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Vol. 53, Issue 2, 283-318, June 2001
Molecular Targeting and Polymer Toxicology Group, School of Pharmacy and Biomolecular Sciences, University of Brighton, Brighton, United Kingdom (S.M.M., A.C.H.); and Laboratory of Molecular Oncology, CRC Department of Clinical Oncology, City Hospital, University of Nottingham, Nottingham, United Kingdom (J.C.M.)
Abstract
I. Introduction
II. Theoretical Applications of Long-Circulating Particulate Carriers in Experimental and Clinical Medicine
A. Circulating Drug Reservoir in the Blood Compartment
B. Artificial Oxygen Delivery Systems
C. Blood-Pool Imaging
D. Passive Targeting
E. Active Targeting
III. Rational Approaches in the Design of Long-Circulating Particles
A. The First Few Steps
1. Physicochemical Characteristics of Nanoparticles and Their Effect on Protein Adsorption and Opsonization.
2. Macrophage Heterogeneity, Physiological Status, and Species Differences.
3. Splenic Filtration.
4. Confinement to Vasculature.
IV. Translation of Microbial and Related Mammalian Technologies to Nanoparticle Engineering
V. Synthetic Polymers in Colloid Engineering
A. Polymeric Nanospheres
B. Micelles (Self-Assembly Constructs)
C. Liposomes
D. Oil-in-Water Emulsions
VI. Essential Thoughts on Using Polymers in Nanoparticle Engineering
A. The Concept of Polymer Polydispersity: Does Size Matter?
B. Sources of Chemical Contamination in Polymers
C. Interspecies and Intraspecies Response(s) to Polymeric Systems
D. Biodegradable Polymers
VII. Why Are Polymer-Coated Long-Circulating Particles Eventually Cleared by Macrophages?
VIII. Experimental and Clinical Trials with Parenterally Administered Long-Circulating Particles: Achievements and Pitfalls
A. Circulating Drug Reservoir in the Blood Compartment
B. Blood-Pool Imaging
C. Passive Targeting
1. Pathologies with Leaky Vasculature: Solid Tumors.
2. Pathologies with Leaky Vasculature: Inflammatory and Infectious Sites.
3. Spleen.
4. Lymph Nodes.
D. Active Targeting
1. Ligand Coupling.
2. Demonstration of Longevity and Target Binding.
3. Antibody-Mediated in Vivo Targeting (the Cart in Front of the Horse?).
4. Folate-Mediated Targeting.
E. Passive or Active Targeting?
IX. Conclusions
References
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Abstract |
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The rapid recognition of intravenously injected colloidal carriers, such as liposomes and polymeric nanospheres from the blood by Kupffer cells, has initiated a surge of development for "Kupffer cell-evading" or long-circulating particles. Such carriers have applications in vascular drug delivery and release, site-specific targeting (passive as well as active targeting), as well as transfusion medicine. In this article we have critically reviewed and assessed the rational approaches in the design as well as the biological performance of such constructs. For engineering and design of long-circulating carriers, we have taken a lead from nature. Here, we have explored the surface mechanisms, which affords red blood cells long-circulatory lives and the ability of specific microorganisms to evade macrophage recognition. Our analysis is then centered where such strategies have been translated and fabricated to design a wide range of particulate carriers (e.g., nanospheres, liposomes, micelles, oil-in-water emulsions) with prolonged circulation and/or target specificity. With regard to the targeting issues, attention is particularly focused on the importance of physiological barriers and disease states.
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I. Introduction |
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Macrophages are widely distributed and strategically placed in
many tissues of the body to recognize and clear altered and senescent
cells, invading particulates, as well as macromolecular ligands via a
multitude of specialized plasma membrane receptors (Gordon, 1995
). This
propensity of macrophages for endocytosis/phagocytosis of foreign
particles in the past has provided an opportunity for the efficient
delivery of therapeutic agents to these cells with the aid of colloidal
drug delivery systems (usually in the form of liposomes, polymeric
nanospheres, micelles, and oil-in-water emulsions), following
parenteral administration (Poznansky and Juliano, 1984
). For example,
macrophages that are in contact with blood or lymph serve as sites of
proliferation for certain microbes during some or all of the infection
process. Numerous logical strategies for using colloidal drug carriers
in the treatment of certain infectious diseases involving macrophages
have been developed, based on analysis of the pathogenesis of microbial diseases (Alving, 1988
; Agrawal and Gupta, 2000
). For instance, the
proposed lysosomotropic-parasitotropic process for delivery of
liposome-encapsulated drugs to Leishmania within macrophages involves uptake of the phagocytosed liposome and delivery to a lysosome, fusion of lysosome with the parasitophorous vacuole, and
delivery of the liposome to a lysosome within the parasite (Alving,
1988
). Ambisome (Gilead, Boulder, CO), a liposomal formulation of amphotericin B, is an example of a world-wide marketed drug delivery
product available for treatment of visceral leishmaniasis or confirmed
infections caused by specific fungal species.
Some pathogens have also evolved ways of evading intracellular killing
to survive within the cell; one example is by escaping the phagosome,
which is followed by direct entry into cytoplasm (Provoda and Lee,
2000
). To allow further cytoplasmic delivery, new strategies have been
developed. A classical example is the use of a pH sensitive liposome
(Horwitz et al., 1980
). Such vesicles maintain stable phospholipid
bilayers at neutral pH or above but destabilize and become
fusion-competent at the acidic pH of endosomes and subsequently release
their entrapped contents first into endosomes and then into cytoplasm.
However, the efficiency of cytoplasmic delivery has further been
enhanced by employing natural mechanisms that breach the endosomal
membrane once the liposomal contents are delivered into the endosomal
lumen. For example, Lee et al. (1996)
have adopted a strategy used by a
facultative intracellular pathogen (Listeria monocytogenes)
that mediates bacterial passage from the phagosome into cytosol. After
being internalized into phagosomes, L. monocytogenes
permeabilizes phagosomal membranes with the aid of listeriolysin O to
enter the cytosolic space of host cells. Indeed, coencapsulation of
listeriolysin O along with protein-based antigens in liposomes resulted
in efficient delivery of protein antigens to the cytosolic pathway of
antigen processing and presentation in macrophages. This approach seems
highly desirable in vaccine production to polysaccharide antigens that
are poorly immunogenic. Similarly, breaching of the endosomal membrane
is also critical for survival of DNA after delivery to macrophages.
Metabolic processes within the mature macrophage have also served as
targets for drug carriers. These included degradation of accumulated
macromolecules within lysosomes (storage diseases) and iron overloading
(Poznansky and Juliano, 1984
). Apart from therapeutic goals, colloidal
carriers have proved to be useful for diagnostic purposes, for example,
to assess macrophage phagocytic and clearance functions. Similarly,
particulate colloids tagged with a suitable radiopharmaceutical or
contrast agent were shown to be helpful for imaging certain pathologies
(e.g., deep-seated tumors) not via targeting but through macrophage
loading (Seltzer, 1989
; Tilcock, 1995
; Kostarelos and Emfietzoglou,
1999
). By this approach, it is the surrounding parenchyma, and not the
pathology, that will change in intensity.
The rapid sequestration of intravenously injected colloidal particles from the blood by hepatic midzonal and periportal Kupffer cells is problematic for efficient targeting of drug carriers or diagnostic agents to a desired macrophage population (e.g., splenic red pulp macrophages) as well as to nonmacrophage sites. As a result, there has been a growing interest in the engineering of colloidal carrier systems that upon intravenous injection avoid rapid recognition by Kupffer cells and adequately remain in the blood. It is the aim of this article to critically discuss and evaluate the developments in the field of long-circulating and target-specific colloidal carrier systems for intravenous administration (and in selected cases with regard to subcutaneous injection). We have viewed the application of long-circulating particles in sustained-release of drugs within vasculature, transfusion medicine (artificial erythrocytes), and targeting. The latter is defined either as passive or active. With regard to passive targeting, this article identifies and discusses the opportunities afforded by certain physiological and pathological conditions that are amenable for treatment or diagnosis by using long-circulating colloidal carriers. In relation to active targeting, attention is focused toward identification of potential and accessible tissue-specific antigens and their ligands. For particle engineering, we have taken a lead from nature. That is, exploring the surface mechanisms that afford red blood cells long-circulatory lives and the ability of certain pathogenic microorganisms to evade macrophage recognition. Our analysis is centered where such strategies have been translated and fabricated to design a wide range of particulate carriers (e.g., nanospheres, liposomes, micelles, oil-in-water emulsions) with prolonged circulation and target specificity. Throughout our approach, we critically evaluate these engineered systems on the basis of biodistribution, target specificity, therapeutic end-points, biological activities, and toxicity.
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II. Theoretical Applications of Long-Circulating Particulate Carriers in Experimental and Clinical Medicine |
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A. Circulating Drug Reservoir in the Blood Compartment
There are several reasons why the search for "macrophage-evading" or long-circulating particles is so extensive. One important reason is to provide a long-circulating drug reservoir from which the drug can be released into the vascular compartment in a continuous and controlled manner. Candidate drugs and therapeutic agents may be those with short elimination half-lives (e.g., ara-C, cytokines, growth factors). Therefore, the requirements in terms of drug release from a long-circulating carrier will depend on clearance kinetics of the system as well as a pharmacologically desired free drug profile.
B. Artificial Oxygen Delivery Systems
Long-circulating particulate carriers might also act as oxygen delivery systems and end the centuries-old search for "artificial or substitute blood". An artificial colloid-based blood substitute would be expected to be compatible with all blood types and have a better shelf life than blood itself, which is 6 weeks from the time of collection. Their use will reduce the risk of contracting viral or other transmittable diseases from the donated blood. Such blood substitutes are most likely to be used as part of blood conservation strategies, which in conjugation with blood pre-donation and preoperative hemodilution, are aimed at reducing the need for allogeneic blood transfusion. Another possible application is to temporarily augment oxygen delivery in patients at risk for acute tissue oxygen deficit due to either transient anemia or ischemia.
C. Blood-Pool Imaging
Similarly, one can also foresee long-circulating nanoparticles as
carriers of radiopharmaceuticals or contrast agents for use in the
imaging of vasculature. These may include blood-pool imaging, detection
of vascular malformations, and gastrointestinal bleeding.
Technetium-99m-labeled red blood cells are used routinely in nuclear
medicine for blood-pool imaging, but technetium-99m is not strongly
bound to the red cell and dissociates, resulting in the clearance of
free technetium through the kidney and bladder (Phillips, 1998
). This
dissociation greatly interferes, for example, with the detection of
sites of bleeding in the lower abdomen. This, together with the
potential hazards associated with blood handling, justifies efforts for
the development of synthetic long-circulatory particles in nuclear medicine.
D. Passive Targeting
The unique structural changes associated with a given vascular
pathophysiology could also provide opportunities and insights for the
use as well as engineering of long-circulating particulate carrier
systems. For example, particle escape from the circulation is normally
restricted to sites where the capillaries have open fenestrations as in
the sinus endothelium of the liver (Roerdink et al., 1984
) or when the
integrity of the endothelial barrier is perturbed by inflammatory
processes (e.g., rheumatoid arthritis, infarction, infections) (Turner
and Wright, 1992
) or by tumors, although such defects are not a
consistent feature of all tumors (Jain, 1989
; Hobbs et al., 1998
). In
the liver, the fenestrae-associated cytoskeleton controls the hepatic
function of endothelial filtration, where the size of fenestrae can be
as large as 150 nm (Braet et al., 1995
). The size of fenestrae in
certain inflammatory vessels as well as tumor capillaries can be up to
700 nm. Currently, there is evidence in support of liposome
extravasation to hepatic parenchyma (Roerdink et al., 1984
) as well as
increased capillary permeability to liposomes and polymeric nanospheres
(in the size range of 50-200 nm) during inflammation (Boerman et al.,
1997a
,b
; Dams et al., 1998
, 1999
, 2000b
) and in specific cancers
(Poznansky and Juliano, 1984
; Yuan et al., 1994
; Hobbs et al., 1998
;
Drummond et al., 1999
) based on observations in experimental animals
and in humans. However, the efficiency and kinetics of particle
delivery varies from one model to another. Particles of less than 10 nm
can also leave the systemic circulation through the permeable vascular endothelium in lymph nodes (Wiessleder et al., 1994
; Moghimi and Bonnemain, 1999
). The sinus endothelium of bone marrow is also capable
of removing small-sized particles from the systemic circulation. Here,
the sinus endothelium can remove particles from the circulation by both
transcellular and intracellular routes (Moghimi, 1995a
). The
transcellular route is through the diaphragmed fenestrae of endothelial
walls, whereas the intercellular route is associated with the formation
of bristle-coated pits containing matter on the luminal surface of the
endothelium. However, regional dilation increased branching of sinuses,
and even complete loss of bone marrow sinus endothelium can occur in
certain pathological conditions thus resulting in particulate
accumulation in affected areas. For instance, marked fragmentation of
endothelial cytoplasm, as well as complete loss of the endothelium of
bone marrow sinusoids, have been reported for dogs infected with a
canine hepatitis virus (Linblad and Bjorkman, 1964
).
Certainly one would expect this because of the prolonged residence in
blood, long-circulating carriers with the appropriate sizes have a
better chance of reaching the above-mentioned targets, resulting in
improved treatment or diagnosis. Another topic that deserves
investigation is the use of a tissue-specific pharmacological mediator
that, by opening intercellular connections in selected vessels, may
facilitate long-circulating colloidal entities to escape from the
circulation and extravasate into the tissues of organs whose
postcapillary endothelia contain receptors for the mediator (Rosenecker
et al., 1996
). In spite of the preceding evidence, unless the means are
found to actively control local permeability and access, the issue of
tissue selectivity is not properly addressed by the use of engineered
nanoparticulate complexes, and significant therapeutic gain is unlikely.
Given the potency (and toxicity) of modern pharmacological agents,
tissue selectivity is a major issue. In the delivery of chemotherapeutic agents to solid cancers, this is particularly critical, since the therapeutic window for these agents is often small
and the dose-response curve is steep. Therefore, the idea of exploiting
the well documented vascular abnormalities of tumors, restricting
penetration into normal tissue interstitium while allowing freer access
to that of the tumor, becomes particularly attractive. This has been
the subject of considerable research; however, the data suggest that
the solution to this problem will depend upon more than simply reducing
mechanical barriers to trans-endothelial passage. Let us
examine the idea of passive targeting more closely with regard to the
process of extravasation of long-circulating particles from the blood
to a solid tumor, a target that has received the most attention in the
drug delivery field. A solid tumor comprises two major cellular
components. These are the tumor parenchyma and the stroma, which
incorporates the vasculature and other supporting cells. To meet the
metabolic requirements of the expanding population of tumor cells, the
pre-existing blood vessels become subject to intense angiogenic
pressure (Folkman, 1995
). Several factors produced by tumor cells are
believed to signal the development of new capillaries from these
vessels (angiogenesis). Scanning electron microscopy of microvascular
corrosion casts has allowed visualization of the geometry of tumor
architecture. From these studies, it has become apparent that tumor
vessels are highly irregular and show gross architectural changes
(e.g., the presence of interrupted endothelium and an incomplete
basement membrane) with increased blood vessel tortuosity as well as
abnormal and heterogeneous vessel density (Jain, 1988
). As a
consequence of these abnormalities, there may be profound physiological
changes in blood flow within tumors and in transport properties of the tumor vessel. Due to the vascular heterogeneity of solid tumors, the
blood flow, and consequently tissue oxygenation, tends to be
nonuniform. Therefore, solid tumors usually contain well perfused, rapidly growing regions, and poorly perfused, often necrotic areas (Jain, 1988
). As in normal tissues, diffusive and convective forces govern the movement of molecules into the interstitium of tumors. However, diffusion is believed to play a minor role in the movement of
solutes across the endothelial barrier compared with bulk fluid flow.
Examination of pressure gradients in experimental tumors has suggested
that the movement of drugs and particulates out of tumor blood vessels
into the extra-vascular compartment is remarkably limited (Jain, 1989
).
This has been attributed to a higher-than-expected interstitial
pressure, in part due to a lack of functional lymphatic drainage,
coupled with lower intravascular pressure. In addition, interstitial
pressure tends to be higher at the center of solid tumors, diminishing
toward the periphery, creating a mass flow movement of fluid away from
the central region of the tumor.
These pathophysiological characteristics have serious implications for
the systemic delivery of not only low-molecular weight drugs and
macromolecules (e.g., antibodies, polymer conjugate therapeutics), but
also particulate delivery vehicles (e.g., liposomes), and simply
enhancing the plasma half-life of these agents will not necessarily
lead to an increase in therapeutic effect. However, it is likely that
long-circulating particles may have a better safety profile in terms of
normal tissue toxicity than free anticancer agents, as well as
anticancer drugs encapsulated in phagocyte-prone carriers. The utility
of conventional colloidal carriers as vehicles for drug delivery in
cancer treatment is inappropriate since the class of drug being used is
able to induce apoptosis in macrophages of the RES (Daemen et al.,
1995
). In the liver, restoration of Kupffer cells may take up to
periods of 2 weeks (Daemen et al., 1995
). A potentially harmful effect
is that bacteriemia may occur during the period of Kupffer cell
deficiency (Daemen et al., 1995
).
E. Active Targeting
The ability to target drugs and gene therapeutics to nonmacrophage
cells within the vasculature has been one of the most sought after
goals in clinical therapeutics. Therefore, attachment of specific (but
not macrophage-recognizable) ligands onto the surface of
macrophage-evading carriers will open the possibility of targeting specific cell types or subsets of cells within the vasculature and even
elements of vascular emboli and thrombi. One example is the abnormal
lymphocyte differentiation antigens on leukemia cells (Raso et al.,
1982
), which could serve as target molecules for ligand-directed
targeting of macrophage-evading carriers containing anticancer agents.
Another important target is vascular endothelial cells. The vascular
endothelium is remarkably heterogeneous; endothelial cells from
different tissues of the body differ in expression of surface antigens
and receptors (Kumar et al., 1987
; Belloni and Nicolson, 1988
; Rajotte
et al., 1998
; Thorin and Shreeve, 1998
). Endothelial cells also display
phenotypic changes in response to various cytokines and growth factors
(Pober and Cotran, 1990
; Bevilacqua, 1993
; Kraling et al., 1996
;
Murray, 1997
). For example, ELAM-1 (E-selectin) is not detectable on
the surface of quiescent endothelial cells of normal vessels, but is
strongly up-regulated on the luminal surface by pro-inflammatory
cytokines such as IL-1
and TNF-
(Lin et al., 1992
). E-selectin
induction on endothelial cells is clearly associated with inflammatory
and immune processes (Pober and Cotran, 1990
) as well as some
noninflammatory angiogenic states (Kraling et al., 1996
). E-selectin is
known to be involved in the arrest of monocytes, neutrophils, and
subsets of T-lymphocytes within the circulation. Therefore, it is not
surprising that this molecule has become a potential target for several
strategies designed to enhance delivery of therapeutic agents to, or to
improve imaging of, particular vascular beds. For example, Wickham et al. (1997)
have demonstrated that the enhanced expression of E-selectin may be used as a means to target entry of adenoviral vectors into endothelial cells. A bi-specific antibody, which reacts with both E-selectin and with a "FLAG" epitope genetically incorporated into
one of the adenoviral coat proteins, was able to direct binding and
entry of the adenovirus into endothelial cells pretreated with the
TNF-
but not into quiescent nonstimulated cells. Another antibody
against E-selectin, 1.2B6, has been used for radionuclide imaging of
rheumatoid arthritis in humans (Jamar et al., 1997
). In this study, the
sensitivity of anti-E-selectin coupled to indium-111 was compared with
a nonspecific antibody conjugated with technetium-99m, in terms of
their ability to detect synovitis. This study showed that targeting
with the E-selectin antibody was more intense and specific than with a
nonspecific antibody (Jamar et al., 1997
). Furthermore, the
anti-E-selectin antibody was able to detect joint abnormalities in
areas that were clinically silent.
Biochemical differences between the vasculature of the tumor and the
normal tissues are also noteworthy. Indeed, various approaches have
been taken to identify differences in luminal protein expression between the endothelial cells of tumor vessels and those of normal tissues. These include two-dimensional gel electrophoresis of cell
surface proteins isolated from cultured endothelial cells (P. Hewett and J. C. Murray, manuscript submitted), screening of monoclonal antibodies on tissue sections (Hagemeier et al., 1986
;
Rettig et al., 1992
), in vivo lectin labeling (Belloni and Nicolson,
1988
), and the application of bacteriophage display technology in vivo
(Rajotte et al., 1998
) to study endothelial heterogeneity. These
markers, which are usually up-regulated on the surface of
tumor-associated endothelial cells, include proteins involved in
cell-cell or cell-matrix interactions (e.g., E-selectin, vascular cell
adhesion molecule-1, and the
v
3 integrin complex) and growth factors receptors (Cheresh, 1987
; Matthews et al., 1991
; Kim
et al., 1993
; Brooks et al., 1994
; Dumont et al., 1994
; Sato et al.,
1995
; Max et al., 1997
; Pasqualini et al., 1997
; Charpin et al., 1998
;
Lauren et al., 1998
; Lin et al., 1998
; Maurer et al., 1998
; Ellerby et
al., 1999
). The growth factor receptors of potential interest are the
vascular endothelial growth factors-2 (KDR-2), which are up-regulated
in a wide range of solid tumors (Matthews et al., 1991
), and the Tie
family of endothelial receptor tyrosine kinases (Tie-1 and Tie-2)
(Lauren et al., 1998
). Targeted disruption of gene function in murine
embryos indicates that Tie-2 plays a pivotal role in both angiogenesis
and vascular remodeling/stability, whereas Tie-1 is required for the
maintenance of vascular integrity (Dumont et al., 1994
; Lin et al.,
1998
). The angiopoietin growth factors have been identified as the
ligands for Tie-2, whereas Tie-1 remains an orphan receptor. Since the
development of new blood vessels is essential for tumor growth
(Griffioen and Molema, 2000
), an attractive antitumor strategy is to
exploit these biochemical differences and aim at the tumor vasculature
for therapeutic intervention with ligand-bearing long-circulating
particles. This strategy might overcome the physiological differences
within tumors that have been described as heterogeneous and
unpredictable. One must also be cautious with regard to heterogeneity
in angiogenic stages in human tumor vasculature. This is because in the
animal model, the majority of tumor vasculature is usually in a
proangiogenic state, whereas in human tumors, the percentage of
proangiogenic vessels is variable and usually low (Griffioen and
Molema, 2000
). Hence, such antiangiogenic approaches may only affect a
minority of the tumor vasculature.
Even if engineered colloidal carriers can be targeted successfully to specific subsets of circulating blood cells or endothelia, subsets may differ significantly in their capacity to internalize particles bound to the cell surface. Therefore, in selected cases, it may be necessary to use particle-immobilized ligands that upon binding and signal transduction initiate local effects (e.g., apoptosis or cytokine production).
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III. Rational Approaches in the Design of Long-Circulating Particles |
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If monocytes and macrophages in contact with blood are not the
desired target, then how can we avoid their phagocytic "barrier"? To date, a classical approach has been to administer large doses of
placebo carriers in an effort to impair the phagocytic capacity of
macrophages in contact with the blood, thereby allowing subsequently administered particles containing active material to remain in systemic
circulation for prolonged periods or to reach designated targets (Abra
et al., 1980
; Souhami et al., 1981
; Moghimi and Davis, 1994
). Another
strategy is transient apoptotic destruction of liver and spleen
macrophages by prior administration of gadolinium chloride (Hardonk et
al., 1992
) or liposomes with entrapped clodronate (Naito et al., 1996
;
Schmidt-Weber et al., 1996
; van Rooijen et al., 1997
). The latter
approach has received some attention for the in vivo gene transfer
protocols involving adenoviruses (Wolff et al., 1997
). These
strategies, although successful in experimental models, have little
justification in clinical practice as they suppress the essential
defense system of the body.
"If one way be better than another, you may be sure it is nature's
way" [Aristotle]. It seems appropriate to design a long-circulating carrier based on nature's principles. For example, healthy
erythrocytes evade the macrophages of the immune system and fulfill
their function of transporting oxygen with a life span of 110 to 120 days. A multitude of physicochemical and physiological factors are
believed to control the life span of red blood cells. These include
surface characteristics (e.g., surface charge, membrane phospholipid
composition, surface antigens) as well as bulk properties (e.g., shape
and their extent of deformability) (Weiss and Tavassoli, 1970
;
Schnitzer et al., 1972
; Chen and Weiss, 1973
; Moghimi, 1995b
; Oldenborg et al., 2000
). For instance, red blood cells may avoid macrophage surveillance with the protection of a barrier of oligosaccharide groups. Furthermore, their deformable nature allows them to bypass the
human splenic filtration process at the IES in the walls of venous
sinuses. In the same context, two decades ago Densen and Mandell (1980)
pointed out, "it is naive to assume that microbes passively accept
their fate at the hands of phagocytes". In fact, for the successful
growth, certain pathogens have deployed a clever array of surface
strategies to avoid phagocytosis by macrophages (Ram et al., 1998
;
Alcami and Koszinowski, 2000
). Perhaps we should also learn to
translate feasible microbial surface strategies in the engineering of
long-circulating or macrophage-evading nanoparticles.
A. The First Few Steps
1. Physicochemical Characteristics of Nanoparticles and Their
Effect on Protein Adsorption and Opsonization.
It has been
repeatedly emphasized that the clearance behavior and tissue
distribution of intravenously injected particulate drug carriers are
greatly influenced by their size and surface characteristics (Poznansky
and Juliano, 1984
; Patel, 1992
; Moghimi and Davis, 1994
). These
physicochemical parameters can control the degree of particle
self-association (Ahl et al., 1997
) in the blood as well as particle
opsonization in biological fluids. The size of a particle may change
substantially upon introduction into a protein-containing medium (e.g.,
plasma). Therefore, in the blood, particles and their aggregates should
be small enough so that they are not removed from the circulation by
simple filtration in the first capillary bed encountered (e.g., rat or
mouse lung following tail vein injection). The opsonization process is
the adsorption of protein entities capable of interacting with specific plasma membrane receptors on monocytes and various subsets of tissue
macrophages, thus promoting particle recognition by these cells (Chonn
et al., 1992
; Moghimi and Davis, 1994
; Gref et al., 1995
; Moghimi and
Patel, 1998
; Moghimi and Hunter, 2000a
). Classical examples of opsonic
molecules include various subclasses of immunoglobulins, complement
proteins like C1q and generated C3 fragments (C3b, iC3b),
apolipoproteins, von Willebrand factor, thrombospondin, fibronectin,
and mannose-binding protein (Absolom, 1986
; Patel, 1992
; Serra et al.,
1992
; Chonn et al., 1995
; Moghimi and Patel, 1996
; Szebeni, 1998
). On
exposure to blood, particles of differing surface characteristics,
size, and morphology attract different arrays of opsonins as well as
other plasma proteins, the content and conformation of which may
account for the different pattern in the rate and site of particle
clearance from the vasculature (Moghimi and Patel, 1998
). Since
opsonization plays a major role in particle clearance from the blood,
then interindividual variations in blood opsonic activity and
concentration must also be considered. Undoubtedly, a clear
understanding of such events is the first rational step for the design
of colloidal carriers that target not only a relevant macrophage
population (see Section III.A.2.) but also for the
engineering of long-circulating or macrophage-evading particles. It
should also be emphasized that the interaction of particles with blood
protein may have effects beyond opsonization. These may include
interference with the blood-clotting cascade, a process that may lead
to fibrin formation, and anaphylaxis because of complement activation.
) demonstrated that small neutral
unilamellar vesicles (100 nm or below), made from equimolar amounts of
saturated phospholipids and cholesterol, have a longer circulation time
in rats (half-lives up to 20 h) than their anionic counterparts
(half-lives less than 1 h). These observations are in agreement
with the process of complement opsonization of liposomes; neutral
vesicles are poor activators of the complement system when compared
with anionic liposomes (Volanakis and Wirtz, 1979
; Chonn et al., 1991
;
Devine and Bradley, 1998
). Therefore, the small-sized neutral vesicles
are not efficiently coated with the opsonizing complement proteins and
as a result are poorly recognized by Kupffer cells. However, in the
case of larger neutral or anionic liposomes, clearance rates increased
progressively with increasing size (Senior et al., 1985
). This
indicates that surface curvature changes may affect the extent and/or
type of protein or opsonin adsorption. Indeed, vesicle size has been
shown to play a critical role in complement activation (Devine et al., 1994
; Harashima et al., 1994
). From static in vitro studies, it appears
that at a fixed lipid concentration larger liposomes are more efficient
at activating complement than smaller vesicles (Devine et al., 1994
).
This probably suggests the importance of geometric factors and surface
dynamics on the initial assembly of proteins involved in complement
activation. Therefore, for vesicles larger than 100 nm other strategies
must be sought to prevent surface opsonization processes. Indeed, the
simplicity of the above approaches have led to the development of
DaunoXome. This is a regulatory approved (U.S. Federal Drug
Administration) formulation of daunorubicin citrate entrapped in small
neutral unilamellar liposomes, made of the high melting point
phospholipid DSPC, for the treatment of Kaposi's sarcoma lesions.
2. Macrophage Heterogeneity, Physiological Status, and Species
Differences.
It is important to realize that not all macrophages
and monocytes are identical; considerable heterogeneity with respect to phenotype and physiological properties (e.g., phagocytosis) exist between different types of phagocytes and even among phagocytic cells
of the same tissue (Gordon et al., 1992
; Naito, 1993
; Rutherford et
al., 1993
). For example, rat Kupffer cells are heterogeneous with
regard to phagocytosis and accessory functions such as cytokine production, tumoricidal capability, and antigen presentation to T cells
(Sleyster and Knook, 1982
; Hoedemakers et al., 1994
). Kupffer cells in
the periportal area are larger and have a higher lysosomal enzyme
activity (on a per cell basis as compared with cells in other regions
of the liver), which reflects their higher level of phagocytic and
scavenging activities than those of central macrophages. On the other
hand, macrophages of the pericentral region are more active in cytokine
production and have a higher tumoricidal capability than the larger
periportal Kupffer cells (Hoedemakers et al., 1994
). With regard to
phagocytic receptors, human Kupffer cells and splenic macrophages serve
as good examples, Table 1 (Buckley et
al., 1987
; Tomita et al., 1994
). For instance, in human liver the
expression of the IgG-coated particle receptor (Fc
RIIIA) is
restricted only to Kupffer cells located in the central area of the
liver lobule (Tomita et al., 1994
). In murine, macrophages found within
the marginal zone, which surrounds the lymphoid regions of the spleen,
differ in morphology, endocytosis, and receptor expression from those
in the red pulp. For example, unlike other splenic macrophages, the
marginal zone macrophages express a specific scavenger receptor (known
as MARCO) that is distinct from type 1 and type 2 scavenger receptors
(Ito et al., 1999
). It is therefore conceivable that the particular
populations of macrophages may respond differently to particulate
delivery systems and, hence, employ one particular recognition
mechanism. Therefore, understanding of macrophage properties,
heterogeneity, and recognition mechanisms could provide new insights
and opportunities for the design of long-circulating particles as well
as carriers that can selectively deliver drugs and therapeutic
materials to particular macrophage subpopulations (e.g., for optimizing
delivery to recruited monocytes versus local resident macrophages, and selective and apoptotic ablation of macrophages serving as reservoirs of infectious agents, such as HIV and tuberculosis). Here,
consideration must also be given toward the physiological status of
macrophages of the RES. A responsive phagocyte can become primed and
later selectively activated for one or more functions (Adams and
Hamilton, 1992
). Examples of such functions include enhanced
phagocytosis, chemotaxis, antigen processing and presentation, and
destruction of tumor cells. The capacity to accomplish a complex
function is dependent, in turn, upon acquisition of the requisite
capacities such as enhanced mobility of a given population of plasma
membrane receptors for a given chemotactic agent or an immobilized
opsonin, increase in the number or selective expression of a particular group of scavenging receptors (e.g., the expression of plasma membrane
Fc
RIA which is restricted to human Kupffer cells at the sites of
inflammation and is apparently unrelated to the type of liver disease),
and the amount of mediators secreted etc. There are strong indications
that activated macrophages can recognize engineered long-circulating
particles from the blood (Moghimi et al., 1993a
; Moghimi and Murray,
1996
; Schmidt-Weber et al., 1996
; Moghimi and Gray, 1997
) (discussed
under Section VII.). Hence, such long-circulating particles
may act as vehicles for delivery of therapeutic or diagnostic agents to
such macrophage populations.
|
3. Splenic Filtration.
The size and the deformability of
particles plays a critical role in their clearance by the sinusoidal
spleens of humans and rats. Particles must be either small or
deformable enough to avoid the splenic filtration process at the IES in
the walls of venous sinuses (Chen and Weiss, 1973
; Moghimi et al.,
1991
). The IES in sinusoidal spleens provides resistance to flow
through the reticular meshwork. The endothelial cells of the sinus wall
have two sets of cytoplasmic filaments: a set of loosely associated tonofilaments and a set of filaments tightly organized into dense bands
in the basal cytoplasm containing actin and myosin, which can probably
vary the tension in the endothelial cells and, hence, the size of IES
(Drenckhahn and Wagner, 1986
). However, the slit size rarely exceeds
200 to 500 nm in width, even with an erythrocyte in transit (Chen and
Weiss, 1973
). Hence, retention of blood cells and blood-borne particles
at the IES depends on their bulk properties, such as size, sphericity,
and deformability. These cell slits are the sites where erythrocytes
containing rigid inclusions (e.g., Heinz bodies, malarial plasmodia)
are believed to be "pitted" of their inclusions, which are
eventually cleared by the red pulp macrophages (Weiss and Tavassoli,
1970
; Schnitzer et al., 1972
; Groom, 1987
). Idealy, the size of an
engineered long-circulatory particle should not exceed 200 nm. If
larger, then the particle must be deformable enough to bypass IES
filtration. Alternatively, long-circulating rigid particles of greater
than 200 nm may act as splenotropic agents (Moghimi et al.,
1991
).
4. Confinement to Vasculature.
Earlier we discussed the
possibility of particle extravasation from the blood to selected sites
in the body (Section II.D.). However, if we intend to keep
long-circulating particles within the vasculature, as in certain cases
(e.g., a circulating drug reservoir), then a lower size window in the
design of long-circulating particles must also be considered. There is
a clear-cut relationship between particle size (e.g., as in the case of
liposomes) and the extent to which they reach the hepatic parenchyma.
For instance, it has been demonstrated that the smaller the liposomes
(usually those of below 100 nm in diameter), the larger the
contribution of hepatocytes in total hepatic uptake (Roerdink et al.,
1984
). This is probably a reflection of the size of the fenestrations in the hepatic sinusoidal endothelium, which are ~100 to 150 nm in
diameter (Braet et al., 1995
). Even highly deformable vesicles of up to
400 nm in diameter can also reach hepatocytes after intravenous injection by a process of "extrusion" through endothelial
fenestrations (Romero et al., 1999
). Therefore, as a rough
approximation, the size of long-circulating particles, providing that
they are rigid structures, should be in the range of 120 to 200 nm in
diameter to substantially avoid particle trapping in space of Disse and hepatic parenchyma.
| |
IV. Translation of Microbial and Related Mammalian Technologies to Nanoparticle Engineering |
|---|
|
|
|---|
Considerable information has become available from pathogenic
microorganisms that employ various surface strategies to avoid recognition by macrophages. For example, mucoid strains of
Pseudomonas aeruginosa from patients with cystic fibrosis
display a polyuronic acid polysaccharide that interferes with
phagocytosis by virtue of its hydrophilicity (Cabral et al., 1987
). The
external envelope glycoproteins of HIV type-1 and its simian
counterpart are heavily glycosylated. Recent studies have demonstrated
that these carbohydrates form a barrier to help shield the virus from
immune recognition and limit effective antibody responses to the virus
(Reitter et al., 1998
). A major constituent of various microbial
envelope glycoproteins is sialic acid (Ram et al., 1998
). Such
sialyated proteins favourably bind factor H (Meri and Pangburn, 1994
).
The binding of factor H contributes to pathogenicity by inhibiting complement-mediated destruction; factor H acts as a cofactor for factor
I-mediated cleavage of C3b and also inactivates alternative pathway
convertase by dissociating Bb from the C3b, Bb complex (Fearon and
Austen, 1977
; Sim et al., 1981
). Examples of factor H binding proteins
include the streptococcal M6 protein (Fischetti et al., 1995
), the Yad
A protein of Yersinia enterocolitica (China et al., 1993
),
and also the envelope glycoproteins 120 and 41 of HIV-1 (Stoiber et
al., 1996
; Reitter et al., 1998
). Microorganisms such as certain
species of Staphylococcus aureus fix complement in a cryptic
subcapsular location inaccessible for ligation by complement receptors.
Eukaryotic infectious agents, such as Candida albicans and
related species, subvert C3-mediated opsonization processes by
expressing a surface protein that is antigenically, structurally, and
functionally related to the mammalian integrin CR3 and p150,95
(Heidenreich and Dierich, 1985
). Several viruses express complement
regulatory proteins to reduce complement attack (Alcami and
Koszinowski, 2000
).
Can coating of synthetic nanoparticles with a hydrophilic microbial
polysaccharide, factor H, or a factor H ligand fend off the body's
defense system? Can such constructs release their entrapped materials
in a controlled manner within the systemic circulation or at the
desired pathological sites? And, finally, what are the toxicological
variables inherent with these types of systems? One of the earliest
attempts undertaken was the coating of liposomes with linear dextrans,
which are polymers of
-D-glucose units (Pain et al.,
1984
). Linear dextrans are produced by the fermentation of sucrose with
a strain of the bacterium Leuconostoc mesenteroides followed
by hydrolysis and fractionation to give dextrans with different average
molecular weights. Linear dextrans have frequently been used as plasma
expanders in medicine; they remain in the systemic circulation for
extended periods of time which are proportional to their molecular
weights. The circulatory persistence of drugs (e.g., doxorubicin) and
proteins such as carboxypeptidase G, superoxide dismutase, and arginase
have all been increased following conjugation to dextran (Melton et
al., 1987a
,b
; Wileman, 1991
). Liposomes coated with dextran (molecular
weight of 70,000) were also more efficient in retaining the entrapped
radioactive markers within the circulation than uncoated liposomes
(Pain et al., 1984
). The rate of clearance of dextran-coated liposomes
was dependent on the density of dextran molecules on the liposome
surface. The steric brushes of the dextran macromolecules are believed
to reduce protein adsorption, resulting in enhanced stability of
liposomes in the blood (Pain et al., 1984
). Perhaps, one of the most
successful applications of dextran in nanoparticulate engineering is
the development of ultrasmall superparamagnetic iron oxide particles, which are used in magnetic resonance imaging (Bengele et al., 1994
;
Guimaraes et al., 1994
; Wiessleder et al., 1994
; Moghimi and Bonnemain,
1999
). These particles consist of hexagonally shaped iron cores of 4 to
5 nm in diameter surrounded by 20 to 30 hydrated "brush-like"
structures composed of dextran molecules. By laser light scattering,
such crystals exhibit a unimodal hydrodynamic radius of 20 to 25 nm.
Because of their physical properties (small size and hydrophilic
nature), iron oxide particles are poorly recognized by Kuppfer cells
and splenic macrophages and, concomitantly, exhibit prolonged
circulation in the blood with a half-life of 3 to 4 h (Moghimi and
Bonnemain, 1999
). The eventual macrophage recognition of such particles
may be attributed to gradual opsonization with antidextran antibodies
and complement activation. These partricles have found clinical
applications in lymph node imaging (see Section VIII.C.).
Another example is the bacterial exopolysaccharide pullulan (an
-D-glucan). Cholesterol-pullulan conjugates with various degrees of substitution as well as monoalkyl(hexadecyl)-pullulan have
all been shown to confer some degree of protection to the liposome
surface and moderately reduce vesicle uptake by both the liver and
spleen macrophages in vivo (Kang et al., 1997
). The capsular
polysaccharide of N-acetyl neuraminic acid (polysialic acids) from Escherichia coli K1 and K92, Neisseria
meningitidis B and C as well as their shorter chain derivatives
should also be considered for nanoparticle surface engineering. Indeed,
preliminary experiments have confirmed that long-chain polysialic acids
exhibit prolonged circulation half-lives (Gregoriadis et al., 1993
;
Fernandes and Gregoriadis, 1997
); due to their high hydrophilicity,
little or no binding occurs between factor H and polysialic acids
(Pangburn et al., 1991
; Meri and Pangburn, 1994
). Recently, successful
attempts were made to increase the half-life of asparaginase following coupling to such polysialic acids (Fernandes and Gregoriadis, 1997
).
Theoretically, conjugation of liposomes or nanospheres to polysialic
acids could be carried out by a variety of methods, depending on the
reactive groups available on the interacting entities. However, caution
is required for utilizing polysialic acids for human use. This is
because coupling reactions could potentially alter or damage the
tertiary structure of the long-chain polysialic acids and, hence,
affect the clearance patterns of the engineered colloids. The bacterial
polysialic acids C and K92 are immunogenic in humans whereas
polysaccharide B and K1 are T-independent antigens and do not induce
immunological memory (Moreno et al., 1985
). However, it is possible
that polysialic acids B and K1 could become T cell dependent antigens
and induce memory when grafted to nanocarriers. Another concern is the
possible antigenicity of polysialic acids; low levels of antibodies
against polysialic acids exist in the circulation (Mandrell and
Zollinger, 1982
). Macrophages as well as other myeloid cells express
several sialic acid binding receptors such as sialoadhesin, CD33, and siglec-5 (Crocker et al., 1991
; Munday et al., 1999
). The sialic acid-binding proteins are not phagocytic receptors (Munday et al.,
1999
). However, they could cooperate with phagocytic receptors to
increase the efficiency of recognition and uptake, but they function
primarily as ligands in cellular recognition events and signaling.
Therefore, it will be of interest to determine whether interactions
between sialic acid binding proteins and polysialic acids influence
host defense functions.
Other successful approaches might be to tag drug carriers with
complement regulatory proteins or specific complement inhibitors. Several novel complement inhibitors and chimeric or modified human complement regulatory proteins are currently available for pursuing such studies. Perhaps one of the easiest approaches is to enrich the
surface of particulates with factor H ligands. For example, factor H
has the ability to bind to polyanions such as heparin, and most
sulfated glycosaminoglycans, to include dextran sulfate and chondroitin
sulfate A (but not chondroitin sulfate C, keratan sulfate, hyaluronic
acid, or polyaspartic acid) (Pangburn et al., 1991
; Meri and Pangburn,
1994
). It should be emphasized that the interaction between factor H
and polyanions is specific and may depend upon the number, orientation,
and polymeric arrangement of the anionic groups on nanoparticle
surface. Recently, Passirani et al. (1998)
covalently attached heparin
to the surface of monodispersed poly(methyl methacrylate)-based
nanoparticles with a mean diameter of 160 nm. Following intravenous
injection into mice, heparin-coated nanoparticles exhibited an initial
phase of elimination from the blood with a half-life of 5 h, the
remaining heparin nanoparticles circulated for ~48 h. The prolonged
circulation time of heparin nanoparticles was suggested to arise from
the inhibition of complement activation (Passirani et al., 1998
).
Although, complement inhibition was only demonstrated in human serum,
it is unlikely that the inhibition of complement activation in mice can
explain the prolonged circulation time of nanoparticles and their poor
hepatic localization. In the event of complement activation, resident
murine Kupffer cells lack complement receptors with scavenging
functions (Lepay et al., 1985
; Lee et al., 1986
; Gordon et al., 1992
).
The prolonged circulation time of nanoparticles in mice is most likely
due to their high degree of surface hydrophilicity. It is also likely that the vascular endothelial cells may eventually play a critical role
in the clearance of heparin-coated particles because these cells
possess heparin receptors, although species variation must be
considered (Patton et al., 1995
).
Heparin-like polysaccharides can also be obtained from microorganisms.
For example, E. coli serotype K5 synthesizes a form of a
relatively low molecular mass (~50 kDa) desulfatoheparin (Vann et
al., 1981
). This molecule has repeating units of
4-
-D-glucuronosyl-1 and
4-
-N-acetyl-D-glucosamine, which is
similar to N-acetylheparosan, a biosynthetic precursor of
heparin. The bacterial product resembles type II glycosaminoglycuronan
chains, which are synthesized in the Golgi complex of eukaryotes and
then joined to core proteins. Unlike the eukaryotic products, the
bacterial polymer lacks L-iduronosyl and sulfate
residues. Because of its structural similarity to heparin and the
abundance of the negatively charged glucronic acid, these heparin-like
molecules may be worthy of particle-surface modification. A related and
successful strategy has been the grafting of polyglucuronide to a
liposome (100 nm) surface that conferred some degree of vesicle
invisibility to macrophages of the RES of both mice and rats (Namba et
al., 1992
; Oku et al., 1992
; Oku and Namba, 1994
). For example, at
22 h after intravenous administration into rats, the ratios of the
total amount of liposomal associated radioactive marker in the liver
and the spleen to that in the blood were 2.4 and 6.3 for liposomes
containing 20 mol% palmitylglucuronide and control formulation, respectively.
Sialic acid is an essential component of eukaryotic cell surfaces that
plays an important role in preventing destruction of host tissue
by constant low-grade activation of the alternative pathway. This is
evident from desialyation of erthyrocyte membranes, which results in
their conversion from nonactivators to activators of the alternative
complement pathway due to reduction in factor H binding (Pangburn and
Muller-Eberhard, 1978
; Kazatchkine et al., 1979
). Surolia and Bachhawat
(1977)
conducted an elegant approach to rendering liposomes invisible
to macrophages by mimicking the mammalian cell surface. Here, the
liposome surface was enriched with sialic acid following the
incorporation of cell derived glycolipids into the liposomal bilayer.
This work initiated a major breakthrough in the liposome field; since
then, various modifications of vesicles with gangliosides (Allen and
Chonn, 1987
; Gabizon and Papahadjopoulos, 1988
; Allen et al., 1989
;
Chonn et al., 1992
; Liu et al., 1995
), ganglioside derivatives (Park
and Huang, 1993
; Yamauchi et al., 1993
, 1995
) and glycophorin (Yamauchi
et al., 1993
) have been made and investigated. Indeed, sialic acid
containing gangliosides (e.g., ganglioside GM1), Fig.
1, when incorporated into liposomes, inhibit the alternative complement pathway as it promotes the binding
of factor H to liposome-bound C3b (Michalek et al., 1988
). In mice,
DSPC or DPPC vesicles of 70 to 200 nm in size, containing high
concentrations of cholesterol (>30 mol%) and GM1 at 5 to 7 mol%,
behave as long-circulatory (Allen and Chonn, 1987
; Gabizon and
Papahadjopoulos, 1988
; Allen, 1994a
). Interestingly, in rats, GM1-containing vesicles are cleared rapidly from the circulation by
hepatic Kupffer cells (Liu et al., 1995
). The presence of naturally occurring anti-GM1 IgM in rat (but not in mouse) blood, through the
activation of the classical pathway of the complement system, is
thought to be responsible for the rapid detection of GM1-incorporated vesicles by Kupffer cells (Wassef et al., 1991
; Alving and Wassef, 1992
; Liu et al., 1995
). What mechanisms are therefore responsible for
prolonged circulation time of GM1 liposomes in mice? GM1 at 5 to 7 mol% is miscible with both DPPC and DSPC bilayers and forms the most
stable vesicles in the presence of cholesterol (Bedu-Addo and Huang,
1996
). The stability of the bilayer reduces vesicle susceptibility to
lysis by mouse plasma components (e.g., lipoproteins) and to
perturbation or penetration by plasma or cell surface proteins. Furthermore, due to the inhibition of complement activation, the assembly of the membrane attack complex at the vesicle bilayer is
prevented. Gabizon and Papahadjopoulos (1988)
postulated that the
negative charge in GM1 is "shielded" by a bulky, neutral, hydrophilic sugar moiety that contributes to macrophage avoidance by
decreasing or preventing protein adsorption or opsonization processes.
This hypothesis is further supported by the fact that liposomal
incorporation of other negatively charged glycolipids, where the
negative charge is shielded by neutral sugars (e.g., phosphatidylinositol and sulfatides), also prolongs the blood retention
time of the vesicle. Replacing phosphatidylinositol with
phosphatidylinositol phosphate, in which an "exposed" charged phosphate is added to the inositol molecule, or replacing GM1 with
GT1, in which two silaic acid molecules with
exposed carboxyl groups are present, enhances the hepatic clearance of
liposomes (Gabizon and Papahadjopoulos, 1988
, 1992
). In spite of these
experiments, the validity of this hypothesis is still questionable.
Several studies have demonstrated that negatively charged glycolipids or phospholipids with exposed and unshielded carboxylic groups such as
ganglioside GM3 (Fig. 1) (Yamauchi et al., 1993
),
[2-(2-palmitoylamido-1-ethyl)-5-acetoamide-3,5-dideoxy-D-glycero-
-D-galacto-2- nonulipyranoside]onate (a synthetic derivative of sialic acid) (Yamauchi et al., 1995
),
N-glutaryldioleoylphosphatidylethanolamine, and
N-adipyl dioleoylphosphatidyl-ethanolamine (Park et al.,
1992
)] show a considerable ability to prolong the circulation time of sub 200 nm liposomes in mice. Furthermore, derivatives of GM1 have also
been synthesized such that their carboxyl group is either methylated or
reduced (Park and Huang, 1993
). These derivatives showed considerable
ability in preventing hepatic sequestration of liposomes in mice.
Reductive amination of a GM1 derivative containing a C7 analog of
sialic acid in the presence of
-alanine adds to GM1 oligosaccharide
an additional carboxyl group, which is not shielded by the neutral
sugar residues, and yet the
-alaninyl GM1 had an activity very
similar to native GM1 (Park and Huang, 1993
). In contrast to GM1,
ganglioside GM3 containing liposomes are long-circulatory in rats
(Yamauchi et al., 1993
). Therefore, it appears that particular stereo
organization of the ganglioside sugar residues can control the extent
of opsonization and the macrophage recognition of
glycolipid-incorporated liposomes.
|
Studies by Moghimi and Patel (1989a
,b
, 1998
) demonstrated that rat
serum displays a dual role in Kupffer cell recognition of liposomes. In
addition to stimulating liposome uptake by Kupffer cells via a
noncomplement-mediated process, serum was shown to contain at least two
heat-stable proteins that suppressed liposome recognition by Kupffer
cells. Subsequently, it was suggested that a balance between the
opsonic molecule and these suppressive proteins (dysopsonins) could
regulate the quantity and the rate of clearance of liposomes from the
blood by the hepatic macrophages (Moghimi and Patel, 1998
). Dysopsonins
could modulate the rate of liposome uptake by reducing the amount of
liposome-bound opsonin and, hence, protect the phagocytic cells from
being destroyed by excessive binding and ingestion of liposomes,
particularly those vesicles which are more resistant toward lysosomal
esterases. On the basis of this hypothesis, Park and Huang (1993)
suggested that the prolonged circulation time of GM1-incorporated
vesicles in mice may also be due to the binding of a putative
dysopsonin onto the liposome surface leading to a reduced level of both
opsonization and/or inactivation of bound opsonins. The dysopsonin
hypothesis therefore suggests another possibility for enhancing the
circulation time of liposomes (and perhaps other particulates). If
dysopsonins play a significant role in vivo, then vesicles enriched
with these proteins should be expected to display long circulation
times. This approach warrants the identification of these blood
dysopsonic molecules and their mode of action with regard to different
types of colloidal carriers.
Attempts have also been made to introduce sialic acid groups onto the
surface of polymeric nanospheres. One example was the noncovalent
adsorption of glycoproteins rich in sialic acid such as orsomucoid onto
the surface of poly(isobutylcyanoacrylate) nanoparticles (Olivier et
al., 1996
). This attempt was disappointing, since the half-life of
these particulates was similar to those of uncoated systems. This was
presumably due to insufficient density or altered conformation of the
clustered glycans on the nanoparticle surface. Alternatively this could
have been due to the desorption and exchange of sialic acid rich
glycoproteins as soon as the particles were introduced into the
systemic circulation.
Another potentially interesting mammalian system for disguising foreign
particles as "self" is the integrin-associated protein CD47. This
molecule has been suggested to function as a marker of self on murine
red blood cells and lymphocytes since in the absence of CD47 the cells
are cleared from the bloodstream by the splenic red pulp macrophages
(Oldenborg et al., 2000
). This marker protects the cells against
elimination by binding to the SIRP
. CD47 analogues are also encoded
by smallpox and vaccina viruses (Lindberg et al., 1994
). It seems that
these pathogens are taking advantage of SIRP
signaling to disable
normal defenses. Therefore, CD47-SIRP
may represent a viable
approach for the design of macrophage-evading colloidal carriers.
| |
V. Synthetic Polymers in Colloid Engineering |
|---|
|
|
|---|
A. Polymeric Nanospheres
From the preceding discussion it is now apparent that a relatively
successful approach for prolonging the circulation times of colloidal
particles in the blood is to create a steric surface barrier of
sufficient density. Because of the possible immunological consequences
associated with some bacterial polysaccharides and the high cost of
recombinant complement regulators, tremendous efforts have been
directed to design synthetic polymers that can fulfill these criteria.
The design of long-circulating particles can be traced back to the late
sixties. It has long been known that stabilization of emulsion systems
may be achieved at the interface by the addition of an emulsifying
agent or a surfactant. In a pioneering experiment Geyer (1967)
demonstrated that intravenously injected lipid emulsions prepared with
high molecular weight members of POE/POP copolymer nonionic surfactants
(poloxamers and poloxamines) as emulsifiers remained in the blood for
relatively long periods. This behavior was initially thought to arise
from the interference of surfactants with the lipoprotein-lipase
activity (Hart and Payne, 1971
). Later, it was suggested that high
molecular weight POP/POE surfactants in some way prevent lipid
particles from sticking to the blood vessel endothelium as well as
inhibiting recognition by macrophages (Jeppsson and Rossner, 1975
).
Poloxamers consist of a central POP block that is flanked on both sides
by two hydrophilic chains of POE (Fig.
2). A slightly different structure is
exhibited by the poloxamines that are tetrafunctional block copolymers
with four POE/POP blocks joined together by a central ethylene diamine
bridge (Fig. 2). Numerous investigators have now demonstrated that such
copolymers adsorb onto the surface of oil-in-water emulsions or any
hydrophobic nanoparticulate systems [e.g., polystyrene, gold, PLGA,
poly(phosphazene), poly(methyl methacrylate) and poly(butyl
2-cyanoacrylate)] via their hydrophobic POP center-block (Troster et
al., 1990
; Moghimi et al., 1993c
; Stolnik et al., 1994
; Storm et al.,
1995
; Vandorpe et al., 1997
; Monfardini and Veronese, 1998
). This mode
of adsorption leaves the hydrophilic POE side-arms in a mobile state as
they extend outward from the particle surface and provide stability to
the particle suspension by a repulsion effect through a steric
mechanism of stabilization involving both enthalpic and entropic
contributions (Moghimi et al., 1993c
). The strength of polymer
adsorption and the resultant polymer conformation is dependent on the
proportion and the size of both POP and POE segments as well as the
physicochemical properties of the nanoparticle surface (Moghimi and
Hunter, 2000b
). With the help of field-flow fractionation, electron
spin resonance and conventional labeling techniques, detailed
analytical characterization of the adsorption complexes formed between
poloxamers and polystyrene beads of different sizes have been
accomplished. These studies have also pointed toward the importance of
nanoparticle surface curvature on polymer chain mobility and
conformation (Li et al., 1994
). For a given triblock polymer, it was
found that both surface concentrations and adlayer thicknesses are
strongly related to the particle size, such that smaller particles
(sizes below 100 nm) take up fewer polymer molecules per unit area than
the larger ones. The reduced crowding around each POE chain results in
thinner adlayers and higher chain mobilities. Therefore, the surface
density decreases with decreasing particle size. For a particle of a
given size, it is the size of the surfactant's hydrophobic center
block (POP), rather than its flanking tails, that determines the
surface concentration or density. Thus, triblocks of similar POP size showed comparable surface concentration, while the longer POE chains
were associated with thicker adlayers as well as greater chain dynamics
(Li et al., 1994
). Therefore, by keeping the particle size constant,
one can gain insight into the effect of POE chain lengths on plasma
protein adsorption and phagocytosis. Indeed, among the various
copolymer members, poloxamine-908, poloxamine-1508, poloxamer-238, and
poloxamer-407 (Fig. 2) have proved to be among the most effective
copolymer nonionic surfactants for prolonging the circulation time of
hydrophobic nanoparticles of 15 to 150 nm in mice and rats. For
example, reported half-lives of poloxamine-908-coated nanospheres in
mice and rats vary from a few hours to 1 to 2 days, depending on both
the particle size and its initial surface hydrophobicity (Storm et al.,
1995
; Monfardini and Veronese, 1998
; Moghimi and Hunter, 2000b
).
|
It has also been shown that surface modifications with poloxamers and
poloxamines before intravenous injection is not really necessary for
making nanoparticles long-circulatory. Intravenously injected uncoated
60 nm polystyrene nanoparticles (which are susceptible to phagocytosis
by Kupffer cells) were converted to long-circulating entities in those
rats that received a bolus intravenous dose of either poloxamer-407 or
poloxamine-908, 1 to 3 h earlier (Moghimi, 1997
, 1999
). It can be
argued that the altered biodistribution profile of nanoparticles is the
result of cell-surface modification by the administered copolymers. For
instance, block copolymers could adhere to cell membrane hydrophobic
domains via their hydrophobic center block or act as an effective
membrane-spanning entity (Watrous-Peltier et al., 1992
). The
extracellular steric constraints resulting from hydrophilic POE tails
of copolymers will then prevent the interaction between an approaching
particle and the cell. Interestingly, this was not the primary
mechanism. Instead, nanoparticles were shown to acquire a coating of
copolymer and/or copolymer-protein complexes in the blood (Moghimi,
1997
); this event explains their phagocytic resistance.
Following intravenous injection to mice and rats, poloxamer- or
poloxamine-coated sub-200 nm nanoparticles of albumin (Lin et al.,
1994
), poly(phosphazene) (Vandorpe et al., 1997
), and PLGA (Stolnik et
al., 1994
) as well as liposomes (Woodle et al., 1992
; Kostarelos et
al., 1999
) do not exhibit prolonged circulation times (reported
half-lives are usually less than 2-3 h). Therefore, alternative
coating of grafting materials have been tailored. The majority of these
materials are based on PEG and its derivatives (Dunn et al., 1994
; Lin
et al., 1994
, 1997
, 1999
; Gref et al., 1994
; Stolnik et al., 1994
;
Vandorpe et al., 1996
, 1997
; Lacasse et al., 1998
; Peracchia et al.,
1997a
,c
, 1998
; Monfardini and Veronese 1998
; De Jaeghere et al., 2000
).
PEG is a linear polyether diol that exhibits a low degree of
immunogenicity and antigenicity (Abuchowski et al., 1977
). The polymer
bac