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Vol. 53, Issue 1, 25-72, March 2001
Vincent T. Lombardi Cancer Center, Georgetown University School of Medicine, Washington, DC
Abstract
I. Introduction
A. Role of Estrogens in Affecting Breast Cancer Risk and Progression
B. Antiestrogens: Partial Agonists and Antagonists
C. Response Rates to Tamoxifen and Expression of Steroid Hormone Receptors
D. Overview of Antiestrogen Resistance Mechanisms
II. Endogenous and Exogenous Estrogens in Antiestrogen Resistance
A. Origins of Intratumor Estrogens
B. Intratumor Estrogen Concentrations
C. Does the Pituitary-Ovarian Axis Affect Response to Tamoxifen in Premenopausal Women?
D. Can Endogenous Estrogens or Hormone Replacement Therapies Produce Antiestrogen Resistance?
III. Pharmacokinetics in Resistance to Tamoxifen
A. Basic Pharmacology of Tamoxifen
B. Intracellular Antiestrogen Binding Sites
C. Binding to Plasma Membranes
D. Altered Drug Accumulation/Transport and P-glycoprotein (mdr1)
E. Metabolism and Resistance
F. Comments
IV. Cell Culture Models of Antiestrogen Responsiveness and Resistance
A. R27 and LY2
B. MCF-7RR
C. The LCC Series
D. ZR-75-9a1
E. Resistance Phenotypes Implied by Cell Culture Models
V. Tamoxifen-Stimulated Proliferation as a Resistance Mechanism
A. In Vivo Selection against Tamoxifen or ICI 182,780
B. MCF-WES and MCF/TOT
C. Fibroblast Growth Factor-Transfected MCF-7 Variants and Their Role(s) in Antiestrogen Resistance
D. Angiogenesis and Tamoxifen Resistance
E. Tamoxifen Stimulation as a Resistance Phenotype in Patients and Tamoxifen Flare
VI. Estrogen Receptors, Mutant Receptors, Coregulators, and Gene Networks
A. Wild-Type and Mutant Estrogen Receptor-and Estrogen Receptor-
B. Coregulators of Estrogen Receptor Action
C. Estrogenic and Antiestrogenic Regulation of Mitogen-Activated Protein Kinase
D. Regulation of Gene Networks by Receptor Cross-Talk: Mitogen-Activated Protein Kinase Activation and Estrogen Receptor Function
E. Mitogen-Activated Protein Kinases in Mediating the Effects of Estrogens and Conferring Antiestrogen Resistance
F. Estrogen Receptor Signaling through AP-1 and Antiestrogen Resistance
G. Signaling to Mitogenesis or Apoptosis in Antiestrogen Resistance
VII. Growth Factors as Mediators of Antiestrogen Resistance
A. Gene Networks: Growth Factors, Their Receptors, and Cellular Signaling
B. Epidermal Growth Factor, Transforming Growth Factor-, and Other Family Members
C. Epidermal Growth Factor-Receptor and c-erb-B2
D. Tranforming Growth Factor-Family
E. Insulin-Like Growth Factors, Their Receptors, and Binding Proteins
VIII. Estrogen Receptor-Independent Targets for Mediating Antiestrogen Action and Resistance
A. Oxidative Stress
B. Perturbations in Membrane Structure/Function
C. Protein Kinase C
D. Calmodulin
E. Comments on the Possible Role of Nongenomic Effects
IX. Immunologic Mechanisms of Tamoxifen Resistance
A. Cell-Mediated Immunity
B. Natural Killer Cells
C. Macrophages
D. Lymphokine-Activated Killer Cells, Cytotoxic T Cells, and Other Cell-Mediated Immunity Effector Cells
E. Humoral Immunity
X. Conclusions and Future Prospects
Acknowledgments
References
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Abstract |
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Antiestrogen therapy remains one of the most widely used and
effective treatments for the management of endocrine responsive breast
cancers. This reflects the ability of antiestrogens to compete with
estrogens for binding to estrogen receptors. Whereas response rates of
up to 70% are reported in patients with tumors expressing estrogen and
progesterone receptors, most responsive tumors will eventually acquire
resistance. The most important factor in de novo resistance is lack of
expression of these receptors. However, the mechanisms driving
resistance in tumors that express estrogen and/or progesterone
receptors are unclear. A tamoxifen-stimulated phenotype has been
described, but seems to occur only in a minority of patients. Most
tumors (>80%) may become resistant through other, less well defined,
resistance mechanisms. These may be multifactorial, including changes
in immunity, host endocrinology, and drug pharmacokinetics. Significant
changes within the tumor cells may also occur, including alterations in
the ratio of the estrogen receptor
:
forms and/or other changes
in estrogen receptor-driven transcription complex function. These may
lead to perturbations in the gene network signaling downstream of
estrogen receptors. Cells may also alter paracrine and autocrine
growth factor interactions, potentially producing a ligand-independent
activation of estrogen receptors by mitogen-activated protein kinases.
Antiestrogens can affect the function of intracellular proteins and
signaling that may, or may not, involve estrogen receptor-mediated
events. These include changes in oxidative stress responses, specific
protein kinase C isoform activation, calmodulin function, and cell
membrane structure/function.
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I. Introduction |
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Endocrine manipulations are among the most effective, and least
toxic, of the systemic therapies currently available for the management
of hormone-responsive breast cancers. Ovariectomy in premenopausal
women is the oldest of these therapies (Beatson, 1896
) and has long
been known to produce benefit in approximately one-third of all
patients (Boyd, 1900
). Although ovariectomy is still an effective
therapy, currently the administration of antiestrogenic drugs is the
most widely applied endocrine manipulation. Antiestrogenic drugs are
effective in both premenopausal and postmenopausal patients and in the
metastatic, adjuvant, and chemopreventive settings. The drugs are well
tolerated, the incidence of dose-limiting toxicities is low, and
responses are seen in approximately 70% of patients selected on the
basis of the steroid hormone receptor expression profile of their
tumors (Clark and McGuire, 1988
). Additional benefits associated with
some antiestrogens likely include reductions in the risk and/or
severity of osteoporosis. Evidence also supports a possible reduction
in the risk of cardiovascular disease (McDonald et al., 1995
), but this
is not consistent across all studies (EBCTCG, 1998
; Fisher et al.,
1998
). Whether the estrogenic effects of Tamoxifen
(TAM2) are
responsible for any reduction in coronary heart disease has also become
somewhat controversial, since the preventive effects of estrogenic
hormone replacement therapy (HRT) on coronary heart disease have been
questioned (Hulley et al., 1998
).
Currently, the most widely used antiestrogen is the triphenylethylene
TAM (ICI 46,477), which is administered orally as the citrate salt.
Cole et al. (1971)
described the first clinical study demonstrating
TAM's efficacy. TAM was approved for use in advanced disease several
years later. Clinical experience with this drug likely now exceeds 10 million patient years. Unfortunately, in most patients, cancers that
initially respond to TAM will recur and require alternative systemic
therapies. Despite extensive experience with this drug, the precise
mechanisms that confer resistance remain unknown. This review will
discuss evidence from recent clinical trials and experimental models
that identify several possible mechanisms of resistance. Because the
activity of antiestrogens is intimately involved with the role of
estrogens and their receptors, a brief discussion of the role of
estrogens and estrogen receptors (ERs) is included. Additional
ER-independent events, which also may be important, are discussed.
A. Role of Estrogens in Affecting Breast Cancer Risk and Progression
The utility of antiestrogens as treatments and/or chemopreventives
for breast cancer is closely associated with antagonizing the activity
of estrogens. Estrogens have been widely implicated in affecting breast
cancer risk in the postmenopause. Evidence includes the association of
increased serum estrogens, or estrogen excretion, with postmenopausal
breast cancer (Table 1) (see Thomas et
al., 1997
for review). Prolonged HRT, which also elevates serum estrogen levels, can significantly increase breast cancer risk (CGHFBC,
1997
), and the tumors arising tend to be primarily ER-positive (Lower
et al., 1999
). HRT is often prescribed to naturally perimenopausal or
postmenopausal women, but may also be given to younger women with
primary ovarian failure, or who have had their ovaries
removed/irradiated.
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The estrogenicity of HRTs can vary significantly, and dose is
important, at least in some studies. For example, low potency oral and
transdermal estrogens may not increase risk, whereas more potent
estrogens significantly increase breast cancer risk (Magnusson et al.,
1999
). Serum estradiol concentrations can exceed 0.77 nM with some HRT
regimens (Garnett et al., 1990
). This concentration is almost 10-fold
higher than that seen in untreated postmenopausal women and is
comparable with that seen in the luteal phase of the menstrual cycle
(Table 1). Recent evidence suggests that the greatest increase in
breast cancer risk is associated with replacement therapies that
combine estrogens and progestins (Schairer et al., 2000
). Most studies
observe the greatest risk in current/recent users, perhaps reflecting a
promotional rather than initiating action of the estrogens.
Whereas HRT increases the risk of developing breast cancer, the
resulting biology of the tumors may be different from those arising in
the absence of HRT. Patients using HRT at the time of diagnosis have a
reduced mortality from breast cancer (Schairer et al., 1999
), perhaps
reflecting a less aggressive biology (CGHFBC, 1997
; Holli et al.,
1997
). Thus, the estrogenicity of HRT may have allowed the survival of
less aggressive tumors. This is consistent with the observation that
estrogen-dependent breast cancer cells selected in vivo for growth in a
low estrogen environment, rather than in the presence of an adequate
estrogenic stimulus, can acquire a more aggressive phenotype (Thompson
et al., 1993
).
Indirect evidence for a role for estrogens in affecting lifetime breast
cancer risk is provided by several known risk factors. For example,
breast cancer risk is increased in women who either began menstruating
at a young age (<12 years) and/or ceased menstruating (menopause) at a
late age (
55 years) (Hulka and Stark, 1995
). This would tend to
increase the number of cycles and total lifetime exposure to ovarian
estrogens. Postmenopausal obesity is also associated with increased
breast cancer risk (Hulka and Stark, 1995
). Peripheral adipose tissue
is the primary source for the production of circulating estrogens in
postmenopausal women, and serum estrogen concentrations are generally
higher in obese postmenopausal women (Ingram et al., 1990
; Madigan et
al., 1998
). There are also data implicating estrogenic exposure and
risk of premenopausal breast cancer. Perhaps the most compelling
evidence is the efficacy of ovariectomy and luteinizing hormone
releasing hormone analogs in inducing responses in premenopausal
patients (Crump et al., 1997
).
Estrogens may affect carcinogenesis by acting either as initiators
(i.e., directly damage DNA) or as promoters (i.e., promoting the growth
and/or survival of initiated cells). For example, administration of
estrogens alone can produce tumors in some rodents (Lacassagne, 1932
).
This may reflect an effect mediated through mouse mammary tumor virus,
and/or activities of the more chemically reactive metabolites of
17
-estradiol. Reactive estrogen semiquinone/quinone intermediates
are produced by the redox cycling of the hydroxylated estrogen
metabolites. These can produce DNA adducts (initiation). This has been
most closely associated with the 4-hydroxy (Liehr and Ricci, 1996
) and
3,4-hydroxy metabolites, with a recent study strongly implicating the
catechol estrogen-3,4-quinones as initiators (Cavalieri et al., 1997
).
The production of these metabolites is a function of several cytochrome
P-450 isoforms that are expressed in the breast, liver, and other
tissues (Zhu and Conney, 1998
).
The potential role of estrogens as promoters of carcinogenesis is more
firmly established. Ovariectomy
whether chemical, surgical, or
radiation-induced
remains a highly effective treatment (Crump et al.,
1997
). Indeed, surgical ovariectomy and the suppression of gonadotropin
secretion by luteinizing hormone releasing hormone analogs are as
effective as TAM in managing premenopausal breast cancer (Jonat, 1998
).
Chemically induced mammary adenocarcinomas in rats also require
functional ovaries (Russo et al., 1990
), probably reflecting promotion
of the carcinogen-initiated cells. Several human breast cancer cell
lines require estrogen for proliferation in vitro and in vivo (Clarke
et al., 1996
). This proliferation can be blocked by the administration
of antiestrogens, consistent with the removal of a mitogenic effect.
Although estrogens may function as both initiators and promoters of
carcinogenesis, for the purposes of this review the promotional effects
are most relevant.
B. Antiestrogens: Partial Agonists and Antagonists
Antiestrogens primarily function through their ability to compete
with available estrogens for binding to ER. However, the consequences
of occupying ER with an antiestrogen appear dependent upon the cellular
context, which ER is occupied (ER
and/or ER
), and the structure
of the ligand. The most important biological consequence is whether the
activated receptor complex induces an estrogenic or antiestrogenic
response. This has significant implications. Producing an estrogenic
response in bone and an antiestrogenic response in the breast would be
highly beneficial. In contrast, the reverse pattern of response could
stimulate the growth of an existing breast tumor and concurrently
increase the risk of debilitating fractures.
TAM provides a good illustration of several of these points. TAM is a
classical partial agonist and exhibits both species and tissues
specificity for inducing either an agonist or antagonist response. In
the mouse, TAM is an agonist. In rats and humans, it exhibits partial
agonism (Jordan and Robinson, 1987
) [e.g., producing antagonist
effects in the breast, but agonist effects in the vagina and
endometrium (Harper and Walpole, 1967
; Ferrazzi et al., 1977
)].
Long-term TAM use is generally associated with a reduced incidence of
contralateral breast cancer (antagonist), a reduced incidence of
primary breast cancer in high-risk women (antagonist), maintenance of
bone density (agonist), and increased risk of endometrial carcinomas
(agonist) (Fisher et al., 1998
).
The ability to generate these tissue-specific effects has lead to the
search for other selective ER modulators, which will have the
beneficial effects seen with TAM but without the increased risk of
endometrial carcinoma. Several triphenylethelene variations on TAM are
already available, including Toremifene (chloro-TAM) and Droloxifene
(3-OH-TAM). Both drugs seem to be approximately equivalent to TAM in
terms of their antitumor activities and toxicities; both drugs are
partial agonists (Roos et al., 1983
; Pyrhonen et al., 1999
).
The clinical utility of several of these newer antiestrogens has
recently been reviewed by others (Lien and Lonning, 2000
), and an
exhaustive review is beyond the scope of this article. Nonetheless,
several of the newer compounds are notable. Many are not
triphenylethylenes [e.g., Raloxifene is a benzothiophene (previously
called keoxifene; LY 156,758)]. It is now available in the U.S. as a
treatment for the prevention of osteoporosis in postmenopausal women.
Evidence suggests that Raloxifene may not have the same uterotropic
effects as TAM (Delmas et al., 1997
) and that it may regulate gene
expression through novel pathways (Yang et al., 1996
). In the multiple
outcomes of Raloxifene randomized trial, Raloxifene significantly
reduced the number of breast cancer cases, from 27/2576 to 13/5129
(Cummings et al., 1999
), but did not increase the incidence of
endometrial cancers (Delmas et al., 1997
; Cummings et al., 1999
). It
also produces beneficial effects comparable with TAM on other
endpoints, including lowering levels of both total and low-density
lipoprotein cholesterol (Delmas et al., 1997
; Walsh et al., 1998
) and
increasing bone mineral density (Delmas et al., 1997
). However,
Raloxifene increases the incidence of hot flashes (Davies et al.,
1999
).
Other antiestrogens that have received attention are the steroidal
compounds ICI 164,384 and ICI 182,780. Both ICI 164,384 and ICI 182,780 have high affinities for ER (Wakeling and Bowler, 1988
). There may also
be some preference for ER
, since ICI 164,780's relative binding
affinity for ER
= 166%, but for ER
= 85% (Kuiper et
al., 1997
). Both ICI 164,384 and ICI 182,780 seem to be antagonists, being devoid of agonist activity in most experimental models. For
example, ICI 164,384 does not exhibit agonist activity either in MCF-7
cells growing in the absence of estrogens (Clarke et al.,
1989c
;Thompson et al., 1989
), or in the uterus or vagina of rats and
mice (Wakeling and Bowler, 1988
). ICI 164,384 can inhibit the agonist
effects of both estrogen and TAM (Wakeling and Bowler, 1988
). The
estrogenic activities of TAM induce expression of a series of
estrogen-regulated genes, including the progesterone receptor (PgR) and
pS2. ICI 164,384 has no notable estrogenic effects on the regulation of
these genes (Wiseman et al., 1989
), other than a modest induction of
PgR in endometrial cells (Jamil et al., 1991
). However, there is
evidence that ICI 182,780 can produce an estrogen-like effect in KPL-1
breast cancer cells (Kurebayashi et al., 1998
). When ICI 182,780 is
administered to pregnant rats, their female offspring exhibit changes
in their mammary glands similar to those seen in offspring exposed to
exogenous estradiol in utero (Hilakivi-Clarke et al., 1997
). This could
reflect primarily ER
-mediated events, since ER
is the predominant
form at least in some normal human and rodent mammary tissues (Speirs
et al., 1999b
;Saji et al., 2000
). Furthermore, ICI 182,7870 is an
activator of transcription at AP-1 sites (Paech et al., 1997
).
The steroidal antiestrogen ICI 182,780 retains its potency in vivo as
determined by its ability to inhibit MCF-7 and Br10 tumors. This
compound also exhibits substantial antiuterotrophic activity in the
immature rat (de Launoit et al., 1991
). ICI 182,780 (trade name:
Faslodex) has already completed initial phase I clinical evaluation.
The first study was performed on patients who had previously
demonstrated a response to TAM, but recurred. The overall reported
response rate of 69% (Howell et al., 1995
) is substantially higher
than the 5% objective response rate reported for crossover to another
triphenylethylene (Toremiphene) following TAM failure (Vogel et al.,
1993
) and is more in line with responses to alternative second line
endocrine therapies [e.g., aromatase inhibitors (Dowsett et al.,
1995
)]. This observation suggests that the steroidal antiestrogens affect breast cancer cells differently than the triphenylethylenes.
The partial agonist activities of TAM and Raloxifene are thought to be
responsible for their beneficial effects on bone resorption. Pure
antagonists like ICI 182,780 may further exacerbate bone loss, a
concern that also applies to aromatase inhibitors (Dowsett, 1997
).
However, when combined with alternative therapies for osteoporosis, such as bisphosphonates, these drugs may have considerable potential as
first-line endocrine therapies.
C. Response Rates to Tamoxifen and Expression of Steroid Hormone Receptors
Patients with ER-positive tumors have a significantly higher
response rate to antiestrogens than patients with ER-poor/ER-negative tumors. This relationship holds whether ER is measured by ligand binding or immunohistochemistry, reflecting the high concordance seen
with these different techniques (Molino et al., 1997
). It also holds
despite the range of cut-off values used for assessing ER positivity
versus ER-poor/ER negativity. TAM also seems most effective in the
suppression of ER-positive tumors in the chemopreventive setting
(Fisher et al., 1998
).
Expression of PgR also has been implicated as a predictor of response
to TAM. Several studies have reported responses in patients with
ER-negative but PgR-positive tumors. However, the number of tumors is
small and could reflect false negative estimations of ER expression.
Concurrent expression of both ER and PgR is often associated with a
higher response rate than in ER-positive, but PgR-negative, tumors. In
general, approximately 70% of patients with ER-positive/PgR-positive
tumors will respond to TAM, whereas response rates of 45% are seen in
patients with ER-negative, but PgR-positive tumors. A 34% response
rate is seen in ER-positive, but PgR-negative, tumors (Honig, 1996
).
The predictive power of PgR expression is likely related to the ability
of estrogens to induce its expression. Thus, the presence of both ER
and PgR may reflect the existence of an at least partially functional
ER signaling pathway (Horwitz et al., 1975
).
The Early Breast Cancer Trialists Group's initial meta-analysis in
1992 reported both a significant reduction in recurrence or death, and
a reduction in death from any cause, in patients with ER-poor tumors
(Table 2). Their more recent
meta-analysis found no significant reduction in recurrence rates in
patients with ER-poor tumors. Indeed, a 3% (nonsignificant) increase
in the risk of death from any cause was reported in women, receiving TAM, with ER-poor tumors (Table 2). These latter data do not strongly
implicate ER-independent events in beneficial responses to TAM and
possibly indicate an adverse effect in some women. What those adverse
effects may be, whether they are real, and the extent to which they may
be restricted to an undefined subset of patients, remain to be
determined. It also may reflect the more aggressive biology of
ER-negative tumors (Aamdal et al., 1984
; Clark and McGuire, 1988
).
Whereas longer term TAM use (e.g., 10 yr) is less beneficial than 5 yr,
it still produces an overall benefit (EBCTCG, 1992
, 1998
). Why the
benefit should be lower with longer use is not known, but may also
reflect an adverse effect in some women.
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D. Overview of Antiestrogen Resistance Mechanisms
Antiestrogens clearly produce several beneficial effects in some patients, including improved disease-free survival and overall survival from breast cancer. However, most patients with initially responsive tumors will experience a recurrence, indicating acquired antiestrogen-resistant disease. There are several possible mechanisms that could influence response to antiestrogens and, when altered, contribute to resistance. These include changes in host immunity, host endocrinology, or antiestrogen pharmacokinetics. Competition with endogenous ligands for binding to an antiestrogen's primary intracellular target(s), or altered function of its target(s), could also contribute to resistance (Fig. 1). The low rate of responses in ER-negative tumors is most consistent with antiestrogen action being primarily mediated through interactions with ER. However, antiestrogens, and TAM in particular, have been shown to bind intracellular proteins in addition to ER. It might be expected that, if these targets were critical for generating a response, many ER-negative tumors also would be responsive. Although such responses are not common, the ability of antiestrogens to influence the function of targets other than ER may still be important.
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It is apparent that the cellular context (i.e., the gene/protein
expression pattern in a cell) can affect how a cell responds to a
specific stimulus (Clarke and Brünner, 1996
). For example, ER's
transcriptional activities can be influenced by phosphorylation events
regulated by signaling, which activates mitogen-activated kinase (MAPK)
(Kato et al., 1995
). Downstream signaling from the ER also is likely to
be complex and may interact/intersect with other (ER-independent)
signaling pathways. Antiestrogens could influence the activities of
these other pathways (e.g., through binding to non-ER proteins) and
alter cellular context (Clarke and Brünner, 1996
). Whereas such
events are probably not sufficient to induce an antiestrogenic effect
in most ER-negative cells, they may be necessary/permissive for
signaling to a fully antiestrogenic effect in responsive cells. Thus,
perturbations in the activity of some ER-independent effects could
contribute to an acquired antiestrogen resistance. Both ER-mediated and
ER-independent targets for antiestrogens are considered in this review.
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II. Endogenous and Exogenous Estrogens in Antiestrogen Resistance |
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A. Origins of Intratumor Estrogens
In women, the biosynthesis of estrogens may arise from several
sources. Ovarian production is the main source of circulating estrogens
in premenopausal women, the primary estrogen being 17
-estradiol. The
efficacy of ovariectomy and luteinizing hormone releasing hormone
analogs in premenopausal women (Crump et al., 1997
) strongly support a
role for ovarian estrogen production in the breast cancers that arise
in these women. Conversion of adrenal androgens in peripheral tissues
is the predominant source of circulating estrogens in postmenopausal
women. The primary estrogen produced in the postmenopause by the action
of aromatase is the relatively weak estrone, which is generally present
in serum as the inactive estrone sulfate. Breast cancer cells can
release the biologically active estrone through the action of the
steroid sulfatase enzyme (Pasqualini et al., 1988
) and can further
convert estrone to 17
-estradiol through the action of
17
-hydroxysteroid dehydrogenase type 1 (Brodie et al., 1997).
Mammary tissues accumulate serum estrogens to concentrations
significantly higher than those present in serum (Masamura et al.,
1997
; Miller, 1997
). However, breast tissues also synthesize estrogens
through a pathway similar to that in peripheral adipose tissues. This
biosynthesis can occur within the epithelial cells (Brodie et al.,
1997), the associated breast adipose tissue (Bulun and Simpson, 1994
),
and in some infiltrating lymphoreticular cells (Mor et al., 1998
).
The importance of the aromatase enzyme in generating biologically
active estrogens is evidenced by the efficacy of aromatase inhibitors
in inducing clinical responses in postmenopausal breast cancer
patients. These drugs already are established as second-line endocrine
therapies (Dowsett, 1997
). Because they inhibit both peripheral and
breast aromatase activities, it is often difficult to assess which site
of synthesis predominates. Both peripheral and intratumor/stromal
aromatase activities are likely to be important, with the relative
contribution varying among tumors. Studies in experimental models
suggest that local production may be more important (Santen et al.,
1999
). Although peripheral aromatization is reduced to comparable
levels by both aminoglutethimide and testololactone in women,
testololactone produces a much lower clinical response rate (Lonning et
al., 1989a
). However, aminoglutethimide significantly increases estrone
sulfate clearance in addition to its inhibition of aromatase activity
(Lonning et al., 1989b
; Lonning et al., 1990
). These data suggest that
both serum estrogens and intratumor/stromal biosynthesis may contribute
to intratumor estrogen concentrations.
B. Intratumor Estrogen Concentrations
High intratumor estrogen concentrations could prevent
antiestrogens from blocking ER action and produce a resistant
phenotype. Data in Table 3 show that
normal, benign, and malignant breast tissues in postmenopausal women
contain concentrations of 17
-estradiol up to 10-fold higher than
those seen in serum. The range among tumors is considerable, from
undetectable to over 5 µM 17
-estradiol, with these levels being
essentially equivalent regardless of patients' menopausal status. The
mean concentration estimated from these studies is 1.28 nM (Table 3).
If this reflects the concentration in epithelial cells, and it is fully
available for ER binding, there would be sufficient intratumor
estradiol to produce a maximal stimulation of ER signaling. In serum,
<5% of estrogens are "free" [i.e., not bound to serum
proteins]. Using this as an estimate of intracellular availability
within tumors, and with a Kd of approximately 0.1 nM in breast cancer and other cells (Bei et al.,
1996
), only 25% of ER would be occupied.
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Generally, biological response is proportional to receptor occupancy.
However, some cells up-regulate receptor expression, these "spare"
receptors producing a left shift in the dose-response relationship
(Ross, 1996
). If this occurred in some breast tumors, they might
exhibit a greater biological response than would be predicted by the
proportion of occupied receptors. Consistent with the concept of spare
receptors, MCF-7 cells respond to 17
-estradiol at concentrations
well below its Kd for ER. Some MCF-7
cells selected in vitro for growth in the absence of estradiol further
up-regulate ER expression (Jeng et al., 1998
). However, MCF-7 cells,
which represent the most widely used endocrine responsive experimental model (Levinson and Jordan, 1997
), have ER levels of ~400 fmol/mg protein (Martin et al., 1991
). This is 40 times greater than the lower
limit used to determine ER positivity in tumors. Relatively few breast
tumors express these very high levels of ER, nor the levels seen in an
estrogen supersensitive MCF-7 variant (Masamura et al., 1995
).
In the absence of spare receptors, our estimate of 25% receptor
occupancy would predict that many breast tumors exist in a weak
estrogenic environment. Evidence of a suboptimal estrogenic environment
being present in tumors is apparent from the associations of increased
serum estrogens, HRT (Table 1), and oral contraceptive use (Hulka and
Stark, 1995
; CGHFBC, 1997
) with increased breast cancer risk in some
populations. Similarly, some metastatic tumors, which develop while a
patient is taking HRT, regress upon withdrawal of HRT (Dhodapkar et
al., 1995
). Generally, the effects of HRT are not seen in heavier women
(Magnusson et al., 1999
; Schairer et al., 2000
), probably reflecting
the ability of higher serum estrogen levels, derived from peripheral
adipose tissues, to compensate for a low intratumor estrogenic
environment. In lean postmenopausal women, HRT could stimulate tumors
with otherwise suboptimal intratumor estrogen concentrations.
Tumors arising in women exposed to HRT tend to be ER-positive (Lower et
al., 1999
). In one recent study, the mitogenic effects of HRT (high
S-phase fraction) were seen only in ER-positive tumors (Cobleigh et al., 1999
). ER-positive tumors often proliferate more
slowly than ER-negative tumors (Wenger et al., 1993
), which have no
obvious need of estrogens for proliferation. This may reflect a
suboptimal estrogenic/mitogenic environment, and could contribute to
the different biologies apparent between ER-positive and ER-negative tumors.
Some tumors with no effective estrogenic stimulation could be driven by
a ligand-independent activation of the ER signaling network (Tzukerman
et al., 1990
; Clarke and Brünner, 1996
). Others with insufficient
ligand may benefit from a concurrent ligand-independent activation of
the remaining unoccupied ER. Generally, ligand independent activation
is weaker than ligand activation. Both forms of activation can be
blocked by antiestrogens (Clarke and Brünner, 1996
; Tzukerman et
al., 1990
). Thus, tumors driven exclusively or partly by
ligand-independent activation of ER should still exhibit responses to
several endocrine therapies.
C. Does the Pituitary-Ovarian Axis Affect Response to Tamoxifen in Premenopausal Women?
The potential contribution of serum estrogens to intratumor
estrogen concentrations implies that factors influencing serum estrogen
concentrations might affect response to antiestrogens. Some early
studies suggested that TAM is of greater benefit when administered to
postmenopausal rather than premenopausal women. However, these data are
not supported in the recent Breast Cancer Trialists Cooperative Group
meta- analysis, where it is clear that TAM is equally effective in both
postmenopausal and premenopausal patients (EBCTCG, 1998
). This does not
exclude possible important mechanistic differences concerning how
tumors respond in premenopausal versus postmenopausal women. For
example, the presence of functional ovaries, particularly if these
provide a major component of intratumor estrogenicity, could affect responsiveness.
The release of estrogens from the ovaries is regulated by the
pituitary-ovarian axis. Estrogens can regulate the release of gonadotropins at two levels: the release of gonadotropin releasing hormone from the hypothalamus and the release of gonadotropins from the
anterior pituitary. If TAM effectively blocks the ER in both the
hypothalamus and anterior pituitary, this would disrupt the negative
feedback on gonadotropin releasing hormone, ultimately producing a
"hyperstimulation" of the ovaries. This might partly explain how
TAM increases the circulating levels of estrogens in some premenopausal
women (Ravdin et al., 1988
; Szamel et al., 1994
). Other studies have
not reported an ability of TAM to affect circulating estrogen levels.
However, ovariectomy and aromatase inhibitors can induce remissions in
premenopausal women who initially responded to TAM but eventually
recurred. This suggests that TAM produced an incomplete antiestrogen
action, possibly as a result of increased circulating estrogens.
TAM can affect gonadotropin levels in premenopausal women, but its
ability to do so in postmenopausal women is not so clear (Lien and
Lonning, 2000
). Small increases in serum dehydroepiandrosterone, estrone, and estradiol levels are also produced by antiestrogens in
postmenopausal women (Szamel et al., 1994
; Pommier et al., 1999
). This
probably reflects an effect mediated either through the release of
adrenal androgens and/or increases in adrenal estrogen production in
postmenopausal women (Pommier et al., 1999
).
Where serum estrogens are increased, a consequent elevation in
intratumor 17
-estradiol concentrations would be predicted, reflecting the ability of tumors to accumulate serum estrogens. Such an
effect might compromise response to TAM by increasing intratumor
estrogen competition for binding to ER. Whether this occurs to an
extent sufficient to affect the response to TAM is unclear. Response
rates to TAM are comparable in premenopausal and postmenopausal women,
but serum estrogen levels are higher in premenopausal women. A clearer
understanding of the role of serum estrogens in influencing TAM
response will probably await data from appropriately designed clinical
trials. Nonetheless, it is evident that estrogens can readily reverse
the inhibitory effects of antiestrogens in experimental models in vitro
and in vivo. Since the primary estrogen produced in premenopausal women in response to TAM is also the most potent (17
-estradiol), and tumors can significantly accumulate estrogens to levels in excess of
that seen in serum (Masamura et al., 1997
; Miller, 1997
), changes in
serum estrogens could affect TAM responsiveness in some individual tumors.
D. Can Endogenous Estrogens or Hormone Replacement Therapies Produce Antiestrogen Resistance?
Antiestrogens can block both ligand-dependent and
ligand-independent ER activation (Tzukerman et al., 1990
; Clarke and
Brünner, 1996
). Thus, the precise origin of the ligand, and
whether or not it is required for receptor activation, is less
important than the potential of available intratumor estrogens to
prevent antiestrogen action. Free intracellular estrogens could compete with antiestrogens for binding to ER, reducing their ability to block
ligand dependent receptor activations.
The mean intratumor concentration (1.28 nM from Table 3) would probably
not be sufficient to fully compete with TAM and its metabolites. This
is consistent with evidence from experimental models suggesting that
combinations of an antiestrogen and an aromatase inhibitor is no better
than either drug alone (Lu et al., 1999
). However, where reduced
intratumor TAM accumulation also occurs (Johnston et al., 1993
), the
higher intratumor estradiol concentrations in some tumors might
overcome TAM's antiestrogenic activities. Very high intratumor
estrogen levels (up to 5 µM) are only occasionally observed, but
would provide sufficient estrogenicity to compete with the mean
intratumor concentrations of triphenylethylene antiestrogens (3.4 µM;
see Section III.A.). Assuming that both estrogens and
antiestrogens have equivalent intracellular availability for binding
ER, it is theoretically possible for some tumors to acquire sufficient
intratumor estrogen concentrations to either eliminate or reduce the
inhibitory effects of TAM and its major metabolites.
Although this is a reasonable hypothesis, it has been inadequately
addressed in clinical trials. It is evident that approximately 30% of
tumors that acquire TAM resistance will respond to a second-line aromatase inhibitor. The proportion may be higher in selected populations (Dowsett et al., 1995
). This response pattern is consistent with an important role for estrogen biosynthesis in acquired TAM resistance. It implies that the responding tumors have retained both a
functional ER signaling network and a dependence upon that network's
estrogenic activation/regulation for continued survival/proliferation. In some of these tumors, the levels of intratumor estrogens may reach
sufficient levels to overcome any antiestrogenic activities of TAM and
support an estrogen-dependent proliferation.
Currently, determining the possible contribution of HRT to antiestrogen
resistance can also be done only indirectly. The National Surgical
Adjuvant Breast and Bowel Project (NSABP)-P1 TAM chemoprevention trial
precluded women who were receiving HRT, but found a significant reduction in the incidence of invasive breast cancers (Fisher et al.,
1998
). The apparent lack of a chemopreventive effect of TAM in the
Italian (Veronesi et al., 1998
) and United Kingdom studies (Powles et
al., 1998
) has been partly attributed to their inclusion of women
receiving HRT. This explanation for the failure of these studies
remains somewhat controversial. For example, it is not clear that many
HRTs, particularly those using low-dose/potency estrogens, would
produce an environment any more estrogenic than that occurring
naturally in TAM-responsive premenopausal women. Tumors in
premenopausal patients have a response rate comparable with those
arising in postmenopausal women (EBCTCG, 1998
). Other differences in
the chemoprevention trials probably account for the lack of activity in
the European studies. These may include differences in the patient
populations and the greater statistical power of the NSABP study
(Pritchard, 2000
).
The timing of TAM treatment relative to any HRT may affect clinical
outcome. Initiation of HRT during TAM may have a greater inhibitory
effect on TAM's ability to affect serum lipid profiles than initiation
of TAM in current HRT users (Decensi et al., 1998
). Since these are
agonist cardiovascular endpoints rather than antagonist cancer
endpoints, extrapolation to the antiestrogenic effects of TAM in breast
cancer is difficult. Nonetheless, data raise the possibility that the
timing of HRT may affect TAM's antineoplastic activity in these
patients. Additional studies are required to definitively answer the
possible contribution of HRT to TAM resistance. The limited information
available does not provide strong evidence for an effect of HRT on TAM
responsiveness, which, if it occurs, may be restricted to specific HRT
formulations and/or specific populations.
| |
III. Pharmacokinetics in Resistance to Tamoxifen |
|---|
|
|
|---|
There are several pharmacologic properties of TAM that directly influence its biological activity and that, when significantly altered, could contribute to the emergence of an antiestrogen resistant phenotype. These include the classical pharmacokinetic parameters of absorption, distribution, biotransformation, and elimination. The intracellular availability of TAM will determine the concentration free to interact with ER. This could be affected by changes in TAM accumulation in tumors. There are several likely major intracellular binding compartments for TAM that could limit intracellular availability. These include binding to antiestrogen binding sites (AEBSs) and other intracellular proteins, and partition into the lipophilic domains of cellular membranes. Such interactions could effectively sequester active TAM and its metabolites to produce the resistance phenotype. Since TAM is extensively metabolized in humans, and several metabolites are agonists, a resistance phenotype could also be conferred by a switch to the generation of predominantly estrogenic metabolites.
A. Basic Pharmacology of Tamoxifen
Steady-state serum concentrations of TAM are generally achieved
after approximately 4 weeks with the conventional dosing regimen of 20 mg TAM daily (Buckely and Goa, 1989
; Etienne et al., 1989
). Following
administration of 30 mg/day, the mean steady-state plasma concentrations of parent drug and major metabolites can be up to 1.1 µM (Etienne et al., 1989
). High-dose TAM, 150 mg/m2 twice daily following a loading dose of 400 mg/m2, produces plasma concentrations of 4 µM
TAM and 6 µM N-desmethyl TAM (Trump et al., 1992
). In most
studies, clinical response does not seem to correlate with TAM plasma
levels (Bratherton et al., 1984
; Clarke and Lippman, 1992
).
Greater than 98% of TAM and its major metabolites are bound to serum
proteins. Most of this appears to reflect binding to serum albumin,
which can bind drugs in a ratio of 1:1 (Lien et al., 1989
). The
extensive degree of association with albumin (Lien et al., 1989
),
peripheral tissues (Daniel et al., 1981
; Lien et al., 1989
) and
cellular membranes (Clarke et al., 1990
), and its large volume of
distribution (Herrlinger et al., 1992
) may contribute to TAM's long
terminal elimination phase. The relatively low affinity binding to
serum albumin might facilitate transport to tissues, where dissociation
may occur to allow for tissue accumulation. This role for albumin as a
transporter has been described for estrogens, with albumin-bound
estrogens often being considered within the available component (Moore
et al., 1986
; Jones et al., 1987
).
Despite the low free concentrations in serum, TAM concentrations of 5 to 110 ng/mg protein (25 ± 27 ng/mg protein; mean ± S.D.)
have been reported in the breast tumors of women receiving 40 mg
TAM/day (Daniel et al., 1981
). This would approximate 0.67 to 14 µM
(3.36 ± 3.63 µM; mean ± S.D.) using the conversions in the legend to Table 3. Similar intratumor concentrations have been
described for brain metastases, with mean concentrations of TAM
4 µM, 4-hydroxytamoxifen (4-hydroxyTAM)
0.13 µM, and N-desmethyl TAM
8 µM (approximate values derived
from the published data) detected in a small study of patients
receiving 30 to 50 mg TAM/day (Lien et al., 1991
). Thus, as with
estrogens, there is clear evidence of intratumor accumulation of TAM
and its major metabolites to concentrations significantly in excess of
that seen in serum (MacCallum et al., 2000
).
When compared with the mean intratumor 17
-estradiol concentration
(
1.28 nM; Table 3), and assuming approximately equivalent intratissue availability, it is apparent that there should be sufficient TAM present to effectively compete with most concentrations of intratumor estrogens. This would be the case even if all the drug
was present as either the relatively weak parent or the
N-desmethyl TAM metabolite. The latter is present at
concentrations of approximately 7 ± 8 µM (estimated from the
values of Daniel et al., 1981
). However, a significant proportion of
the antiestrogenic activity will be provided by the 4-hydroxyTAM
metabolite (77 ± 64 nM estimated from the values of Daniel et
al., 1981
), which has an affinity for ER
17
-estradiol
(Kuiper et al., 1997
). Although these estimates were obtained several
years ago, a more recent study by MacCallum et al. (2000)
obtained mean
intratumor concentrations of TAM and its major metabolites
(4-hydroxyTAM = 0.18 µM; N-desmethyl TAM = 0.61 µM; TAM = 0.32 µM) within the range of these prior studies.
The potentially significant intratumor excess of antiestrogenicity over estrogenicity (>10-fold for 4-hydroxyTAM) explains, in part, why TAM is an effective therapy in many patients with ER-positive tumors. This likely also contributes significantly to the apparent lack of a strong dose-related response rate in clinical trials. Many of the lower doses studied could still produce antiestrogen concentrations in excess of any intratumor estrogens.
B. Intracellular Antiestrogen Binding Sites
Several intracellular binding proteins have been identified for
estradiol (Anderson et al., 1986
; Takahashi and Breitman, 1989
;
Masamura et al., 1997
), and it would be remarkable if none of these
also bound TAM. Indeed, it is likely that there are several such
proteins that can sequester TAM and reduce its intracellular availability. One intracellular binding component, at least for the
triphenylethylenes, is the AEBS protein. AEBS seems to be predominately
microsomal (Katzenellenbogen et al., 1985
) and may represent a novel
histamine receptor (Clemmons et al., 1990
). More recent data imply a
protein complex containing the microsomal epoxide hydrolase as one of
the subunits (Mésange et al., 1998
). This is a type II
detoxification enzyme involved in the hydrolysis of aliphatic and
aromatic electrophilic epoxides. TAM-AEBS interactions could contribute
to the putative mutagenicity of TAM in some species (Greaves et al.,
1993
; Mésange et al., 1998
). Whereas TAM induces expression of
the epoxide hydrolase mRNA (Nuwaysir et al., 1995
), it is an inhibitor
of the enzyme's catalytic activity (Mésange et al., 1998
). Such
an inhibition could leave reactive epoxide metabolites of TAM, or other
electrophilic epoxides, available to induce DNA damage (Mésange
et al., 1998
). TAM-induced hepatocellular carcinomas have been reported
in rats (Greaves et al., 1993
), but the incidence of these tumors is
not increased in humans (Muhlemann et al., 1994
). Any role for the
epoxide hydrolase-TAM interactions may be tissue- and species-specific.
A basic alkylether side chain, as occurs in many of the nonsteroidal
antiestrogens, seems important for recognition of AEBSs by
triphenylethylenes (Murphy and Sutherland, 1985
). AEBSs do not bind
either the natural estrogens or the steroidal antiestrogens with high
affinity (Pavlik et al., 1992
) and will not interfere with intratumor
estrogen activation of ER. Thus, overexpression of AEBSs could
contribute to TAM resistance in the presence of continued ER
expression. The antiestrogen-resistant LY2 cells (Bronzert et al.,
1985
; Clarke et al., 1989c
) overexpress AEBSs relative to ER, as do a
significant proportion of human breast (Pavlik et al., 1992
) and
ovarian carcinomas (Batra and Iosif, 1996
). The affinity of TAM for
AEBSs in ovarian cells is estimated <1 nM (Batra and Iosif, 1996
)
significantly greater than its affinity for ER. This implies a
preferential binding of TAM to AEBSs relative to ER. Where TAM inhibits
the epoxide hydrolase activity of AEBSs allowing reactive metabolites
to persist, this could increase the genetic instability of some tumors.
One consequence could be an increased potential to induce mutations in
genes required for TAM function, with a subsequent increased risk of
producing mutations that produce antiestrogen resistance.
The biological potency of antiestrogens does not correlate with their
affinity for AEBSs (Katzenellenbogen et al., 1985
). Although it has
generally been assumed that the primary function of AEBSs has been to
sequester drugs, several studies imply otherwise. Lymphoid cells that
express AEBSs, but not ERs, are growth inhibited by antiestrogens (Tang
et al., 1989
; Hoh et al., 1990
; Teo et al., 1992
). The compound
N,N-diethyl-2-(4 phenyl-methyl)-phenoxy ethamine HCl binds
AEBSs, but not ERs, and is growth inhibitory in MCF-7 cells (Brandes,
1984
). A TAM-resistant MCF-7 variant (RTx6) does
not express AEBSs (Faye et al., 1983
) and is not inhibited by either
benzylphenoxy ethanamine derivatives (Poirot et al., 1990
) or other
selective ligands for AEBSs (Fargin et al., 1988
; Teo et al., 1992
).
Parental MCF-7 cells are growth inhibited by these compounds.
Polyunsaturated fatty acids can block TAM binding to AEBSs (Hoh et al.,
1990
). Cholesterol and lipoproteins can reverse the inhibitory effects
of antiestrogens in an ER-negative lymphoid cell line (Tang et al.,
1989
). The antiproliferative activities of oxygenated sterols may be
mediated by AEBSs. Ligand binding to AEBSs also affects cholesterol
metabolism. Benzofurans can inhibit de novo cholesterol metabolism in
ER-negative cells that express AEBSs (Teo et al., 1992
). This raises
the possibility that the hypocholesterolemic effects of some
antiestrogens may be related to effects mediated by binding AEBSs.
Whereas AEBSs can sequester TAM, the extent to which
antiestrogen-mediated activation of any AEBS function contributes to the antiproliferative effects of antiestrogens is unclear. If sufficient alone to confer responsiveness, the response rate to antiestrogens would be expected to be high in ER-negative tumors. However, responses in ER-negative tumors are infrequent (EBCTCG, 1998
).
The relationship between AEBS affinity and the
IC50 for antiproliferative effects is also of
concern. The affinities of the antiestrogens TAM and clomiphene for
AEBSs are two to three orders of magnitude greater than their
respective antiproliferative IC50s (Lin and
Hwang, 1991
). Whatever the role of AEBSs, these sites cannot affect the
activities of the steroidal antiestrogens because steroids do not bind
AEBSs (Pavlik et al., 1992
).
C. Binding to Plasma Membranes
Many lipophilic compounds are sequestered within plasma membranes
and other intracellular bilipid membranes. This is probably a
relatively nonspecific phenomenon, reflecting their physicochemical properties. Compounds with a high degree of lipophilicity would be
expected to preferentially partition into lipophilic domains in
cellular membranes. This has been widely reported for steroids (Duval
et al., 1983
). We have previously shown that both TAM and estradiol can
affect membrane structure in breast cancer cells in vitro (Clarke et
al., 1990
). Sequestration of TAM in a cell's plasma membrane, and
potentially within other intracellular bilipid membranes, could
significantly reduce intracellular availability for binding to ERs.
Some breast tumors exhibit a marked desmoplastic response, associated
with the presence of fibroblastic and myofibroblastic cells, and/or
significant infiltration of lymphoreticular cells (Clarke et al.,
1992b
). Thus, TAM could be further sequestered within the membranes of
infiltrating cells and adjacent adipose tissue.
D. Altered Drug Accumulation/Transport and P-glycoprotein (mdr1)
The precise mechanism for intracellular uptake of TAM is not
known. Passive diffusion, as probably occurs for steroids, seems most
likely. Although tumors can concentrate TAM relative to its levels in
serum (Fromson and Sharp, 1974
; Daniel et al., 1981
; Lien et al.,
1989
), intracellular sequestration could produce a relatively low
concentration of unbound TAM, favoring its diffusion from extracellular
sources. Some tumors may appear to have high TAM concentrations, but
respond poorly because of low intracellular drug availability.
Reduced uptake of TAM from extracellular sources could confer
resistance, provided the intracellular levels of available
drug/metabolites fell below those required to effectively compete with
any intratumor estrogens. Lower intratumor levels of TAM have been
reported in some resistant versus sensitive tumors (Osborne et al.,
1991
, 1992
; Johnston et al., 1993
) and in some cell lines (Kellen et al., 1986
). However, data are inconsistent. In a recent study, tumor
concentrations of TAM, 4-hydroxyTAM, and N-desmethyl TAM did
not correlate with responsiveness or resistance. Indeed, the serum
concentrations of 4-hydroxyTAM and N-desmethyl TAM were significantly higher among nonresponding patients (MacCallum et al.,
2000
). The sources of inconsistency require further study but one
source may be related to the ER content of the tumors in the study
population. For example, the subgroup of patients with ER-poor tumors
seem to have lower serum levels of antiestrogens, and their tumors have
a low response rate to TAM (MacCallum et al., 2000
). Future studies may
need to carefully control for the ER content of tumors in their study populations.
TAM is antiangiogenic (Haran et al., 1994
; Lindner and Borden, 1997
)
and reduces tumor vascularization, leading to decreased tumor perfusion
and TAM delivery. However, this could not explain the reduced
accumulation of TAM in some cells growing in vitro (Kellen et al.,
1986
). If accumulation is dependent on the expression of intracellular
binding proteins, altered expression of these could affect
accumulation. Altered TAM levels are not seen in one TAM-stimulated
MCF-7 xenograft model (Maenpaa et al., 1994
). We also have not found
any significant difference in accumulation of
[3H]TAM among TAM-resistant and TAM-responsive
breast cancer cells growing in vitro (unpublished results).
TAM's ability to diffuse into cells could be related to specific
plasma membrane domains into which it initially partitions (Clarke et
al., 1990
). The structure of these domains might depend on critical
membrane-associated proteins or lipids, the altered expression of which
could contribute to reduced diffusion/uptake. A simple reduction in the
number of such putative domains also could reduce accumulation. These
comments are speculative; further studies are required to determine the
extent to which TAM's association with, and diffusion through, the
plasma membrane is dependent upon definable membrane domains and/or functions.
The mechanism for TAM efflux also is not known, although a passive
diffusion again seems most likely. We and others (Ramu et al., 1984
;
Leonessa et al., 1994
) have described the ability of TAM to interact
with the P-glycoprotein (also known as MDR1, gp170, and PGP) efflux
pump, the product of the mdr1 (multidrug resistance 1) gene.
P-glycoprotein is widely expressed in human breast tumors and is
associated with a worse than partial response to cytotoxic chemotherapy
(Trock et al., 1997
). To determine the ability of P-glycoprotein
to alter response to TAM, the MDR1 gene was overexpressed in MCF-7
cells. TAM can compete with azidopine for binding to P-glycoprotein and
reverse the multidrug resistance phenotype in the transfectants
(Leonessa et al., 1994
). However, the transfectants' response to TAM
is unaffected (Clarke et al., 1992a
), and TAM accumulation is
equivalent to wild-type cells (Clarke and Lippman, 1996
). Thus, TAM is
an inhibitor but not a substrate for this efflux pump, and expression
of P-glycoprotein is probably not a contributor to TAM resistance.
E. Metabolism and Resistance
TAM is subject to extensive hepatic metabolism. Not surprisingly,
several of the metabolites are predominately estrogenic, rather than
antiestrogenic. Differences in TAM metabolism among mice, rats, and
humans probably contribute to its species-specific agonist versus
partial agonist properties (Jordan and Robinson, 1987
).
The most relevant metabolites will be discussed only briefly, since the
metabolism of TAM has been extensively reviewed elsewhere (Buckely and
Goa, 1989
; Lonning et al., 1992b
). Demethylation of the aminoethoxy
side chain produces N-desmethyl TAM, with further N-demethylation producing the primary amine
(N-didesmethyl TAM). Deamination of the primary amine
produces the primary alcohol (Kemp et al., 1983
). Metabolite E is
generated when the aminoethane side chain is removed. Hydroxylation of
the parent drug produces the two more polar metabolites 4-hydroxyTAM
and 3,4-dihydroxyTAM. Loss of the aminoethane side chain and
hydroxylation at position 4 produces the bisphenol. Metabolite E and
the bisphenol are estrogens and exhibit a lower affinity for ER than
TAM (Jordan and Robinson, 1987
). The other metabolites (B, D, X, Y, and
Z) are partial agonists. The relative affinities for ERs are
4-hydroxyTAM
17
-estradiol > TAM > N-desmethyl TAM > metabolite Y (Jordan et al., 1983
;
Katzenellenbogen et al., 1984
).
Increased isomerization of TAM to estrogenic metabolites is observed in
some TAM-resistant breast tumors (Osborne et al., 1991
, 1992
). A
preferential generation of estrogenic metabolites could compete with
the antiestrogenic metabolites for binding to ERs, perhaps interacting
additively with existing intratumor estrogens to block antiestrogen
action. It also would reduce the concentrations of antiestrogenic
metabolites, potentially shifting the ratio of
estrogenic:antiestrogenic metabolites in an unfavorable direction.
Evidence firmly establishing altered metabolism as a clinically
relevant event remains elusive. Data from one animal model of
TAM-stimulated growth, a phenotype that could reflect the preferential intracellular generation of estrogenic metabolites, clearly excluded the generation of such metabolites in this phenotype (Wolf et al.,
1993
). A series of elegant studies were performed using nonisomerizable TAM. These could not be metabolized to estrogenic metabolites, but the
tumors still exhibited a mitogenic response to these derivatives (Wolf
et al., 1993
). Subsequent studies implicated a mutant ER protein in
conferring the phenotype (Jiang et al., 1992
). In a similar model from
Dr. Osborne's laboratory (Baylor College of Medicine, Houston, TX),
nonisomerizable TAM analogs also produced a stimulation of
tumorigenesis. These data imply that the TAM-stimulated phenotype, at
least in these models, is unlikely to be explained by the significant
conversion of parent drug to estrogenic metabolites (Osborne et al.,
1994
).
F. Comments
Altered intracellular availability could be a key event in affecting response and may account for a proportion of those ER-positive tumors that fail to respond to TAM. Ultimately, the ability of intracellular binding sites to affect TAM's availability will reflect both the relative affinities of each site for TAM versus ER and their intracellular localization. For example, binding proteins in the cytosol may sequester TAM such that it never reaches the nuclear ER. Clearly, it will be important to determine the relevance and relative importance of intracellular availability. Identifying additional intracellular binding proteins may provide useful intermediate biomarkers for identifying those patients with ER-positive tumors that will fail to respond to TAM.
The importance of reduced TAM accumulation also requires further study.
It is unlikely that P-glycoprotein contributes to lower intratumor TAM
levels. However, we have preliminary data suggesting that
P-glycoprotein may confer resistance to steroidal antiestrogens
(Leonessa et al., 1998
). The role of other membrane transporters has
not been well defined.
The extent to which metabolism of TAM to estrogenic metabolites confers
resistance remains to be clearly established. TAM-stimulated growth,
the predicted response to this mechanism, can arise from mutations in
ER and may not require estrogenic metabolites (Jiang et al., 1992
).
Nonetheless, it may be premature to entirely exclude the generation of
estrogenic metabolites as a possible contributing resistance mechanism
in some breast tumors.
| |
IV. Cell Culture Models of Antiestrogen Responsiveness and Resistance |
|---|
|
|
|---|
The study of acquired resistance has been greatly facilitated by the generation of several series of resistant variants. Most have been obtained by in vitro selection of the MCF-7 human breast cancer cell line. Almost all of these variants retain ER expression and show various patterns of resistance and cross-resistance. Resistant variants of other estrogen-responsive cell lines also have been reported. Although not a full listing, Table 4 describes several antiestrogen-resistant models. This section will focus primarily on those models of apparent pharmacological resistance (i.e., cells that do not exhibit a growth response to specific antiestrogens). Models that are growth stimulated by TAM are discussed in Section V. The models presented are selected to reflect the most widely used models and the diversity of phenotypes.
|
A. R27 and LY2
These were among the first stable antiestrogen-resistant variants
reported. R27 cells were obtained following anchorage-independent cloning of MCF-7 cells in the presence of TAM. The cells retain an
attenuated response to estradiol and are resistant to the growth inhibitory activities of TAM (Nawata et al., 1981
). The LY2 cells were
generated by a stepwise selection against the benzothiophene antiestrogen LY 117,018 (Bronzert et al., 1985
). While retaining some
responsiveness to estrogens, LY2 cells are cross-resistant to
4-hydroxyTAM (Bronzert et al., 1985
; Clarke et al., 1989c
) and ICI
164,384 (Clarke et al., 1989c
). Unfortunately, LY2 cells are
nontumorigenic, restricting their use to in vitro studies (Clarke et
al., 1989c
). The tumorigenicity of R27 cells is not reported.
B. MCF-7RR
The MCF-7RR subline was obtained by selecting MCF-7 cells
for their ability to grow in medium supplemented with 2% calf serum and 1 µM TAM (Butler et al., 1986
). The cells exhibit an altered chromatin structure and chromatin acceptor sites for the antiestrogen 4-(N,N-diethylaminoethoxy)-4'methoxy-
)-(p-hydroxyphenyl)
-ethylstilbene (Singh et al., 1986
). Of interest is MCF-7RR cells' retinoic acid cross-resistance (Butler and Fontana, 1992
), which has not been fully
studied in many other antiestrogen-resistant variants. Whereas the
cross-resistance pattern among other antiestrogens is not reported for
MCF-7RR, these cells provide a novel model for studying the
relationships among responsiveness and resistance to both antiestrogens
and retinoids. Another MCF-7 variant selected against 4-hydroxyTAM
(MCF/TOT) has also been shown to exhibit cross-resistance to retinoic
acid (Herman and Katzenellenbogen, 1996
).
C. The LCC Series
This series was established to facilitate a further evaluation of
cross-resistance phenotypes and to identify underlying molecular mechanisms. LCC variants were established from an estrogen-independent variant of MCF-7 cells (MCF7/MIII), initially selected for growth in
vivo in ovariectomized nude mice (Clarke et al., 1989b
). Circulating estrogen concentrations in these mice are similar to those found in
postmenopausal women (Seibert et al., 1983
), and the parent MCF-7 cells
were derived from a postmenopausal patient (Soule et al., 1973
).
MCF7/MIII cells form proliferating tumors in these mice, but their
growth is further increased upon estrogen supplementation. The cells
retain ER expression and are growth inhibited by antiestrogens (Clarke
et al., 1989b
). A further in vivo selection produced the MCF7/LCC1
variant (Brünner et al., 1993a
). These cells are similar to the
MCF7/MIII, but tend to produce tumors more rapidly in ovariectomized nude mice. MCF7/LCC1 cells also retain ER expression, are
estrogen-independent for growth, and are inhibited by triphenylethylene
and steroidal antiestrogens (Brünner et al., 1993a
; Brünner
et al., 1997
).
To generate antiestrogen-resistant variants, MCF7/LCC1 cells were
stepwise selected against increasing concentrations of either 4-hydroxyTAM or ICI 182,780. Cells selected against the TAM metabolite produced stable, TAM-resistant cells (MCF7/LCC2), which also retain estrogen-independent growth in vitro and in vivo (Brünner et al.,
1993b
; Coopman et al., 1994
). However, the MCF7/LCC2 cells are not
cross-resistant to ICI 182,780. This predicts that tumors that
responded and then failed TAM might show a strong response to a
steroidal antiestrogen (Brünner et al., 1997
). This prediction has now been confirmed in the clinic. The first trial of ICI 182,780 was performed in TAM responders who subsequently recurred. Consistent with the MCF7/LCC2 phenotype, the overall response rate to ICI 182,780 (69%) was substantially higher than would be predicted if the patients
had been treated with another triphenylethylene (Howell et al., 1995
).
Using similar approaches, others have reported a MCF-7 variant
(MCF-7/TAMR-1) expressing a phenotype similar to
MCF7/LCC2 (Lykkesfeldt et al., 1994
).
Cells resistant to ICI 182,780 (MCF7/LCC9) were generated by selecting
the MCF7/LCC1 variant against ICI 182,780. The resulting phenotype is
clearly ER-positive, ICI 182,780-resistant, estrogen-independent, and
TAM-crossresistant. Indeed, TAM cross-resistance emerges at early
passages during the selection, arising before stable ICI 182,780 resistance is apparent (Brünner et al., 1997
). The
cross-resistance pattern may reflect the greater potency of ICI 182,780 relative to TAM and/or the differences in its interactions with ER
(Fawell et al., 1990
; Dauvois et al., 1992
), which may have more
substantial effects on ER functioning/signaling. Others have selected
MCF-7 cells against ICI 182,780, but have not seen TAM cross-resistance (Jensen et al., 1999
). The clinical relevance of these diverse phenotypes remains to be established.
D. ZR-75-9a1
ZR-75-1 cells are another of the relatively few, well
established, estrogen-responsive human breast cancer cell lines. They were established from an ascites that developed in a 63-yr-old woman
with an infiltrating ductal breast carcinoma (Engel et al., 1978
). The
patient had been receiving TAM for 3 months before the time when cells
were removed to establish the ZR-75-1 cell line (Engel et al., 1978
).
ZR-75-1 cells are ER-positive and PgR-positive (Engel et al., 1978<