of congenital heart
disease, survival of the neonate is dependent on persistent patency of
the ductus (see Gersony, 1986
for review). Understanding the role of
PGs in the control of the ductus led directly to therapies in the human
neonate, specifically, indomethacin to close the ductus and E series
PGs to maintain its patency.
This review seeks to summarize the current state of knowledge of the factors that maintain ductal patency in utero and promote ductal contraction after birth. It also seeks to identify potential novel therapeutic strategies for avoiding ductal contraction as a side effect of maternal anti-PG therapy and for the safer and more effective manipulation of ductal patency in the human neonate.
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II. Physiological Roles of the Ductus Arteriosus |
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A. The Fetal Circulation
Flow across the ductus is determined by the difference in pressure
between the two vessels it connects, the pulmonary artery and the
aorta. In fetal life, pulmonary artery pressure is high and aortic
pressure is low (the latter because of the presence of the low
resistance umbilico-placental circulation), therefore the flow is right
to left (Anderson et al., 1981
). The right ventricle pumps
approximately two-thirds of the combined ventricular output in the
fetal lamb, and 90% of this is shunted from the main pulmonary artery
to the descending aorta through the ductus arteriosus (see Heymann and
Rudolph, 1975
). There is no left to right shunt in the normal lamb
fetus (Teitel et al., 1987
).
B. The Neonatal Transitional Circulation
After birth, the pressure gradient across the ductus is reversed.
Pulmonary arterial pressure falls after ventilation of the lungs with
air and aortic pressure rises because of the loss of the low resistance
umbilico-placental circulation (Teitel et al., 1987
). In the neonate,
flow across the ductus is reversed within minutes after birth (Dawes et
al., 1955
; Drayton and Skidmore, 1987
): i.e., from the aorta to the
pulmonary artery. It is a common misconception that closure of the
ductus is one of the factors that increases pulmonary blood flow in the
neonate. Because the shunt across the ductus in the neonate is left to
right, ductal patency increases pulmonary blood flow; ligation of the
ductus of the term neonatal lamb decreases pulmonary blood flow (Dawes et al., 1955
).
It has been proposed that the left to right shunt of the ductus in the
neonate may have an important physiological role in adaptation after
birth (Dawes et al., 1955
). The magnitude of the shunt in the neonatal
preterm lamb varies directly with arterial oxygen tension (Clyman et
al., 1987
), and ligation of the ductus in the term neonatal lamb
decreases arterial oxygen tension (Dawes, et al., 1955
). A similar
improvement in oxygenation can be demonstrated by creating an
artificial ductus arteriosus (with left to right shunt) in adult
animals; patency of this artificial vessel increases arterial oxygen
tension in the face of an experimentally induced pulmonary
arterio-venous shunt (Born et al., 1955
). Therefore, the physiological
patency of the ductus in the term neonate with a left to right shunt
acts to improve arterial oxygen tension in the immediate neonatal
period when the lungs are not fully expanded (Dawes et al., 1955
; Born
et al., 1955
).
C. Closure of the Ductus Arteriosus
Initial closure of the ductus is mediated by contraction of its
thick muscular wall. In some species, closure is complete in the first
few hours after birth, e.g. mice (Tada and Kishimoto, 1990
), rats
(Jarkovska et al., 1992
), and rabbits (Momma et al., 1980
); in others,
however, it occurs in the first 1 to 2 days of life, e.g. lambs (Dawes
et al., 1955
), guinea pigs (Fay and Cooke, 1972
), and humans (Drayton
and Skidmore, 1987
). After functional closure, the ductus remodels and
closure is permanent. A remnant of the ductus is evident in the adult,
the ligamentum arteriosum, which is formed by fibrosis of
the closed neonatal vessel.
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III. Factors Maintaining Ductal Patency In Utero |
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The original view of the ductus was that it represented a
relatively passive structure in utero that was actively stimulated to
contract after delivery (Kennedy and Clark, 1942
). It has become clear,
however, that patency of the ductus in utero is an active state. That
is, it has intrinsic tone, or is tonically stimulated to contract, and
these procontractile mechanisms are tonically inhibited by
vasodilators. Probably the most important dilator system identified so
far is prostaglandin E2
(PGE2), which has a profound inhibitory effect on
ductal smooth muscle. However, several accessory dilator systems have
also been identified.
Increasing oxygen tension has a profound effect on the ductus to
promote contraction, both directly and by modulating its response to
vasodilators and vasoconstrictors (Smith and McGrath, 1991
, 1993
).
Although the relatively low oxygen tension to which the fetal ductus is
exposed helps maintain patency, the effects of oxygen are discussed in
section IV in the context of rising oxygen tension promoting
contraction.
A. Prostaglandins
1. Dilator effects of prostaglandins.
In 1973, Coceani and
Olley demonstrated that prostaglandin E1 (PGE1)
and PGE2 relaxed the isolated lamb ductus arteriosus. Several studies have compared the relative potencies of PGs in dilating
the ductus in a range of species (rats, rabbits, pigs, and sheep), and
PGE1 and PGE2 have been found, uniformly, to be the most potent, causing ductal relaxation in the picomolar and low
nanomolar range (Coceani et al., 1975 2. Prostanoid receptors and signal transduction.
The
pharmacological classification of prostanoid (P) receptors has been
reviewed (Coleman et al., 1994b
, 1978b
, 1980
; Sharpe and Larsson,
1975
; Starling et al., 1976
; Clyman et al., 1977
, 1978c
,d
; Momma et
al., 1980
; Friedman et al., 1983
; Sideris et al., 1985
; Smith et al.,
1994
). 6-keto-PGE1 is almost as potent as PGE2
and, theoretically, could be formed from PGI2; however, the
enzymes required for this have not been demonstrated in the lamb ductus
(Coceani et al., 1980
). The only mammalian species studied where PGs
have not been shown to exert a significant dilator effect is the guinea
pig (Bodach et al., 1980
).
). Each receptor is named after the
native PG that is its most potent agonist [i.e., EP for
PGE1 and PGE2, IP for PGI2, DP for
PGD2, FP for PGF2
and TP for
thromboxane A2(TxA2)]. There are at least four
subtypes of EP receptors encoded by separate genes, and there are
variable numbers of isoforms (depending on the species) of
EP3 receptors formed by alternative messenger ribonucleic
acid (mRNA) splicing from a single gene. The dilator effect of
PGE2 on the rabbit ductus was mediated by the prostanoid
EP4 receptor subtype (Smith et al., 1994
); this receptor
also mediated dilation of porcine venous smooth muscle by
PGE2 in the picomolar and low nanomolar range of
concentrations (Coleman et al., 1994a
). The gene encoding the EP4 receptor has been cloned and sequenced, and, like the
other prostanoid receptors, is a member of the superfamily of G-protein coupled receptors with seven transmembrane domains (Pierce et al.,
1995
). Normal ductal closure fails to take place in mice lacking the
EP4 receptor gene, confirming that this receptor mediates the physiological effects of PGE2 on the mouse ductus
(Nguyen et al, 1997
). When the cloned human and murine genes were
transfected into mammalian cells, EP4 receptors were found
to be coupled positively to adenylate cyclase (AC) (Honda et al., 1993
;
Bastien et al., 1994
; Nishigaki et al., 1995
). Consistent with this
(although the EP receptor subtype mediating the dilator effect of
PGE2 on the lamb ductus has not been confirmed),
PGE2 increased the intracellular concentration of cyclic
adenosine monophosphate (cAMP) in the lamb ductus arteriosus (Walsh and
Mentzer, 1987
). Similarly, the effects of PGE2 on the
staphylococcal
-toxin permeabilized rabbit ductus were potentiated
by a phosphodiesterase inhibitor and were identical with forskolin (a
direct activator of AC) and exogenous cAMP (Crichton et al., 1997
). The
cellular mechanism of action of PGE2 (presumably acting via
cAMP) has been at least partially elucidated in the
-toxin
permeabilized rabbit ductus, where it was found to inhibit the
sensitivity of the contractile proteins to calcium (Crichton et al.,
1997
).
; Clyman et al., 1978c
) The relatively low
potency of PGI2 led some authors to dismiss it as having
little or no role in the physiological control of ductal patency
(Clyman, 1987
; Coceani and Olley, 1988
). However, the fetal rabbit
ductus has IP receptors (Smith et al., 1994
). Furthermore, the stable
IP receptor agonist, cicaprost, was only 20 to 100 times less potent than PGE2 (Smith and McGrath, 1994
; Smith et al., 1994
),
and the maximal dilator effect of cicaprost was actually greater than PGE2 in the isolated rabbit ductus (Smith and McGrath,
1993
). These findings suggest a role for PGI2 in
maintaining ductal patency. The cloned human IP receptor is also
positively coupled to AC (Boie et al., 1994
).
3. Local sources of prostaglandins.
The ductus is exposed to
both locally released and circulating PGs (Clyman, 1987
). The isolated
ductus synthesizes a range of PGs. PGI2 was the main
product of arachidonic acid (AA) in both the ovine and bovine ductus,
but it also formed small amounts of PGE2,
PGF2
, and PGD2
all about 10%
the level of PGI2 synthesis (Terragno et al., 1977
;
Pace-Asciak and Rangaraj, 1977
, 1978
and 1983
; Skidgell et al., 1984
);
this adds further support for a physiological role for PGI2
in the control of the ductus. It has been suggested that
PGE2 is formed by the degradation of PGH2 in
the lamb ductus and not through an enzymatic pathway (Needleman et al.,
1981
; Skidgell et al., 1984
). However, the stimulatory effect of
reduced glutathione on PGE2 release has been interpreted as
indicating the presence of PGE2 isomerase (Coceani et al., 1986
). The control of ductal PG synthesis in relation to birth is
discussed in section IV and the effect of gestational age is discussed
in section V.A.
4. Circulating prostaglandins.
The ductus is also exposed to
circulating PGE2, and it has been suggested that
circulating PGE2 is more important in the control of the
vessel than locally released PGE2 (Clyman, 1987
).
Circulating concentrations of PGE2 increased toward term
and were approximately 1 to 2 nM in the late gestation
fetal lamb (Clyman et al., 1980b
) which is close to causing maximal
relaxation of the isolated ductus (Coceani et al., 1975
; Smith et al.,
1994
). The placenta is thought to be the major source of circulating
PGE2 in the lamb fetus (see Thorburn, 1992
). Because the
lungs are the major site of PG catabolism (Tsai and Brown, 1987
) and
pulmonary blood flow is only 7% of combined ventricular output in the
lamb fetus (Heymann and Rudolph, 1975
), the high circulating
concentrations of PGE2 are probably also related to reduced
catabolism.
5. Effects of prostaglandin H synthase inhibition in vivo and in
vitro.
Soon after the initial description of the dilator effect of
PGE2, it was demonstrated that indomethacin, a PGHS
inhibitor, contracted the rat ductus in vivo (Sharpe et al., 1974
) and
the lamb ductus in vitro (Coceani et al., 1975
), which suggested that (a) the net effect of endogenous PGs on the ductus was
dilator and (b) that the ductus had intrinsic tone in
utero that was being tonically inhibited by PGs. The effect of
indomethacin is likely to have been because of its inhibitory effect on
PGHS because a range of structurally diverse PGHS inhibitors contracted
the rat ductus (Momma et al., 1984
). Indomethacin did not affect the ductus arteriosus of fetal mice lacking the prostanoid EP4
receptor gene, which indicates that the primary mechanism by which
indomethacin contracts the vessel in vivo is eliminating the dilator
effect of PGE2 (Nguyen et al, 1997
).
6. Relative roles of local and circulating prostaglandin in fetal
life.
Early work on the effects of PGs and PGHS inhibitors led to
the conclusion that circulating PGs were primarily responsible for
maintaining ductal patency in utero (Clyman, 1987
). The findings that
led to this conclusion were made in the isolated lamb ductus exposed to
fetal oxygen tension, where (a) indomethacin had no contractile effect and (b) there was minimal release of
PGE2 (Clyman et al., 1980a
). However, the contractile
response to indomethacin is not purely an index of the dilator effect
of locally released PGs (Smith, 1997
). The contraction elicited by
indomethacin is also determined by the degree of spontaneous tone in
the ductus. The ductus may be profoundly inhibited by locally released
PGs, but when there is no spontaneous tone present, it will not
contract in response to indomethacin. The lack of a contractile
response to indomethacin of the isolated ductus exposed to fetal oxygen tension may simply reflect low levels of spontaneous tone (Smith, 1997
).
7. Prostaglandin H synthase isoforms.
There are two isoforms
of the enzyme PGHS: a constitutive isoform (PGHS-1) and an inducible
isoform (PGHS-2) (see Frolich, 1997
). There is a recent preliminary
report that the fetal ductus primarily expresses PGHS-1, whereas the
neonatal vessel primarily expresses PGHS-2 (Guerguerian et al., 1997
).
The isoforms present in the placenta, the major source of circulating
PGE2 in the fetus (see Section III.A.4.), vary with
gestational age. In the preterm sheep, PGHS-1 predominates, whereas
with advancing gestation there is induction of PGHS-2, which is
correlated with increased placental PG synthesis (Wimsatt et al.,
1993
). In the preterm fetal ductus, therefore, both locally released
and circulating PGE2 may be produced by PGHS-1. In the term
fetal ductus, locally produced PGE2 is still formed by
PGHS-1 whereas PGHS-2 may be the predominant source of circulating
PGE2.
B. Nitric Oxide
Both sodium nitroprusside (SNP) and glyceryl trinitrate dilated
the lamb ductus in vivo (Walsh et al., 1988
) and the lamb and rabbit
ductus in vitro (Walsh and Mentzer, 1987
; Smith and McGrath, 1993
).
These agents are nitric oxide (NO) donors, and they increased the
intracellular concentrations of cAMP and cyclic guanosine monophosphate
(cGMP) in the lamb ductus (Walsh and Mentzer, 1987
; Coceani et al.,
1996a
). Inhibitors of nitric oxide synthase (NOS) contracted the ductus
both in vitro (Coceani et al., 1994b
) and in vivo (Fox et al., 1996
),
and contraction of the isolated lamb ductus was associated with
decreased intracellular concentrations of cGMP (Coceani et al., 1996a
).
Removing the luminal endothelium of the ductus decreased, but did not
abolish, the contractile response to a NOS inhibitor (Coceani et al.,
1994b
; Clyman et al., 1997b
), implying an extraluminal source of NOS.
Immunohistochemistry localized endothelial nitric oxide synthase (eNOS)
to the luminal endothelium (Fox et al., 1996
) and the vasa vasorum
endothelium (Clyman et al., 1997b
). The presence of mRNA encoding the
inducible nitric oxide synthase (iNOS) gene in a homogenate of the
heart and great vessels from the fetal rat has been demonstrated
(Bustamante et al., 1996
), and immunohistochemistry of the fetal lamb
ductus has located this to the luminal endothelium (Clyman et al.,
1997b
). Oral administration of a selective iNOS inhibitor
(L-NG-1[1-aminomethyl] lysine) to
pregnant rats caused contraction of the fetal rat aorta, pulmonary
artery, and ductus arteriosus in vivo in a dose-dependent manner, and
this could be reversed with SNP (Bustamante et al., 1996
).
However, in vitro studies have demonstrated that in the
indomethacin-treated, endothelium-denuded rabbit ductus exposed to neonatal oxygen tension, the maximal effect of a NO donor (SNP) was
only 4% of maximal relaxation compared with 80% for
PGE2 and 87% for cicaprost (Smith and McGrath,
1993
). Consistent with this, LG-nitro-L-arginine,
an inhibitor of eNOS and neuronal NOS (Moncada et al, 1997
), at a
dosage sufficient to increase mean arterial pressure, had a much
smaller contractile effect than indomethacin in the fetal lamb ductus
in vivo (Fox et al., 1996
). These observations suggest that
PGE2 is the most important ductal dilator and
that NO may only play an accessory role (Smith and McGrath, 1993
; Fox et al., 1996
). Given the profound contractile effect of indomethacin on
the fetal lamb ductus in vivo (Friedman et al., 1983
; Fox et al.,
1996
), NO is insufficient on its own to oppose the intrinsic tone of
the fetal vessel in utero.
A study in the isolated lamb ductus demonstrated that NO donors had a
greater effect than E series PGs in vitro (Walsh and Mentzer, 1987
).
These experiments were conducted in the absence of indomethacin.
Endogenous PGE2 potentiated the sensitivity and maximum response of the rabbit ductus to nonprostanoid vasodilators and
inhibited its sensitivity to exogenous PGE2
(Smith and McGrath, 1994
), and the absence of indomethacin (and,
therefore, the effects of locally released PGE2)
probably explains greater sensitivity to NO donors compared with
PGE2 (see section X.). The effects of endogenous
and exogenous NO on ductal patency have not been studied in the
instrumented neonate. This area warrants investigation.
C. Carbon Monoxide
The effects of carbon monoxide (CO) on the ductus have been
studied for over a decade in investigations of the mechanism of the
oxygen-induced contraction of the ductus (see section IV.). More
recently, it has been appreciated that smooth muscle contains an
enzyme, heme oxygenase, that can produce CO from heme and that the CO
produced may cause vasodilatation through stimulation of cGMP (Morita
et al., 1995
; Werkstrom et al., 1997
) or by effects on potassium
channels (Farrugia et al., 1993
; Wang and Wu, 1997
; Werkstrom et al.,
1997
).
The expression of the inducible (heme oxygenase-1) and constitutive
(heme oxygenase-2) isoforms of the enzyme have been studied by
immunohistochemistry in the lamb ductus (Coceani et al., 1997
). Heme
oxygenase-1 was expressed in both endothelial and smooth muscle cells,
whereas heme oxygenase-2 was only found in smooth muscle. The formation
of CO from exogenous hemin was blocked by the heme oxygenase inhibitor
zinc protoporphyrin IX (ZnPP) (10 µM). However, ZnPP only
contracted the ductus exposed to fetal oxygen tension when heme
oxygenase-1 had been induced by endotoxin (Coceani et al., 1997
). It
remains to be established whether CO acts as a dilator of the ductus
under physiological conditions in utero.
D. Other Relaxants of the Ductus Arteriosus
In the chronically instrumented fetal lamb, adenosine reversed the
contraction of the ductus induced by ventilation of the fetal lungs
with oxygen (Mentzer et al., 1985
). Furthermore, circulating concentrations of endogenous adenosine varied inversely with both fetal
arterial oxygen tension and the degree of contraction of the ductus
arteriosus (Mentzer et al., 1985
). However, adenosine had no effect on
the indomethacin-induced contraction of the fetal lamb in vivo
(Friedman et al., 1983
) and its maximal effect on the
indomethacin-treated, endothelium-denuded rabbit ductus exposed to
neonatal oxygen tension was 4% of maximal relaxation compared with
80% for PGE2 (Smith and McGrath, 1993
). It is
likely that adenosine has only a minor and accessory role in
maintaining patency of the ductus in utero.
The ductus also has
-adrenoceptors that mediate relaxation (Bodach
et al., 1980
). The contractile effect of catecholamines through
-adrenoceptor activation is offset by its dilator effect through
-adrenoceptors. However, infusion of the
-adrenoceptor antagonist, propranolol, had no effect on ductal patency in the in vivo
lamb (Friedman et al., 1983
).
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IV. Factors Mediating Contraction at Birth |
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Although the maintenance of patency in utero is an active state
and the loss of the dilator effect of PGE2 is
central to the control of the ductus in the neonate (Coceani and Olley,
1988
), the trigger to close the vessel after birth is more than just the withdrawal of dilator influences. The major factor actively stimulating contraction is probably the effect of increasing oxygen tension although the isolated ductus is sensitive to a wide range of
contractile agonists (see Sections IV.D. and IV.G.). The multiplicity of these contractile systems seems at odds with the relatively simple
physiological role of the ductus. This can be explained by the fact
that the two main systems that vary at birth, namely oxygen tension and
PGE2, act synergistically to modulate the
response of the ductus to vasoconstrictors (Smith and McGrath, 1991
,
1993
). In the presence of fetal oxygen tension and physiological
concentrations of PGE2, the ductus is virtually
unresponsive to even high micromolar concentrations of norepinephrine
(Smith and McGrath, 1991
). Loss of this profound synergistic inhibition
after delivery will uncover the vessel's response to a range of
vasoconstrictors.
A. Oxygen-Induced Contraction
In fetal life, the ductus is exposed to an oxygen tension that has
been estimated as between 18 to 28 mmHg (Heymann and Rudolph, 1975
).
After birth, the ductus is exposed to arterial blood because of the
reversal of the direction of flow (Dawes et al., 1955
) and arterial
oxygen tension rises rapidly after delivery (Heymann and Rudolph,
1975
). Rising oxygen tension profoundly contracts the ductus (Kennedy
and Clark, 1942
; Kovalcik, 1963
; Fay, 1971
). With the exception of the
pulmonary circulation, most vascular smooth muscles relax in a low
oxygen environment and contract in response to increasing oxygen
tension. The response of the ductus to oxygen, although qualitatively
similar to other blood vessels, is much greater in magnitude (Heymann
and Rudolph, 1975
; Smith and McGrath, 1988
). Several different
mechanisms have been proposed to explain the profound contractile
effect of physiological increases in oxygen tension on the ductus. None
of the models fit all of the experimental observations, and it is
likely that there is more than one oxygen sensor in the ductus.
Furthermore, oxygen tension has a profound modulatory effect on other
vasoactive systems (Smith and McGrath, 1991
, 1993
). It follows,
therefore, that the effects of locally released vasoactive agents that
exert a tonic effect on ductal contractility will vary with alterations in oxygen tension.
1. Cytochrome a3 hypothesis.
Fay (1971)
demonstrated some fundamental properties of the oxygen-induced
contraction of the guinea pig ductus: exposure of the vessel to
increasing oxygen tension across the range 0 to 140 mmHg induced
incremental contraction; the effect was the same when either the
luminal or the adventitial side of the ductus was exposed to elevated
oxygen; and local anesthetics and tetrodotoxin (inhibitors of
nerve-mediated effects) had no effect on the response. These findings
suggested that oxygen acts directly on the smooth muscle cells of the
ductus, which was consistent with the lack of effect of a range of
antagonists of autonomic nervous system mediators on the oxygen-induced
contraction of the lamb and guinea pig ductus (Kovalcik, 1963
). In
addition, Fay observed that the oxygen-induced contraction was
inhibited by cyanide and several other inhibitors of oxidative
phosphorylation (Fay, 1971
; Fay and Jobsis, 1972
). Cyanide had little
effect on the acetylcholine-induced contraction, although some of the
other inhibitors of oxidative phosphorylation reduced the response to
acetylcholine. Fay postulated that cytochrome a3 was the
oxygen sensor and that the contractile effect of oxygen was related to
adenosine triphosphate (ATP) levels in ductal smooth muscle cells (Fay
and Jobsis, 1972
). Subsequently, it was demonstrated that CO had a
greater affinity than oxygen for the target hemoprotein in the ductus
(Coceani et al., 1984
). Because oxygen has a nine-fold greater affinity
for cytochrome a3 than CO (Ball et al., 1951
), it was
concluded that CO was acting at a different hemoprotein (Coceani et
al., 1984
).
2. Arachidonate hypothesis.
Given that dilation of the ductus
in utero is mediated by an AA metabolite (PGE2), it was an
attractive hypothesis that an AA metabolite might also mediate
oxygen-induced contraction of the vessel with a shift in AA metabolism
occurring at birth. Furthermore, the oxygen-induced contraction of the
human umbilical artery was blocked by PGHS inhibitors (McGrath et al.,
1986
) and was found to be mediated by TxA2 (Templeton et
al., 1991
). However, the oxygen-induced contraction of the lamb ductus
arteriosus was not blocked by PGHS (Coceani et al., 1979
) or
lipoxygenase (Coceani et al., 1982
) inhibitors. The remaining major
enzymatic AA pathway is the formation of epoxides by cytochrome
P450 (also called the monooxygenase or epoxygenase
pathway), which generates contractile agonists in other vascular smooth
muscles (see Harder et al., 1995
for review). Although there is some
evidence to suggest that inhibiting cytochrome P450 relaxes
the ductus (see Section IV.A.3.), there are several pieces of evidence
to suggest that this is not mediated by preventing synthesis of a
constrictor epoxide. First, in the presence of combined PGHS and
lipoxygenase inhibition, exogenous AA only relaxed the ductus in
elevated oxygen tension (Coceani et al., 1988
). Second, a range of AA
epoxides were without effect or caused relaxation of the isolated lamb
ductus (Coceani et al., 1988
). And third, no monooxygenase activity
could be demonstrated in the closing lamb ductus (Coceani et al.,
1994a
).
. Isoprostanes have been shown to
contract vascular smooth muscle. Initially they were thought to act
through the TP receptor, but there is recent evidence for a novel
receptor (see Roberts and Morrow, 19973. Endothelin/cytochrome P450 hypothesis.
Inhibition of the oxygen-induced contraction of the ductus by
cyanide (Fay, 1971
) implied the role of a hemoprotein. It was found
that CO relaxed the oxygen contracted ductus and this effect was
reversed by monochromatic light at a peak of 450 nM
(Coceani et al., 1988
). It was concluded that cytochrome
P450 was the oxygen sensor and its activation promoted
contraction. As discussed above (see Section IV.A.2.), if the enzyme
has a role, it is unlikely to be acting through formation of a
constrictor AA epoxide (Coceani et al., 1988
, 1994a
). The effect of
oxygen on the enzyme is proposed to lead to the release from
endothelial and smooth muscle cells of endothelin (ET)-1, which causes
contraction of the ductus mediated by the ETA receptor
(Coceani et al., 1992
). There is no currently known nonepoxide
mechanism linking cytochrome P450 to the production of
ET-1, although conformational change in the enzyme or the production of
a nonepoxide stimulatory metabolite have been proposed (Coceani, 1994
).
4. Membrane hypothesis.
It was found that the oxygen-induced
contraction of the guinea pig ductus arteriosus was associated with
smooth muscle cell depolarization (Roulet and Coburn, 1981
).
Subsequently, it was observed that glibenclamide, a blocker of
ATP-sensitive potassium channels, contracted the isolated rabbit ductus
exposed to fetal oxygen tension and had little effect on the
oxygen-contracted ductus (Nakanishi et al., 1993
). Furthermore,
cromakalim, an ATP-sensitive potassium channel activator, relaxed the
ductus contracted by oxygen, but had much less of an effect on the
vessel precontracted with 10 µM norepinephrine (Nakanishi
et al., 1993
). These authors proposed that oxygen depolarized the
ductus by closing ATP-sensitive potassium channels.
5. Characterizing an oxygen sensor.
I propose that the
definition of "sensor" in this context is a system that is directly
altered (e.g. synthesis or release of a vasoactive agent from the
ductus, or the state of an ion channel) by increasing oxygen tension in
such a way as to promote contraction. Oxygen profoundly influences the
response of the ductus to a wide range of vasodilators (Smith et al.,
1993
) and vasoconstrictors (Ikeda et al., 1973a
; Smith and McGrath
1988
, 1991
). Indeed, these studies failed to identify a vasoactive
agent whose effect on the ductus was not affected by oxygen tension. It
follows, therefore, that when an agent has a tonic effect on the ductus
(dilator or contractile), the magnitude of its effect is likely to vary
with oxygen tension, i.e., the change is secondary to altered
sensitivity to the effect of the given system rather than an activation
(or inhibition) of the system per se. Therefore, an agonist with a
tonic effect on ductal tone may contribute to the oxygen-induced
contraction but not be an oxygen sensor.
-toxin permeabilized ductal smooth muscle from fetal
rabbits (Crichton et al., 1997B. Contractile Effects of prostaglandins
Two early in vitro studies failed to demonstrate significant
contractile effects of prostanoids on the ductus. The first looked at
the effect of a single high concentration (about 7 µM) of
PGF2
that was found to cause a small
contraction of the bovine ductus exposed to either fetal or neonatal
oxygen tension (Starling and Eliott, 1974
). The other study (Coceani et
al., 1978a
) incubated PGG2 or
PGH2 with microsomal fractions of human platelets
or guinea pig lungs to generate TxA2.
PGG2 or PGH2 on their own
relaxed the ductus (presumably by the formation of
PGE2), but when PGG2 or
PGH2 were incubated in platelet or lung
microsomes, they were without effect.
More recently, the effect of stable synthetic agonists of contractile
prostanoid receptors have been studied (Smith and McGrath, 1995
). It
was demonstrated that the fetal rabbit ductus arteriosus has two
prostanoid receptors coupled to contractile pathways: namely, a TP
receptor and a contractile EP receptor, probably EP3. The TP receptor agonist, U46619 (5-heptenoic
acid,
7-[6(3-hydroxy-1-octenyl)-2-oxabicyclo[2.2.1]hept-5-yl-,[1R[1
,4
,5
,(Z),6
,(1E, 3S*)]]-), contracted the ductus in the nanomolar range, had a maximal
effect similar to norepinephrine, and was antagonized by a TP receptor
antagonist. The ductus also contracted in response to nanomolar
concentrations of the selective EP3 agonists
GR63799X ([1R-[1a(Z),2b(R*), 3a]]-4-(benzoylamino) phenyl
7-[3-hydroxy- 2 (2-hydroxy- 3- phenoxypropoxy)- 5- oxocyclopentyl]-
4- heptenoate) and sulprostone. The maximum response to these agonists
was smaller than the response to U46619. Interestingly, 10 nM sulprostone decreased the sensitivity of the ductus to
the dilator effect of PGE2, whereas 10 nM U46619 did not. Therefore, the ductus arteriosus has
both dilator and contractile receptors to PGE2,
and the contractile receptor modulates the effects of the dilator
receptor (Smith and McGrath, 1995
). The significance of this
observation is discussed in section IV.C.2.
C. Elimination of Dilator Prostaglandins
Loss of the dilator effect of PGE2 is
central to the closure of the ductus, and treatment of the neonatal rat
with PGE2 is sufficient on its own to prevent
postnatal closure (Jarkovska et al., 1992
). The relative roles of
withdrawal of locally released and circulating
PGE2 remain to be determined.
1. Circulating prostaglandin E2.
The high fetal
circulating concentrations of PGE2 fall dramatically after
birth, by ten-fold at 1 h and by twenty-fold at 3 h, in the
term lamb (Clyman et al., 1980b
). Loss of the dilator effect of
circulating PGE2 has been postulated to be fundamental to
the closure of the ductus (Clyman, 1987
). The fall in circulating concentrations of PGE2 is because of (a) the
increase in lung blood flow that occurs at birth because the lungs are
the major site of PG catabolism (Tsai and Brown, 1987
) and
(b) the loss of the placenta, the major source of
circulating PGE2 in the fetus (see Thorburn, 1992
).
2. Locally released prostaglandin.
The elimination of the
dilator effects of locally released PGs after birth is more complex and
less well understood than for circulating PGE2 (Clyman,
1987
). Paradoxically, increasing oxygen tension stimulates
PGE2 release by the lamb ductus (Clyman et al., 1980a
;
Coceani et al., 1986
) i.e., oxygen tension, which contracts the vessel,
stimulates the release of PGE2, which relaxes it. This
apparent anomaly has been resolved at least in part with the
appreciation of the contractile effects of PGs on the ductus (section
IV.)
D. Neural Vasoconstriction
The ductus arteriosus of all species studied is innervated by
catecholamine containing nerves (Boreus et al., 1969
; Ikeda, 1970
;
Ikeda et al., 1972
; Bodach et al., 1980
). The catecholamine content of
the lamb ductus was similar to peripheral arteries that are known to be
under autonomic neural control (Ikeda et al., 1972
). The guinea pig and
lamb ductus contracted in response to transmural stimulation of nerves
(Ikeda et al., 1973a
; Bodach et al., 1980
), and the ductus of several
species contracted in response to exogenous norepinephrine (Kovalcik,
1963
; Aronson et al., 1970
; Smith and McGrath, 1988
). The effect of
transmural stimulation on the guinea pig ductus was potentiated by
raised oxygen tension, as was the response of the vessel to exogenous norepinephrine (Ikeda et al., 1973a
). The effect of transmural stimulation was blocked in part by
-adrenoceptor blockade (Bodach et
al., 1980
), and the treatment of the pregnant guinea pig with phenoxybenzamine (a nonselective
-adrenoceptor antagonist) delayed closure of the ductus in the offspring (Hornblad and Larsson, 1972
).
The
-adrenoceptor subtype mediating the contractile effect of
norepinephrine on the ductus has not been elucidated.
The guinea pig and human ductus also contracted in response to
acetylcholine (Kovalcik, 1963
; McMurphy and Boreus, 1971
; Ikeda et al.,
1973a
), and the lamb ductus is innervated with acetylcholine-containing nerves (Silva and Ikeda, 1971
). Atropine blocked the contractile response of the ductus to exogenous acetylcholine, but had no effect on
the contraction induced by transmural stimulation of nerves of the
isolated lamb ductus arteriosus (Bodach et al., 1980
).
The central control of activity of these pressor nerves is unknown.
Interestingly, the ductus of several species has structures in its wall
that are similar to the carotid and aortic bodies (Boyd, 1941
; Fay,
1971
; MacDonald et al., 1983
) and send afferent fibers to the left
vagus nerve (Boyd, 1941
). There is no information on what physiological
stimuli might activate this apparent sensory system, but the presence
of afferent and efferent neural pathways in the ductus suggests the
possibility of a control loop.
E. Other Locally Released Vasoconstrictors
The potential role of ET-1 is discussed in section IV.A.3. The
adventitia of the guinea pig ductus has many mast cells present, which
can release other vasoconstrictors such as histamine and 5-hydroxytryptamine (Fay, 1971
), both of which contracted the isolated
ductus of several species (Aronson et al., 1970
; McMurphy and Boreus,
1971
; Smith and McGrath, 1991
). The factors that control degranulation
of ductal mast cells are not known. Infusion of 5-hydroxytryptamine
into the chronically instrumented fetal lamb had no effect on ductal
patency (Friedman et al., 1983
), and this may reflect the profound
synergistic dilator effect of fetal oxygen tension and
PGE2 on the response of the ductus to
vasoconstrictors (Smith and McGrath, 1991
).
F. Myogenic Tone
Isolated rings of guinea pig ductus arteriosus contracted in
response to stretch (Ikeda et al., 1973a
), and isolated perfused rabbit
ductus contracted in response to increased perfusion pressure (Kriska
et al., 1990
). Myogenic tone of both isolated rings of rabbit ductus
and the isolated perfused vessel was inhibited by both endogenous and
exogenous PGs (Kriska et al., 1990
; Smith, 1997
). However, the role of
myogenic tone in the physiological control of the ductus is as yet
obscure.
G. Circulating Vasoconstrictors
Enalapril, an angiotensin converting enzyme inhibitor, delayed
ductal closure when given to fetal rats and could reopen the closed
ductus when given at 3 h of life (Takizawa et al., 1994a
,c
). Surprisingly, the effects of angiotensin II on the isolated ductus have
not been studied, but the drug had no effect on the patency of the
vessel when infused into the chronically instrumented fetal sheep
(Friedman et al., 1983
). There have been several reports linking
maternal consumption of angiotensin converting enzyme inhibitors with
patent ductus arteriosus (PDA) in the neonate, but a systematic review
of the literature did not support an association, although the drugs in
clinical use can cross the placenta (Hanssens et al., 1991
).
The ductus contracts in response to other circulating vasoactive
agents, such as epinephrine (Kovalcik, 1963
), through
-adrenoceptors, and bradykinin (Kovalcik, 1963
; Aronson et al.,
1970
). The latter was released after ventilation of the lungs with
oxygen in the lamb (Heymann et al., 1969
), and the levels of bradykinin
in human cord blood were higher than in the adult (Melmon et al.,
1968
). The rat ductus also contracted in response to steroid hormones, namely, corticosteroids (Momma et al., 1981
) and progesterone (Pulkkinen et al., 1986
). The contractile effect of corticosteroids is
probably related to modulating the sensitivity of the ductus to
PGE2 (see section V.B.). The mechanism of action
of progesterone is unknown, but, unlike corticosteroids (Momma and
Takao, 1989a
), it does not interact with the effect of indomethacin
(Pulkkinen et al., 1986
).
| |
V. Ontogeny of Pharmacological Responses |
|---|
|
|
|---|
As might be expected, the ductus undergoes alterations in its
pharmacological responsiveness with advancing gestational age. The
procontractile pathways are clearly held in check at term, however,
because the ductus is widely patent immediately before and after
delivery (e.g. Momma et al., 1980
). It may be that the increasing
concentrations of PGE2 in fetal blood with
advancing gestational age (Clyman et al., 1980b
) provide a parallel
increase in inhibition that is then lost at birth by the mechanisms
discussed in section IV.C.1.
A. Altering Pharmacological Responses with Advancing Gestational Age
The contractile effect of indomethacin on the ductus varies with
gestational age, but the findings are different when in vitro and in
vivo studies are compared. The contractile effect of indomethacin and
ibuprofen on the isolated lamb ductus decreased towards term (Clyman et
al., 1978a
; Coceani et al., 1979
), whereas the contractile effect of
indomethacin in vivo increased with advancing gestational age in fetal
rats, lambs, and humans (Friedman et al., 1983
; Momma and Takao, 1987
;
Moise et al., 1988
). The discrepancy between the findings in vivo and
in vitro may be because of the additional dilator effect of circulating
PGE2 in vivo. The sensitivity of the lamb
ductus to PGE2 and PGI2
decreased towards term (Clyman et al., 1980c
). The preterm lamb ductus
had greater PGI2 synthase activity than term
(Clyman et al., 1978b
), but released less PGE2 than the term ductus (Clyman et al., 1979
). The increased activity of
PGI2 synthase in the preterm ductus may result in
less accumulation of PGH2, and, because
PGE2 is formed from PGH2,
it may explain the low levels of PGE2 released.
The main catabolic pathway for circulating PGE2
is 15(OH)PGDH: the activity of this enzyme in the fetal rat and rabbit
lung increased towards term (Simberg, 1983
; Tsai and Einzig, 1989
).
There is also maturation of non-PG procontractile pathways with
advancing gestational age. The contractile effect of transmural stimulation of pressor nerves in the isolated guinea pig ductus increased towards term (Ikeda et al., 1973b
), as did the oxygen-induced contraction of the guinea pig and lamb vessels (Noel and Cassin, 1976
;
Clyman et al., 1979
). The reduced contractile response of the preterm
lamb ductus to oxygen may reflect greater inhibition by locally
released PGs because the combined contractile effect of oxygen and
indomethacin did not differ significantly comparing the preterm and
term vessels (Clyman et al., 1980c
). However, a recent preliminary
report of patch clamp studies of smooth muscle cells from the rabbit
ductus found that the potassium channels controlling membrane potential
change from the oxygen-insensitive Ca-activated channel to the
oxygen-sensitive delayed rectifier channel with advancing gestational
age (Reeve et al., 1997
). This suggests that the fundamental pathway
involved in the oxygen-induced contraction changes with advancing
gestational age rather than merely a reduced degree of inhibition of
the oxygen-induced contraction by locally released PG.
B. The Effects of Corticosteroids on Pharmacological Responses
The sensitivity of the preterm lamb ductus to
PGE2 and PGI2 is decreased
by antenatal administration of corticosteroids to the mother (Clyman et
al., 1981b
), whereas, antenatal administration of hydrocortisone had no
effect on PGE2 release from the isolated preterm
lamb ductus (Clyman et al., 1981a
). Activity of pulmonary 15(OH)PGDH
can be induced in the preterm animal by the administration of
hydrocortisone (Tsai and Brown, 1987
). Again, non-PG procontractile pathways appear to be enhanced by corticosteroids because the oxygen-induced contraction of the preterm lamb ductus was increased by
antenatal administration of hydrocortisone (Clyman et al., 1981b
). The
effects of antenatal corticosteroids on the expression of potassium
channels in the preterm ductus have not been reported, and this area
warrants study.
The molecular and cellular mechanisms of the effects of corticosteroids on the ductus have not been examined. Given that the pharmacological responses of the ductus are reasonably well understood, the vessel may be an ideal model for studying the fundamental mechanisms by which corticosteroids affect the preterm fetus, an area of profound clinical importance.
| |
VI. Intracellular Control of Contractility |
|---|
|
|
|---|
A. Control of Membrane Potential and Intracellular Calcium
As discussed above (see Section IV.A.4.), oxygen tension
depolarizes the ductus arteriosus, which is likely to be because of
closure of delayed rectifier potassium channels. Ductal smooth muscle
cells also have ATP-sensitive potassium channels as judged by the
contractile effect of glibenclamide on isolated rings of rabbit ductus
exposed to fetal oxygen tension (Nakanishi et al., 1993
;
Tristani-Firouzi et al., 1996
) and the dilator effect of cromakalim in
the same preparation (Nakanishi et al., 1993
; Smith and McGrath, 1993
,
1994
). The fetal rabbit ductus arteriosus is much more sensitive to
cromakalim than adult aorta; the drug causes half maximal relaxation in
the ductus precontracted with 10 µM norepinephrine and
elevated oxygen tension at a concentration that was subthreshold in the
adult rabbit aorta precontracted with 0.1 µM
norepinephrine (Bray et al., 1991
; Smith and McGrath, 1994
).
Calcium channel blockers abolished the oxygen-induced contraction when
the vessel was exposed to the drug before increasing oxygen tension
(Nakanishi et al., 1993
; Tristani-Firouzi et al., 1996
). However,
nifedipine had no effect on the sustained contraction of the isolated
fetal rabbit ductus to indomethacin, elevated oxygen tension, and 10 µM norepinephrine (Smith and McGrath, 1993
). This may
reflect the presence of indomethacin and/or norepinephrine, or it may
be that calcium influx is a feature of the initiation of ductal
contraction by oxygen, but not its sustained response, as has been
demonstrated for the response of the rabbit aorta to norepinephrine
(Bray et al., 1991
). It would be interesting to examine the effect of
exposing the ductus to calcium channel blockers after sustained
exposure to increased oxygen tension.
Other than the lack of effect of ryanodine on the oxygen-induced
contraction (Nakanishi et al., 1993
), the release of calcium from
intracellular stores in the ductus has not been studied.
B. Other Signal Transduction Systems
With the exception of calcium, there are no studies on the role of contractile second-messenger systems in the control of the ductus, such as the inositol triphosphate cascade and protein kinase C. It would be particularly interesting to establish whether varying oxygen tension acts in part by activating these systems.
There is more information regarding the second-messenger systems
mediating relaxation of the ductus. As discussed in section III, it is
likely that the effects of PGE2 are mediated
through stimulation of AC. The cellular mechanism of cAMP in the ductus have been studied in the staphylococcal
-toxin permeabilized smooth
muscle from the fetal rabbit ductus. It was found that both forskolin
(a direct activator of AC) and exogenous cAMP decreased the sensitivity
of the contractile proteins to calcium (Crichton et al., 1997
). In
other tissues, cAMP can also affect intracellular concentrations of
calcium (Karaki et al., 1997
), but this has not been studied in the
ductus.
NO donors increased both cAMP and cGMP in the isolated lamb ductus
(Walsh and Mentzer, 1987
). It is unclear whether the effect on AC was a
direct effect of NO or was secondary to a release of dilator PGs
because these experiments were not conducted in the presence of an
inhibitor of endogenous PG synthesis. The cellular mechanisms of cGMP
mediated-relaxation have not been studied in the ductus.
The relative importance of the cAMP and cGMP has been studied in the
isolated fetal rabbit ductus arteriosus. Forskolin completely reversed
the combined contractile effects of elevated oxygen tension, 10 µM norepinephrine, and 1 µM indomethacin,
whereas SNP only caused 4% of the effect of forskolin (Smith and
McGrath, 1993
); this suggests that AC is more important than guanylate
cyclase in maintaining ductal patency in utero.
C. Contractile Proteins
Although the intracellular calcium concentration is clearly
critical in mediating the oxygen-induced contraction of the ductus, recent work has suggested that responsiveness of the contractile proteins themselves may also have an important role in mediating contraction at birth. It has been demonstrated that the fetal rabbit
ductus permeabilized with staphylococcal
-toxin was more sensitive
to calcium than fetal rabbit aorta, pulmonary artery, and a diverse
range of vascular and nonvascular smooth muscles from adult animals
(Crichton et al., 1997
). The precise mechanism of this remains to be
resolved, but it might reflect an intrinsically high sensitivity to
calcium of ductal contractile proteins or stimulation of ductal calcium
sensitivity under the conditions employed.
Considering the first possibility, it has been demonstrated that the
ductus arteriosus expresses a "precociously mature" phenotype compared with other fetal vascular smooth muscles in that it expresses an adult specific vascular smooth muscle myosin heavy chain isoform, SM2 (Kim et al., 1993
; Sakurai et al., 1996
; Colbert et al., 1996
); this isoform is not expressed in fetal rabbit aorta and pulmonary artery and only begins to be expressed in these vessels after birth
(Sakurai et al., 1996
). The expression of the SM2 isoform in the fetal
rabbit ductus arteriosus is temporally and spatially associated with
signaling by endogenous retinoic acid (Colbert et al., 1996
). There is
no information on the relationship between the ratio of the SM1/SM2
isoforms and calcium sensitivity in vascular smooth muscle. However, it
is unlikely that the high level of SM2 expression completely explains
the increased ductal sensitivity to calcium because the ductus was more
sensitive to calcium than adult vascular smooth muscles (Crichton et
al., 1997
), which also express the "mature" phenotype. The
umbilical arteries also contract profoundly at birth by an
oxygen-induced mechanism (McGrath et al., 1986
). Interestingly, these
are the only other sites of SM2 expression in fetal vascular smooth
muscle (Kim et al., 1993
); this supports the interpretation that
expression of the SM2 isoform in the ductus may have a role in its
postnatal closure.
The ductus from the second trimester human fetus was also found to have
"advanced differentiation" of smooth muscle cells compared with the
aorta in terms of the degree of expression of the actin binding
proteins calponin and caldesmon. The neonatal aorta and ductus had
similarly high levels of expression of these proteins, but the fetal
ductus had greater levels of expression than the fetal aorta (Slomp et
al., 1997
). However, because these proteins tend to decrease the
calcium sensitivity of permeabilized smooth muscle preparations (see
Karaki et al., 1997
), the relationship with the enhanced calcium
sensitivity of the ductus remains obscure.
Increased sensitivity of ductal smooth muscle to calcium may indicate
that it was activated by some mechanism under the conditions studied.
It is possibly significant that these experiments were conducted at
ambient oxygen tension (Crichton et al., 1997
), i.e., physiologically
elevated for the ductus. If increased calcium sensitivity was secondary
to exposure to elevated oxygen tension, it would necessarily be an
effect of oxygen that was independent of membrane potential and, as
discussed above (see Section IV.A.4.), there is evidence to support the
presence of an oxygen sensor that acts independently of changes in
membrane potential (Roulet and Coburn, 1981
), and this would also
predict that the technique used to skin the ductal smooth muscle might
alter its calcium sensitivity. Saponin is a detergent that disrupts the
integrity of the cell membranes to a much greater extent than
-toxin; the latter preserves its response to receptor-mediated
events, whereas these are abolished by saponin. Smooth muscle from the
lamb ductus skinned with saponin was less sensitive to calcium than
smooth muscle from the rabbit ductus skinned with
-toxin, and
varying oxygen tension had no effect on the calcium sensitivity of the saponin skinned smooth muscle (Coceani et al., 1989b
). It is plausible that oxygen might increase the sensitivity of ductal smooth muscle to
calcium by a cell-membrane coupled mechanism. This hypothesis could be
tested by establishing the effect of oxygen tension on the calcium
sensitivity of the
-toxin permeabilized ductus.
| |
VII. Ductal Remodeling |
|---|
|
|
|---|
A. Anatomical Changes After Birth
Given that the ductus changes from an artery conveying 60% of the
combined ventricular output to a permanently closed structure within a
matter of hours or days (see section II.), it is predictable that the
process of closure is associated with morphological changes. After
birth, there is extensive remodeling of the vessel's wall, and this
renders closure permanent. Even when patent, the structure of the
ductus is quite different from the arteries it connects, being more
muscular and relatively deficient in elastin. Furthermore, ductal
elastin is less likely to be assembled into bundles of fibers compared
with elastin in the aorta and pulmonary artery (Zhu et al., 1993
).
The microscopic features of the patent fetal and closing neonatal
ductus have been described in several species, including mice (Tada and
Kishimoto, 1990
), rats (Jarkovska et al., 1989
), guinea pigs (Fay and
Cooke, 1972
), rabbits (Giuriato et al., 1993
), dogs (Gittenberger de
Groot et al., 1985
), and humans (Silver et al., 1981
; Tada et al.,
1985
). Closure is associated with the formation of intimal cushions,
which are characterized by (a) an area of subendothelial
edema, (b) infolding and ingrowth of endothelial cells, and
(c) migration into the subendothelial space of
undifferentiated medial smooth muscle cells (Gittenberger de Groot et
al., 1985
). Postnatal remodeling is also associated with the
disassembly of the internal elastic lamina, and loss of elastin may
promote smooth muscle cell migration (de Reeder et al., 1990
). Some of
these changes begin about halfway through gestation in humans but are
much more marked after functional closure of the ductus in the neonate
(Slomp et al., 1997
). Ductal remodeling may depend on ischemia of the
vessel wall (Clyman et al., 1997a
), but the loss of medial smooth
muscle cells is by apoptosis rather than necrosis (Clyman et al.,
1997a
; Slomp et al., 1997
).
The cellular processes underlying the formation of intimal cushions
have been studied in some detail and have been recently reviewed
(Rabinovitch, 1996
). These involve complex interactions between growth
factors (notably transforming growth factor-
), glycosaminoglycans
(e.g. hyaluronan and chondroitin sulfate), fibronectin, and cell
surface molecules (e.g. integrins).
B. Pharmacological Aspects of Remodeling
Indomethacin-induced contraction of the fetal ductus arteriosus is
associated with similar morphological changes as occur after delivery
(Okada et al., 1994
), and the changes that normally occur in the
neonate can be prevented by the administration of exogenous
PGE2 (Jarkovska et al., 1992
). It is unlikely
that these findings are indicative of a specific effect of
PGE2 because maintaining ductal patency by
keeping the neonate in an anaerobic environment also prevented
remodeling (Fay and Cooke, 1972
). Paradoxically, studies on the effect
of dilator PGs on remodeling have suggested potential stimulatory
roles. For instance, levels of PGI2 synthase localized by immunohistochemistry in the wall of the ductus were greatest in medial smooth muscle cells at the site of intimal cushions
(de Reeder et al., 1989
); the ductus of dogs with genetic predisposition toward PDA had reduced expression of
PGI2 synthase in their medial smooth muscle cells
(de Reeder et al., 1989
); and indomethacin inhibited the migration of
ductal smooth muscle cells in an in vitro model (Koppel and
Rabinovitch, 1993
). Interestingly, smooth muscle cells obstructing the
lumen of the closed neonatal mouse ductus still express mRNA, encoding
the prostanoid EP4 receptor (Nguyen et al, 1997
).
These findings are at present hard to reconcile with the effects of
indomethacin in vivo.
Postnatal contraction of the ductus affects its response to
vasoconstrictors and vasodilators. Greater degrees of contraction in
vivo were associated with reduced sensitivity and maximum response of
the isolated lamb ductus to PGE2 but also reduced
contraction in response to indomethacin and oxygen tension in vitro
(Clyman et al., 1983a
). Similarly, in the guinea pig neonate,
progressive contraction of the ductus was associated with reduced
dilation in response to anoxia and papaverine and reduced contraction
in response to oxygen, acetylcholine, and potassium (Fay and Cooke, 1972
). There was a correlation between this generalized loss of responsiveness to vasoactive agents and the anatomical changes that
occurred after birth. Furthermore, prevention of closure by keeping
neonatal guinea pigs in an anaerobic environment maintained ductal
responsiveness to variations in oxygen tension (Fay and Cooke, 1972
).
Similarly, when closure of the ductus in the neonatal lamb was
prevented by occluding the pulmonary arteries, the isolated neonatal
ductus in vitro retained a greater contractile response to indomethacin
and oxygen and a greater dilator response to PGE2 when compared with the ductus from appropriate controls (Clyman et al.,
1989a
). These findings suggest that remodeling of the vessel wall after
birth alters the ability of endogenous and exogenous vasoactive agents
to affect ductal patency. These changes can be stimulated and inhibited
by diverse procedures promoting contraction and relaxation,
respectively and, therefore, would appear to be a function of the
degree of contraction of the ductus rather than any specific vasoactive
agent, such as PGs.
The factors that control remodeling appear to mature with advancing
gestational age. The ductus of the preterm human can reopen even after
flow has been completely abolished by indomethacin-induced contraction
(Weiss et al., 1995
); this implies a failure of the remodeling process
that renders closure irreversible. There is evidence in the preterm
lamb to support this interpretation. The degree of postnatal
contraction in vivo was correlated with the responsiveness of the
isolated vessel in vitro, and it was found that for a given degree of
ductal constriction in the neonate, the preterm vessel retained a
greater degree of responsiveness to both contractile and dilator drugs
(Clyman et al., 1985
); this implies that the ability of contraction to
induce remodeling is impaired in the preterm animal.
There is a recent preliminary report that complete contraction of the
preterm ductus does not induce medial hypoxia as occurs in the term
vessel and that this is associated with the failure of apoptosis of
medial smooth muscle cells (Clyman et al., 1997a
). The outer half on
the media of the ductus is penetrated by vasa vasorum, and the neonatal
vessel of the human has been noted to be hyperemic (Silver et al.,
1981
). Given that oxygen has a central role in promoting ductal
contraction, it is possible that dilatation of the vasa vasorum may
promote contraction of the ductus in the early stages of closure; this
would necessitate different control mechanisms of the vasa vasorum
smooth muscle and the smooth muscle of the ductus. The high levels of
eNOS in the vasa vasorum (Clyman et al., 1997b
) and the relative
insensitivity of ductal smooth muscle to NO donors (Smith and McGrath
1993
; Fox et al., 1996
) might be explained by a requirement for
differential control of these two smooth muscles in the process of
ductal closure. However, this model is complicated by the potential
role of medial hypoxia to promote remodeling (Clyman et al., 1997a
).
The role of the ductal vasa vasorum in postnatal contraction is likely
to be complex and is not yet fully resolved.
| |
VIII. Integrated Model of Postnatal Ductal Contraction |
|---|
|
|
|---|
The extensive literature on the physiology and pharmacology of the ductus can be reduced to a fairly simple model for ductal patency in utero and for contraction of the vessel after birth. All the following statements are referenced in the appropriate sections above. The main factors maintaining patency of the ductus in utero are low oxygen tension, high levels of circulating PGE2, and locally produced PGE2 and PGI2. Fetal oxygen tension maintains the membrane potential of the vessel's smooth muscle in a hyperpolarized state, which inhibits the influx of calcium into ductal smooth muscle cells. Circulating and locally released PGs acting through the G-protein-coupled EP4 and IP receptors maintain high levels of intracellular cAMP that depress the sensitivity of the contractile proteins of the ductus to calcium. The combined effects of these two pathways render the ductus virtually unresponsive to even massive stimulation, such as high micromolar concentrations of norepinephrine. After birth, oxygen tension rises and depolarizes ductal smooth muscle (by closure of delayed rectifier potassium channels) and results in an influx of calcium through L-type calcium channels. Furthermore, circulating levels of PGE2 fall by an order of magnitude within hours of birth; levels of cAMP in ductal smooth muscle cells fall, releasing the "brake" on the responsiveness of the contractile proteins to calcium. This responsiveness is either intrinsically high or may be stimulated by elevated oxygen tension. These changes promote ductal contraction directly, decrease its sensitivity to vasodilators, and increase its sensitivity to a diverse range of vasoconstrictors. Contraction of the ductus then stimulates remodeling that renders closure irreversible.
| |
IX. Clinical Significance |
|---|
|
|
|---|
The clinical importance of the ductus is discussed simply to allow
appreciation of the potential for novel therapies. Details of clinical
management and therapeutic regimes have been reviewed elsewhere
(Gersony, 1986
; Van den Veyver and Moise, 1993
; Hammerman, 1995
).
A. Patent Ductus Arteriosis
As the name suggests, PDA is failure of the ductus to close after
birth. PDA is a relatively common complication of prematurity. Originally, the only option for treatment was surgical ligation of the
ductus. The disadvantages of this in the context of prematurity were
(a) the infants are small and often unwell (b)
the required level of surgical expertise was only found in major
centers, necessitating transfer of sick premature infants. The
observation that indomethacin contracted the ductus arteriosus of lambs
(Coceani et al., 1975
) and rats (Sharpe et al., 1974
) led directly to
its evaluation in human premature infants with PDA, and it is currently
a widely used technique in the treatment of this condition (Gersony,
1986
; Hammerman, 1995
). The major adverse effects of indomethacin in the treatment of PDA are similar to the adult: renal impairment, gastrointestinal bleeding, and bleeding tendency (secondary to its
effects on platelets). The association between PDA and prematurity is
probably secondary to delivery occurring before the adaptations that
occur in the ductus toward term that promote postnatal contraction (see
section V). However, PDA is also associated with coexisting conditions
of prematurity, such as respiratory distress syndrome, which itself is
associated with increased circulating PG concentrations (see Hammerman,
1995
for review). PDA can also occur in the absence of prematurity,
and, in such cases, the management is purely surgical.
Paradoxically, antenatal administration of indomethacin to the mother
is associated with an increased risk of PDA (62% versus 44% in
nonexposed) and an increased resort to surgical treatment of PDA (50%
versus 20% in non exposed), even when obvious confounding variables
are taken into account (Norton et al., 1993
). There are reports of
contraction of the ductus after maternal administration of
corticosteroids (Azancot-Benisty et al., 1995
), although this does not
appear to be a common adverse effect (Eronen et al., 1993
). A
randomized controlled trial has demonstrated that antenatal administration of corticosteroids to the mother reduces the incidence of PDA in human infants born before 30 weeks gestation (Eronen et al.,
1993
).
B. Ductus-Dependent Circulation
The term "ductus-dependent circulation" applies to a range of
congenital heart defects where, as a consequence of the defect, continued patency of the ductus arteriosus of the neonate is necessary for its survival (Freed et al., 1981
; Gersony, 1986
). There are 3 roles
that the ductus can have in such circumstances: (a) to maintain adequate pulmonary blood flow, e.g. in pulmonary atresia; (b) to maintain adequate systemic blood flow, e.g. in aortic
arch abnormalities; and (c) to improve mixing of the
systemic and pulmonary circulations, e.g. in transposition of the great
arteries. The natural history of these conditions is that the infant is
often reasonably healthy at birth but then deteriorates in early
neonatal life because the ductus closes. Formerly, detection of such a defect was an indication for emergency surgery before ductal closure was complete. The observation that PGE2 was a
potent dilator of the lamb ductus led directly to the use of
PGE1 (or PGE2) to maintain artificially ductal patency until definitive surgery could be performed. It is not effective, however, when closure of the ductus is
complete, but is most effective where the initial degree of closure is
smallest (Clyman et al., 1983a
). Intravenous PGE1
has major adverse effects, including cardiac arrest, apnea, seizures, pyrexia, hypotension, flushing, and diarrhea (Gersony, 1986
).
C. Prostaglandin H Synthase Inhibitors and Pregnancy
There are 3 main situations where PGHS inhibitors are used in
pregnant women (see Van den Veyver and Moise, 1993
for review): (a) treatment of preexisting medical disease, e.g.
rheumatoid arthritis
generally, the PGHS inhibitor would be
substituted for a simple analgesic for the duration of pregnancy
(b) treatment of premature labor
PGHS inhibitors
(indomethacin is most widely used) are uterine tocolytics; and
(c) treatment of polyhydramnios (excessive liquor)
PGHS
inhibitors (again, indomethacin is most widely used) decrease fetal
urine output and this decreases production of liquor. One of the
problems with these drugs in pregnancy is that they cross the placenta
and contract the fetal ductus arteriosus. A dosage of 10 mg/kg
indomethacin to the pregnant rat caused 70% constriction of the ductus
of its fetuses and led to signs of right-sided heart failure in 1 to
8 h and right ventricular hypertrophy within 24 h (Momma and
Takao, 1989b
). When indomethacin was used in the treatment of the
preterm labor in the human, with dosages of about 1 to 2 mg/kg,
significant contraction of the ductus arteriosus was seen in over half
of the fetuses, and the extent of contraction varied directly with the
gestational age of the fetus (Moise et al., 1988
). In another study,
one-third of fetuses with ductal contraction secondary to therapeutic
dosages of indomethacin had tricuspid regurgitation and, in one fetus
(out of nine with ductal contraction), there was evidence of
right-sided heart failure (Eronen et al., 1991
).
Prenatal closure of the ductus in animals is associated with changes in
the pulmonary circulation that promote pulmonary hypertension, e.g.
after surgical ligation of the fetal lamb ductus (Shaul et al., 1997
)
or administration of indomethacin (1 mg/kg) to pregnant rats (Herget et
al, 1993
). Clinical trials of short term treatment with indomethacin
have failed to demonstrate any major cardiovascular sequelae in human
newborns exposed to the drug in utero, although pulmonary hypertension
may be a problem with prolonged administration of PGHS inhibitors to
pregnant women (see Van den Veyver and Moise, 1993
).
| |
X. Experimental Models for Novel Therapeutics |
|---|
|
|
|---|
Elucidating the role of PGs in ductal control led directly to the
therapies described above for the manipulation of the vessel's patency
in the human neonate. As new potential therapies are identified, the
details of the experimental basis for their evaluation against standard
treatments will be critical. Taking the example of an agonist that
relaxes the ductus, the evidence that it may be useful to maintain
ductal patency in the human neonate could take the form of
(a) its effect on the isolated ductus in vitro,
(b) its effect on the ductus in the fetus with or without
precontraction, and/or (c) its effect on closure of the
ductus in the neonate. Studies in the neonate might include situations
where other cardiovascular parameters could not be measured, e.g. when
using a fetal or neonatal rat and evaluating ductal patency by
microscopy of the frozen animal or where the effect of a given drug on
other aspects of the animal's cardiovascular physiology could be
established, e.g. in an instrumented neonatal lamb. Even in the
simplest model, isolated ring preparations of the ductus, contradictory
findings are obtained. For instance, one study found that SNP had a
much greater effect on the isolated ductus than
PGE2 (Walsh and Mentzer, 1987
), whereas another
found that PGE2 had a much greater effect than
SNP (Smith and McGrath, 1993
). These anomalies present a dilemma for
clinicians planning clinical trials in human infants, but such
contradictory findings can be reconciled by appreciating technical
differences in experimental models.
A. In Vitro Comparisons of Drugs
It is standard to precontract an isolated vessel before obtaining
a relaxation response (i.e., quantifying functional antagonism). In the
case of the ductus arteriosus, several different methods have been
described, including elevated oxygen tension, indomethacin, and
norepinephrine. These techniques are often used in a variety of
combinations. It has been observed, however, that these interventions can alter the relative potency of dilator agonists (Smith and McGrath,
1993
, 1994
), and this may explain many apparently anomalous and
contradictory results.
The main confounding variable is the use of a PGHS inhibitor (e.g.
indomethacin) to precontract the ductus. Indomethacin contracts the
isolated ductus by removing the dilator effect of locally released PGs
(Clyman et al., 1980a
) and is one of the most common methods of
precontracting the isolated ductus. However, indomethacin has different
effects on the potencies of different agonists. Indomethacin increased
the sensitivity of the ductus to exogenous PGE2
(Coceani et al., 1975
; Smith and McGrath, 1994
). The effects of locally
released PG in the isolated fetal rabbit ductus in the absence of
indomethacin (as assessed by the sensitivity of the vessel to
norepinephrine) was equivalent to approximately 0.5 to 1.0 nM exogenous PGE2 in the presence of
indomethacin (Smith and McGrath, 1994
). It follows that in the absence
of a PGHS inhibitor, exogenous PGE2 will only
have an effect on the ductus when it significantly augments or exceeds
the concentration of endogenous PGE2. In the
absence of indomethacin, the threshold for an effect of exogenous
PGE2 was 1 nM, whereas in the
presence of indomethacin, it was approximately 0.1 nM.
Therefore, eliminating the effects of locally produced
PGE2 induced an apparent increase in the
vessel's sensitivity to exogenous PGE2 (Smith
and McGrath, 1994
). When the ductus was precontracted with 10 µM norepinephrine, indomethacin decreased the sensitivity
of the ductus to other vasodilators (cromakalim and forskolin) (Smith
and McGrath, 1994
); this effect was reversed by addition of
subnanomolar concentrations of exogenous PGE2.
Therefore, indomethacin increased the sensitivity of the ductus to
exogenous PGE2 but decreased its sensitivity to
other vasodilators, both effects resulting from the elimination of
endogenous PGE2 (Smith and McGrath, 1994
).
In the study where PGE2 was found to be more
effective than SNP, indomethacin was used to precontract the vessel
(Smith and McGrath, 1993
), whereas in the other study it was not (Walsh
and Mentzer, 1987
). It is likely that in any comparison of prostanoid and nonprostanoid vasodilators in the ductus, the presence or absence
of a PGHS inhibitor will have a major effect on the relative potencies
of the drugs evaluated.
B. In Vivo Comparisons of Drugs in the Fetus
A comparison of drugs has been made in fetal lambs where the
ductus was precontracted by indomethacin (Friedman et al., 1983
) or by
ventilation of the lungs with oxygen (Mentzer et al., 1985
; Walsh et
al., 1988
). Comparing drugs in vivo, indomethacin might have an even
greater effect on the relative potencies of PGE2 and nonprostanoid vasodilators because of the contribution of circulating PGE2. In the chronically instrumented
lamb fetus, exogenous PGE2 had no effect on the
ductus before indomethacin, but was the most potent dilator of the
vessel precontracted with indomethacin (Friedman et al., 1983
). In the
ductus precontracted by ventilation with oxygen, SNP and nitroglycerin
had a greater effect than PGE2 (Mentzer et al.,
1988
).
The key question regarding the use of PGHS inhibitors to precontract
the ductus when making comparisons between dilator agonists (both in
vitro and in vivo) is whether this procedure is likely to represent a
better or worse simulation of the human neonate with a ductus-dependent
congenital heart defect. In human infants with ductus-dependent
congenital heart disease receiving exogenous PGE2, plasma concentrations of
PGE2 (i.e., the sum of endogenous and exogenous
PGE2) are in the subnanomolar range (Silove et
al., 1981
). This strongly suggests that the endogenous levels of
PGE2 (the sum of circulating and locally released
PGE2) to which the ductus is exposed in these
infants are low and would tend to suggest that experiments where PGHS
inhibitors are used for precontraction are likely to be a better model
for the therapeutic situation.
The best method for examining the effect of maternal anti-PG therapy on
the fetal ductus is probably the one described by Friedman and
colleagues (1983)
, which used piezoelectric crystals glued to the
ductal adventitia to assess ductal contraction and fetal vascular
catheters to assess hemodynamic changes in the chronically instrumented
lamb fetus. Using this method, these authors examined the response of
the in vivo fetal ductus to a range of drugs and were able to quantify
dose effect relationships. The ability to administer the drugs directly
to the fetus circumvented any shortcomings related to differences in
placental transfer comparing the sheep and the human.
C. In Vivo Comparisons of Drugs in the Neonate
From the foregoing, it would seem only logical that the best model
of neonatal closure of the ductus would be a neonatal animal. There are
a large number of studies looking at the effect of various drugs on
ductal closure in neonatal rats using the whole-body freezing
technique. The mother, fetus, or neonate is treated with a drug and
then the whole fetus or neonate is frozen, sectioned, and ductal
diameter is quantified using microscopy. This technique has the major
disadvantage that it gives no information about the effect of a given
drug on basic hemodynamic variables, such as blood pressure and heart
rate. For instance, it has been demonstrated that propranolol delays
ductal closure in this model (Arishima et al., 1995
); this seems
paradoxical given that propranolol has a contractile effect on the
ductus (Bodach et al., 1980
). One would expect propranolol to have many
major effects on the physiology of the neonate, on blood pressure, on
heart rate, on the activity of sympathetic pressor nerves, and on the
renin-angiotensin system, for instance. It seems likely that the
paradoxical effect of propranolol to delay closure in the rat pup is
secondary to such a mechanism, but by the nature of the experiments
there is no information to consider these possibilities.
The comparison of prostanoid and nonprostanoid ductal dilators in
instrumented neonates should be an area for future study. Probably the
best method described so far involves delivering the lamb by Cesarean
section and instrumenting it while it is still connected to the
umbilico-placental circulation. The neonate is then intubated and
ventilated and the degree of ductal shunt quantified by measurement of
the cardiac output distribution using radio-labeled microspheres. This
has principally been used to assess ductal dilators (e.g. Clyman et
al., 1983b
). Theoretically, the same technique may be applied to the
study of PGHS inhibitors to close the ductus. The use of a preterm
rather than a term neonate would make it a better model of the clinical
situation and would result in delayed physiological closure, allowing
time to examine drug effects. The use of microspheres might be replaced
by color-flow Doppler ultrasound, which would allow continuous
assessment of shunt direction and magnitude and the degree of
contraction.
| |
XI. Scope for Novel Therapies |
|---|
|
|
|---|
The key to manipulating the ductus arteriosus in the neonate is to affect the given change in ductal contractility with the minimum effect on systemic systems, particularly other smooth muscle. It follows, therefore, that therapeutic strategies should concentrate on the aspects of smooth muscle control that are peculiar to the ductus. All current therapies are based around synthetic PGs to dilate the ductus and PGHS inhibitors to close it. Recent developments offer the potential for much more specific manipulation of the ductal PG system, but also indicate potential strategies acting on some non-PG control systems regulating its patency.
Several of the proposed therapies relate to drugs with specific
activity at prostanoid receptor types and subtypes. Relatively few such
drugs are available at present (Coleman et al., 1994b
). However, the
genes encoding these receptors have been cloned and sequenced
(Abramovitz et al., 1995
), and it is likely that many more such drugs
will become available in the foreseeable future.
A. Patent Ductus Arteriosus
1. Prostanoid EP4 receptor antagonist.
Assuming
that the EP receptors on the human and rabbit ductus arteriosus are the
same, it has been proposed that an EP4 receptor antagonist
would be a more effective and less toxic treatment for PDA than
indomethacin (Smith et al., 1994
). Although this drug would not
eliminate the effect of PGI2 directly, it may well do so
indirectly by removing potentiation of the effect of PGI2 by endogenous PGE2 (Smith and McGrath, 1994
). Furthermore,
it would preserve the contractile effects of TP and EP3
stimulation, which will be eliminated by indomethacin (Smith and
McGrath, 1995
).
; Bastien et al., 1994
; Nishigaki et al.,
1995
). The assumption that a selective prostanoid receptor antagonist
is likely to have fewer side effects than a PGHS inhibitor is
potentially flawed. Many tissues, as is the case in the ductus, have a
mixed population of EP receptors, mediating opposing effects (Coleman
et al., 1990
). The same logic that predicts a greater therapeutic
effectiveness of a selective receptor blocker might also predict
adverse effects not experienced with PGHS inhibitors. In a tissue that
expressed two EP subtypes with opposing actions, an overall loss of
PGE2 (as would occur with a PGHS inhibitor) may have a
minimal effect when stimulation of the two receptors was balanced,
whereas selective loss of the effects of one of the subtypes might be
expected to have a greater effect. No potent, selective EP antagonists
have yet been described, but it will be interesting to compare the adverse effects of these drugs with PGHS-1 and PGHS-2 inhibitors, as
selective drugs of both types become available.
2. Isoform specific prostaglandin H synthase inhibitor.
As
discussed in section III.A.6., a recent preliminary report has
identified that the main PGHS isoform in the neonatal ductus is PGHS-2
(Guerguerian et al., 1997
). If the effect of indomethacin on the human
infant with PDA is mediated in part by inhibiting PGHS in the wall of
the ductus, there may be scope for the use of selective PGHS-2
inhibitors in the management of PDA. However, it has been demonstrated
that infants with PDA have higher circulating concentrations of
PGE2 than controls (Lucas and Mitchell, 1978
). If
circulating PGE2 is a major factor in the pathogenesis of
PDA, then the efficacy of PGHS-2 inhibitors will depend on the PGHS isoform responsible for producing PGs systemically. A recent
preliminary report demonstrated that a moderately selective PGHS-2
inhibitor, DuP697, had no effect on circulating PGE2 or
ductal patency in the neonatal lamb, whereas indomethacin decreased
circulating PGE2 and induced ductal closure. If this
finding is confirmed with more selective PGHS-2 inhibitors (see section
III.A.7.), there may be a role for the use of a selective PGHS-1
inhibitor to treat PDA. Although such a drug has been described (Jang
et al., 1997
), it is likely to have many of the major adverse effects of current nonselective PGHS inhibitors. It is also possible that both
isoforms of PGHS produce precursors for PGE2 in the preterm neonate and that nonselective drugs such as indomethacin will prove to
be more effective than selective inhibitors of either isoform.
3. Potassium channel closing agents.
Various potassium channel
blockers have been described (Kuriyama et al., 1995
), and, given the
probable role of the delayed rectifier potassium channel in mediating
the oxygen-induced contraction of the ductus (Tristani-Firouzi et al.,
1996
), there is at least the theoretical possibility of the use of such
a drug in PDA. However, drug treatment of PDA is only performed in
premature infants (Gersony, 1986
). Because the oxygen-induced
contraction is poorly developed in the preterm animal (see section V.),
attempts to use this pathway to promote contraction may be less likely to be successful than the strategy of blocking the potent dilator systems of the preterm ductus.
B. Ductus-Dependent Circulation
There are several general points about improving the effectiveness
of drug treatment in ductus-dependent circulation. First, there is
evidence to suggest that the effectiveness of
PGE2 in maintaining ductal patency in the neonate
is increased with lesser degrees of initial constriction that is
probably related to remodeling of the vessel as it contracts (Clyman et
al., 1983a
). The effectiveness of current therapy (intravenous
PGE1), therefore, could be improved by screening
antenatally for ductus-dependent congenital heart lesions using fetal
echocardiography and commencing PGE1 infusion immediately after delivery (Smith, 1992
).
Second, the inhibitory effect of increased oxygen tension on the
response of the ductus to PGE2 (Coceani et al.,
1975
; Smith and McGrath, 1991
, 1993
) has implications for the treatment
of ductus-dependent circulation. In cyanotic congenital heart disease, PGE1 increases arterial oxygen tension (Freed et
al., 1981
), i.e., the beneficial effect of PGE1
inhibits the sensitivity of its target. In such cases,
PGE1 may well be self-limiting. However, this is
likely to be a drawback with all potential dilator therapies because
oxygen has the same effect on a range of vasodilators with diverse
mechanisms of action (Smith and McGrath, 1993
). A dilator that had a
specific effect on the mechanism of the oxygen-induced contraction may
not have this drawback, but no such agent has yet been described.
1. Prostanoid EP4 receptor agonist.
Assuming that
the EP receptors on human and rabbit ductus are the same, a selective
EP4 agonist should be effective in maintaining ductal
patency in ductus-dependent circulation (Smith et al., 1994
). First, it
would be expected to have fewer side effects than PGE1
because it would not stimulate EP1, EP2, or
EP3 receptors, which are ubiquitously expressed (Coleman et
al., 1990
; Abramovitz et al., 1995
). Second, it may be more potent than
PGE1 because it would not stimulate contractile
EP3 receptors on the ductus (Smith and McGrath, 1995
). As
with the EP4 antagonist, the tendency of tissues to have
balanced populations of EP receptors (i.e., different subtypes with
opposing effects) raises the possibility of adverse effects with a
selective agonist that would not have been predicted from experience
with PGE1 or PGE2. Nevertheless, a selective
EP4 agonist may well be one of the most promising avenues
for drug development for manipulating ductal patency.
2. Potassium channel activators.
Because membrane potential is
clearly central in the control of closure of the ductus (see sections
IV.A.4. and VI.A.), drugs acting at potassium channels are strong
potential candidates in ductus-dependent circulation. In the absence of
indomethacin, the isolated ductus was more sensitive to the ATP
sensitive potassium channel activator, cromakalim, than other blood
vessels (see section VI.) and, therefore, cromaklin or related drugs
may be relatively selective for the ductus (Smith and McGrath, 1994
).
At present, there are no studies of the effect of these drugs on ductal
closure in the neonate.
3. Nitric oxide donors.
Again, NO donors have been shown to be
potent dilators of the fetal ductus in vivo (Walsh et al., 1988
) and
the isolated ductus in vitro (Walsh and Mentzer, 1987
) in the absence
of indomethacin. The current evidence about their relative potency
compared with PGE2 is simply insufficient to predict how
they might perform in the human neonate, for the reasons described in
section X. The relative effectiveness of NO donors and PGE2
in maintaining ductal patency for a given degree of adverse effects
needs to be compared in a realistic animal model of ductal closure in
the neonate.
4. ETA receptor antagonist.
Given that ET-1 acting
through the ETA receptor was first proposed to mediate the
oxygen-induced contraction of the ductus 5 years ago (Coceani et al.,
1992
), it is perhaps surprising that there have been no reports of the
effect of ETA receptor antagonists on ductal closure in the
neonate. These drugs are readily available and their effect on the
ductus in the intact animal should be evaluated. Given the ubiquitous
role of the ETA receptor in cardiovascular homeostasis
(Masaki et al., 1994
), however, even if they have an effect on the
ductus, their clinical usefulness may be limited by systemic
cardiovascular effects.
C. Preterm Labor
1. Prostanoid EP3/FP receptor antagonists.
The
main prostanoid receptors mediating contraction in myometrial strips
from pregnant women are EP3, FP, and TP (Senior et al.,
1993 2. Prostaglandin H synthase-2 inhibitors.
A more immediately
available option in the treatment of preterm labor is the use of
selective blockers of PGHS-2. Several drugs have been described with
greater than a thousand-fold selectivity for PGHS-2 over PGHS-1
(Riendeau et al., 1997 3. Sulindac.
Another option in terms of PGHS inhibition is a
drug that does not cross the placenta. Indomethacin, the most widely
used PGHS inhibitor in the management of preterm labor, freely crosses the human placenta, with a fetal to maternal concentration ratio of
0.97 (Moise et al., 1990
). Given the key role postulated for PGE2 in the
control of parturition (see Drife and Calder, 1992
for review), there is scope for the development of a selective EP3 receptor
antagonist as a uterine tocolytic. An EP3 receptor
antagonist would have the advantage over all PGHS inhibitors (selective
or otherwise, see Section XI.C.2.) of maintaining the inhibitory
effects on myometrial contractility of PGI2 and
PGE2 acting through the IP and EP2 receptors,
respectively (Senior et al., 1993
). Neither an EP3 nor an
FP receptor antagonist would be expected to contract the fetal ductus
arteriosus even if they did cross the placenta (Smith et al., 1994
).
). As described in section III, PGHS-1 appears to
be the major isoform producing precursors for PGE2 to
maintain ductal patency in utero (Guerguerian et al., 1997
).
Preliminary observations from a single uncontrolled trial of nimesulide
(about ninety-fold selective for PGHS-2 over PGHS-1 [Riendeau et al.,
1997
]) in pregnancy found that maternal administration of this drug
between 18 and 34 weeks gestation had no effect on Doppler ultrasound
waveforms in the human fetal ductus (Sawdy et al., 1997
).
Interestingly, PGHS-2 may have a role in the control of perfusion of
the human fetal kidney (Komhoff et al, 1997
). The relative efficacy of
PGHS-2 inhibitors in the treatment of preterm labor and confirmation of
their lack of effect on the fetal ductus will require randomized
comparisons with indomethacin or one of the other nonselective PGHS
inhibitors.
). Although sulindac freely crosses the human
placenta, maternal levels of its active metabolite are higher than
fetal levels (Kramer et al., 1995
) and it has been shown in controlled
trials to have less of an effect on the ductus than indomethacin
(Carlan et al., 1992
; Rasanen and Jouppila, 1995
). Sulindac is
seven-fold more potent at PGHS-2 than PGHS-1 (Riendeau et al., 1997
),
which may also explain its lesser effect on the ductus. Although these
findings are promising, large scale trials will be required to
establish that the efficacy of sulindac is similar to indomethacin,
given the unpredictable course of apparent preterm labor.
| |
XII. Conclusions |
|---|
|
|
|---|
(a) The key factors relaxing ductal smooth muscle cells in utero are the synergistic dilator effects of (1) locally released and circulating PGE2, acting through prostanoid EP4 receptors, positively coupled to AC, producing cAMP that reduces the sensitivity of the contractile proteins to calcium (and may alter [Ca2+]i) and (2) fetal oxygen tension keeping potassium channels open, hyperpolarizing the membrane and inhibiting calcium influx. These factors potentiate the dilator effect of several other inhibitory systems, including NO.
(b) At birth, increasing oxygen tension closes the delayed rectifier potassium channels and depolarizes the membrane and calcium enters the ductal smooth muscle cells through L-type channels. The sensitivity of the contractile proteins is high (either intrinsically or stimulated by elevated oxygen tension) and inhibition of this profound sensitivity to calcium by PGE2 is lost. The combination of calcium influx and increased sensitivity of the contractile proteins to calcium result in a profound contractile response, an insensitivity to vasodilators, and a profound increased sensitivity to vasoconstrictors.
(c) Exogenous PGE2 maintains ductal patency in the neonate, and PGHS inhibitors close the fetal and the neonatal ductus. There is the clear potential for the development of highly selective drugs to manipulate ductal patency in the sick human neonate, particularly selective prostanoid EP4 receptor agonists or antagonists, as appropriate, and/or drugs with activity at potassium channels.
(d) Selective inhibitors of PGHS-2 or selective non- EP4 prostanoid receptor antagonists should allow maternal anti-PG therapy without contracting the fetal ductus arteriosus.
(e) In vitro and in utero comparisons of drugs may be profoundly affected by the method of precontraction employed, in particular the presence or absence of indomethacin. Better animal models of neonatal closure need to be developed to test novel drugs as they become available.
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Acknowledgments |
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I am grateful to Professor Ian McGrath of Glasgow University (UK) for his longstanding encouragement of this work and to Dr. Mandy McLean and Dr. Jane Norman, both of Glasgow University, and to Professor Peter Nathanielsz of Cornell University (USA) for their helpful comments on this article. I am grateful to Karen Moore and Toni Coon for their help in preparing this article. I am grateful to the Wellcome Trust for their past and ongoing financial support.
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Footnotes |
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a Address for correspondence: Gordon C. S. Smith, Laboratory for Pregnancy and Newborn Research, Department of Physiology, College of Veterinary Medicine, Cornell University, Ithaca, NY 14853-6401. E-mail: gcs4{at}cornell.edu.
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Abbreviations |
|---|
4-AP, 4-aminopyridine;
AA, arachidonic acid;
ABT, 1-aminobenztriazole;
AC,
adenylate cyclase;
AH 13205, (±)- trans -2- [4- (1-hyroxyphexyl)
phenyl] -5-oxocylopentaneheptanoic acid;
ATP, adenosine
triphosphate;
BW245C, 5- (6-carbohexyl) -1- (3- cyclohexyl -3- hydroxypropylamino) hydantoin;
cAMP, cyclic adenosine
monophosphate;
cGMP, cyclic guanosine monophosphate;
CO,
carbon monoxide;
DuP697,
5-bromo-2[4-fluorophenyl]-3-[4-methylsulfonylphenyl]-thiophene;
eNOS, endothelial nitric oxide synthase;
ET, endothelin;
GR63799X, [1R-[1a(Z),2b(R*), 3a]]-4-(benzoylamino) phenyl
7-[3-hydroxy- 2 (2-hydroxy- 3- phenoxypropoxy)- 5- oxocyclopentyl]-
4- heptenoate ;
iNOS, inducible nitric oxide synthase;
mRNA,
messenger ribonucleic acid;
NO, nitric oxide;
NOS, nitric
oxide synthase;
PDA, patent ductus arteriosus;
PG,
prostaglandin;
PGDH, prostaglandin dehydrogenase;
PGHS,
prostaglandin H synthase;
SNP, sodium nitroprusside;
Tx,
thromboxane;
U46619, 5-heptenoic acid,
7-[6-(3-hydroxy-1-octenyl)-2-oxabicyclo[2.2.1]hept-5-yl-,[1R-[1
,4
,5
,(Z),6
,(1E,
3S*)]]- ;
ZnPP, zinc protoporphyrin IX.
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Biochim Biophys Acta
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