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Vol. 55, Issue 1, 27-55, March 2003

Mechanisms of Antimicrobial Peptide Action and Resistance

Michael R. Yeaman and Nannette Y. Yount

Division of Infectious Diseases, Harbor-University of California Los Angeles (UCLA) Medical Center; St. John's Cardiovascular Research Center, Harbor-UCLA Research and Education Institute, Torrance, California; and UCLA School of Medicine, Los Angeles, California

Abstract
I. Introduction
II. Mechanisms of Antimicrobial Peptide Target Specificity and Selective Toxicity
    A. Comparative Membrane Architecture and Energy
        1. Membrane Composition, Hydrophobicity, and Charge.
        2. Membrane Asymmetry.
        3. Microbial Ligands for Antimicrobial Peptides.
        4. Transmembrane Potential.
    B. Antimicrobial Peptide Structure-Based Selective Toxicity
    C. In Vivo Preferential Affinity for Microorganisms versus Mammalian Cells
    D. Antimicrobial Peptide Localization to Restrict Exposure of Vulnerable Host Tissues
    E. Themes in Target Affinity and Selective Toxicity of Antimicrobial Peptides
III. Mechanisms of Antimicrobial Peptide Action
    A. Structural Determinants of Antimicrobial Peptide Activity
        1. Conformation (&khgr;).
        2. Charge (Q).
        3. Amphipathicity (A) and Hydrophobic Moment (MH).
        4. Hydrophobicity (H).
        5. Polar Angle (theta ).
    B. Common Themes in Structural Determinants of Antimicrobial Peptides
    C. Initial Peptide Interactions with Membrane Targets
        1. Electrostatic Interactions.
        2. Receptor-Mediated Membrane Interactions.
    D. Events Subsequent to Initial Membrane Binding
        1. Threshold Concentration.
        2. Conformational Phase Transition.
        3. Self-Association and Multimerization.
        4. The Barrel-Stave Mechanism.
        5. The Toroid Pore or Wormhole Mechanism.
        6. The Carpet Mechanism.
    E. Mechanisms of Cell Death
        1. Membrane Dysfunction.
        2. Inhibition of Extracellular Biopolymer Synthesis.
        3. Inhibition of Intracellular Functions.
    F. Synergy among Antimicrobial Peptides
    G. Themes in Mechanisms of Action of Antimicrobial Peptides
IV. Mechanisms of Antimicrobial Peptide Resistance
    A. Constitutive and Inducible Resistance
    B. Constitutive (Passive) Resistance
        1. Inherent Mechanisms of Resistance to Antimicrobial Peptides.
        2. Altered Membrane Energetics.
        3. Electrostatic Shielding.
        4. Niche-Specific Resistance.
    C. Inducible (Adaptive) Resistance
        1. Coordinate Microbial Responses to Antimicrobial Peptide Stress.
        2. Adaptive Mechanisms of Resistance to Antimicrobial Peptides.
        3. Proteases and Peptidases.
        4. Extracellular Structural Modifications.
        5. Resistance Modifications of the Cytoplasmic Membrane.
        6. Efflux-Dependent Resistance Mechanisms.
        7. Modification of Intracellular Targets.
V. Prospectus: Therapeutic Targets of Antimicrobial Peptides
    A. Reconstitution or Potentiation of Conventional Antibiotic Efficacy
    B. Unique and Specific Microbial Targets
    C. Targeting Strategic Microbial Response Pathways
    D. Engineering New Anti-Infectives Based on Peptide Structure and Function
VI. Summary
Acknowledgments
References


    Abstract
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Antimicrobial peptides have been isolated and characterized from tissues and organisms representing virtually every kingdom and phylum, ranging from prokaryotes to humans. Yet, recurrent structural and functional themes in mechanisms of action and resistance are observed among peptides of widely diverse source and composition. Biochemical distinctions among the peptides themselves, target versus host cells, and the microenvironments in which these counterparts convene, likely provide for varying degrees of selective toxicity among diverse antimicrobial peptide types. Moreover, many antimicrobial peptides employ sophisticated and dynamic mechanisms of action to effect rapid and potent activities consistent with their likely roles in antimicrobial host defense. In balance, successful microbial pathogens have evolved multifaceted and effective countermeasures to avoid exposure to and subvert mechanisms of antimicrobial peptides. A clearer recognition of these opposing themes will significantly advance our understanding of how antimicrobial peptides function in defense against infection. Furthermore, this understanding may provide new models and strategies for developing novel antimicrobial agents, that may also augment immunity, restore potency or amplify the mechanisms of conventional antibiotics, and minimize antimicrobial resistance mechanisms among pathogens. From these perspectives, the intention of this review is to illustrate the contemporary structural and functional themes among mechanisms of antimicrobial peptide action and resistance.


    I. Introduction
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Human subtlety will never devise an invention more beautiful, more simple, or more direct than does Nature---because in her inventions, nothing is lacking---and nothing is superfluous...
Leonardo da Vinci

Antimicrobial peptides represent ancient host defense effector molecules present in organisms across the evolutionary spectrum. Fundamental differences exist between microbial and mammalian cells that may represent targets for antimicrobial peptides. Among these, significant distinctions include membrane composition and architecture, energetics such as transmembrane potential and polarization, and structural features including sterols, lipopolysaccharide and peptidoglycan. Disparities such as these appear to translate to varying degrees of selective toxicity among distinct antimicrobial peptides, relating to peptide and target cell properties, as well as the biological settings in which the two interact.

Although hundreds of antimicrobial peptides have now been characterized as having widely diverse sequences, these peptides have been classified into relatively few conformational paradigms. Therefore, it may be argued that a high degree of degeneracy exists within the conformation code governing structure-activity relationships among antimicrobial peptides. Many of these molecules, within and beyond conformational classes, exhibit mechanisms of action that are highly complex and non-identical. Moreover, new evidence points to targets that lie interior to the cytoplasmic membrane as being important in antimicrobial mechanisms of these peptides. Thus, the assumption that antimicrobial peptides are uniform and indiscriminant membrane detergents is obsolete. Recognition of the sophisticated and thematic structure-activity relationships underlying distinct mechanisms of action among antimicrobial peptides will facilitate a more complete appreciation of their likely multiple roles in antimicrobial host defense.

Antimicrobial peptides have evolved as integral components of strategic and carefully regulated mechanisms of immunity to infection. However, microbial pathogens have not been passive to this evolutionary procession. Rather, prokaryotic and eukaryotic pathogens devote a considerable portion of their genomes to expressing complex and coordinately regulated countermeasures designed to subvert antimicrobial peptide targeting and mechanisms of action.

A clearer understanding of these parallel systems will advance two important, yet elusive goals. First, an awareness of the mechanisms employed by antimicrobial peptides will significantly improve our understanding of how these molecules act to defend against infection. Second, insights into these strategies will facilitate new opportunities and approaches to discover and develop pharmacologic agents that enhance or optimize immune mechanisms and suppress the ability of pathogens to subvert these mechanisms.


    II. Mechanisms of Antimicrobial Peptide Target Specificity and Selective Toxicity
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Polypeptides that exert antimicrobial activity have been isolated from essentially every tissue in which they have been sought. This intriguing observation has contributed to divergent interpretations regarding the potential functions of many of these peptides in antimicrobial host defense: peptides that may have little or no relevance in antimicrobial host defense can be demonstrated to inhibit or kill microorganisms in defined or austere conditions in vitro---versus---complementary peptides of varying structures, tissue sources, antimicrobial mechanisms, potencies, and/or spectra function in consort to provide optimal host defense against infection.

A pivotal consideration in this regard is the degree to which an antimicrobial peptide distinguishes between microbial and host cells in settings of potential toxicity. Evidence continues to mount in support of the concept that inherent structures or functions of microbial versus host cells contribute to selective antimicrobial discretion of some peptides. Alternatively, antimicrobial peptide access to potentially vulnerable host tissues may be limited by localization and/or or highly regulated expression. The following discussion highlights these themes as supported by recent studies.

A. Comparative Membrane Architecture and Energy

All biological membranes are in effect composed of a fluid mosaic of proteins and phospholipids. In some organisms, sterols and glycerides also contribute to the surface topology and biochemical architecture of biomembranes. Yet, fundamental differences exist between microbial and host membranes that represent potentially selective targets for antimicrobial peptides. Moreover, central to the potential pharmacologic application of antimicrobial peptides is the degree to which they differentiate, or may be engineered to differentiate, between microbial targets and normal host cells.

1. Membrane Composition, Hydrophobicity, and Charge. The elementary component of essentially all biomembranes is the phospholipid bilayer. By definition, such bilayers are amphipathic, having both hydrophobic and hydrophilic domains. However, based on composition and influenced by cell energetics, biomembranes of prokaryotic versus eukaryotic cells differ significantly. For example, phosphatidylcholine (PC1) and phosphatidylethanolamine (PE) normally have no net charge. Moreover, sphingomyelin (SM), a close analog of PC containing a palmitoyl residue, is also neutrally charged. In many membrane systems, the amounts of PC and SM are inversely related. Sterols such as cholesterol and ergesterol, found in eukaryotic but rarely in prokaryotic membranes, are also generally neutral. In contrast, hydroxylated phospholipids phosphatidylglycerol (PG), cardiolipin (CL; effectively a dimer of PG), and phosphatidylserine (PS), sustain a net negative charge. From these perspectives, it follows that the net charge of a biomembrane is based largely upon its phospholipid stoichiometry and architecture (Fig. 1). Cell membranes composed predominantly of PG, CL, or PS tend to be highly electronegative; such compositions are found in many bacterial pathogens. On the contrary, bilayers enriched in the zwitterionic phospholipids PE, PC, or SP---commonly found in mammalian cytoplasmic membranes---are generally neutral in net charge. These characteristic membrane charge properties may also be compounded by differences in electrochemical gradients of prokaryotic versus eukaryotic cells (see below). Sterols within membranes may further differentiate mammalian and fungal cells from prokaryotes (Tytler et al., 1995; see below) as potential targets for antimicrobial peptides. Moreover, it is intriguing to note that peptides with primarily antifungal activity, such as many of those isolated from plants, tend to be relatively rich in polar neutral amino acids, suggesting a unique structure-activity relationship (Hancock and Chapple, 1999).



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Fig. 1.   Comparative architecture of microbial and human cytoplasmic membranes. Cytoplasmic membranes of bacterial (E. coli, S. aureus, or B. subtilis) and fungal (C. albicans) pathogens are compared with that of the human erythrocyte in relative composition and distribution between inner and outer membrane leaflets. Membrane constituents ranging from anionic (left) to zwitterionic or neutral (right) are CL, PG, PE, PC, SM, and sterols (cholesterol or ergesterol, ST). Note the marked differences among microbial pathogens and human erythrocytes in phospholipid composition and asymmetry. These differences are believed to account for preferential antimicrobial peptide affinity for microbial versus host cells to the extent it exists for a given antimicrobial peptide. Key: open, E. coli; horizontal hatching, S. aureus; shaded, B. subtilis; checkered, C. albicans, solid, human erythrocyte.

Human cells such as erythrocytes have membranes that are enriched in PC, PE, and SM. By comparison, membranes from nonhuman mammalian cells often contain much less PE but relatively high SM content. In sharp contrast, bacterial cytoplasmic membranes are generally much more electronegative, with dramatically higher proportions of anionic PG and CL, which are typically present in extremely low levels, or altogether absent from mammalian membranes. Of note, Koppelman et al. (2001) have recently demonstrated that the cytoplasmic membrane of Escherichia coli is substantially more enriched in CL than previously known. Moreover, it appears that the membrane content of PG is reduced corresponding to increased CL content, preserving the highly anionic nature of this membrane. From these perspectives, composition likely provides an important determinant by which antimicrobial peptides target microbial versus host membranes.

Alternatively, microbial toxins reveal insights into selective targeting by peptides that preferentially target mammalian cell membranes but preserve microbial cells. Thiol-activated toxins made by a variety of bacterial pathogens are highly efficient in discerning target mammalian membranes that possess cholesterol, from those that do not. For example, streptolysin O, listeriolysin, perfringolysin, and pneumolysin appear to require membrane cholesterol, but no other membrane constituent, for targeting (Palmer, 2001). Thus, these toxins are relatively indiscriminant in lysing the cytoplasmic membranes of essentially any mammalian cell. It is unclear whether these toxins further distinguish between membranes containing cholesterol and ergesterol of mammalian or fungal cells, respectively.

2. Membrane Asymmetry. The compositional and architectural characteristics of prokaryotic and mammalian membranes are neither static nor symmetric. Distinctions between microbial and mammalian cells as targets for antimicrobial peptides include the configuration of phospholipid bilayer components. Recent evidence indicates that the distribution of phospholipids within cytoplasmic membranes is highly asymmetric. For example, only 2% of the total PE content in bovine erythrocytes is oriented toward the outer membrane leaflet (Florin-Christensen et al., 2001). Differences among asymmetric distribution, compositional stoichiometry, and saturation of phospholipid bilayers also significantly influence membrane phase transition and fluidity (Bayer et al., 2000; Verkleij and Post, 2000; McIntosh et al., 2001). These differences may extend to the inner and outer cytoplasmic membrane leaflets, or those of the outer membrane of Gram-negative bacteria or enveloped viral pathogens (which generally exhibit properties of their corresponding host cells). Accordingly, the charge and amphipathicity of the inner and outer membrane leaflets also vary considerably (Fig. 1). For example, in human erythrocytes, most glycosylated lipids (glycolipids), PC, PS, and SM are positioned on the exoplasmic membrane leaflet. Alternatively, when present, neutral or anionic phospholipids are typically localized on the cytoplasmic leaflet. Thus, differences in electronegativity resulting from leaflet asymmetry likely provide a further dimension influencing the relative affinity of antimicrobial peptides for biomembranes.

Interaction of cationic antimicrobial peptides with phospholipid membranes may also exaggerate dissymmetry and phospholipid remodeling in microbial membranes. For example, Lasch et al. (1998) demonstrated that a polylysine peptide induces bacterial 1,2-dimyristoyl-PE to segregate from lipopolysaccharide (LPS) into distinct, well defined domains. This observation suggests that interactions with antimicrobial peptides promote abnormal or exaggerated asymmetry within or between phospholipid leaflets comprising the bilayer in microbial membranes (also see Section III.). In this respect, a propensity for microbial versus host cell membranes to respond by dissociation, dispersion, or fusion may also contribute to selective toxicity of antimicrobial peptides.

Of note, relevant limitations regarding interpretations of antimicrobial peptide cytotoxicities against mammalian cells should be understood. Information derived from in vitro or ex vivo erythrocyte permeabilization or hemolysis assays should be considered limited to the degree it accurately represents antimicrobial peptide-selective toxicity against specific cell types and in complex biomatrices and physiologic settings in vivo. Therefore, the degree to which antimicrobial peptides permeabilize or lyse human erythrocytes may not realistically reflect their potential cytotoxicity in vivo.

3. Microbial Ligands for Antimicrobial Peptides. The fact that D-and L-amino acid versions of antimicrobial peptides generally show little selectivity in binding suggests that stereospecific receptors are not present on target microbial cells (see Section III.). However, certain structures may be crucial for selective affinity of peptides for microbial pathogens. For example, Teuber and Bader (1976) demonstrated that radioactive mono-N-acetyl-14C or native polymyxin B absorbed to isolated cytoplasmic and outer membranes of Salmonella typhimurium within 60 s of exposure. Moreover, polymyxin B exhibited sigmoidal binding kinetics, suggesting saturation of cytoplasmic and outer membranes, with approximately 30 and 60 nmol of peptide bound per milligram of membrane, respectively. Importantly, based on the stoichiometry of LPS, PG, CL, and PE in the membranes, these investigators calculated that the theoretical binding capacities of polymyxin B were almost identical to the binding properties if LPS, PG, and CL were modeled to function as specific receptors for this peptide. This robust concordance between theoretical and experimental approximations of polymyxin B binding capacities, along with parallel binding and killing kinetics, argues that membrane anionic constituents themselves function as pseudoreceptors for this cationic peptide. Thus, electronegative ligands (e.g., PG, CL, LPS) likely provide impetus for the initial interaction between cationic peptides and certain pathogens (also see Sections III. and IV.).

An interesting study by Edgerton et al. (1998) also implicates specific proteins on the candidal surface to be important in antimicrobial peptide binding. Salivary histatins exhibit in vitro antifungal activity against organisms such as Candida albicans. However, the interaction of these peptides with the fungal target cell does not appear to relate to general electrostatic or hydrophobic affinities. Rather, 125I-labeled histatin binding assays suggested that C. albicans whole cells have saturable binding sites that are equally and competitively bound by histatins 3, 4, and 5. However, spheroplasts do not appear to exhibit such binding sites and are accordingly more than 10-fold less susceptible to histatins compared with whole cells. Preliminary experiments suggest the histatin binding ligand to be an estimated 67-kDa protein associated primarily with the intact surface of the organism.

4. Transmembrane Potential. Another fundamental difference between microbial and mammalian cells can be found in the charge separation between the extracellular and intracellular aspects of the cytoplasmic membrane. This electrochemical gradient, resulting from differing extents and rates of proton flux across the membrane, is termed the transmembrane potential (Delta psi ). The difference in Delta psi between certain microorganisms and host cells may provide a means of selective targeting of microorganisms by cationic antimicrobial peptides. For example, normal mammalian cells exhibit a Delta psi ranging from -90 to -110 mV. However, bacterial pathogens in logarithmic phase growth commonly exhibit Delta psi of -130 to -150 mV. Such significant differences in membrane electrochemistry have been hypothesized as additional parameters guiding selective toxicity of antimicrobial peptides, through a mechanism that has been termed self-promoted uptake (Hancock, 1997 [also see Section III.]).

B. Antimicrobial Peptide Structure-Based Selective Toxicity

Many antimicrobial peptides are believed to exist in relatively unstructured or extended conformations prior to interaction with target cells. Others are held in specific conformations by intramolecular bonds. Upon binding to pathogen membranes, peptides may undergo significant conformational dynamics to helical or other structures that effect antimicrobial activity (see below). There is mounting evidence supportive of the concept that inherent and/or dynamic conformations among antimicrobial peptides impact their selective toxicity. Furthermore, peptides may have distinct antimicrobial versus host cytotoxic conformers and/or undergo conformational phase transition, self-association, or oligomerization within target pathogen---but not host cell---membranes, as a means for selective toxicity (also see Section III.).

Tam et al. (2000) recently examined the influence of conformation on membranolytic selectivity of antimicrobial peptides. In these studies, antimicrobial activity and human cell cytotoxicity were assessed in conformationally restricted cyclic and noncyclic analogs of protegrin-1, an 18-amino acid cationic peptide exhibiting broad-spectrum antimicrobial activity. Antimicrobial assays in relatively low- and high-salt conditions revealed cyclic protegrins exert differential antimicrobial profiles against Gram-positive and Gram-negative bacteria, fungi, and human immunodeficiency virus-1. As compared to protegrin-1, the most constrained analog (a cyclic-tricystine protegrin termed ccPG-3) displayed a 10-fold decrease in hemolytic propensity to human cells and up to a 30-fold increased membranolytic selectivity against specific target pathogens. However, an analogous cyclic protegrin lacking a disulfide bond, or a cyclic mimic of protegrin-1 with one disulfide bond, exhibited antimicrobial and cytotoxic profiles equivalent to protegrin-1. Interestingly, circular dichroism showed that even cyclized protegrins stabilized by disulfide bonds display beta -strand structure in water/trifluoroethanol or phosphate-buffered environments. These findings suggest that conformational dynamics subsequent to initial binding contribute to antimicrobial peptide activity in selected membrane environments.

Related studies by Unger et al. (2001) provide additional insights into the structural basis for selective toxicity of antimicrobial peptides. These investigators examined the interaction of linear versus cyclic counterparts of melittin and magainin analogs (peptides displaying non-identical selective toxicity toward mammalian cells) with membrane models in vitro. As compared with linear versions, the cyclized peptides were less efficient in initial binding to phospholipid membranes. However, at normalized bound concentrations, linear and cyclic analogs retained equivalent potencies to induce membrane permeabilization. When bound to phospholipid membranes, these cyclized peptides reverted to ~75% of the helical structure of their linear analogs. Even more importantly, the cyclic melittin analog exhibited increased antibacterial activity, with reduced hemolytic propensity, whereas the cyclic magainin exhibited opposite biological functions. These observations were interpreted to suggest that conformation influences initial interactions of peptides with membranes, as well as ensuing disruptive actions on target membranes. Collectively, these findings emphasize the potential role for conformational dynamics subsequent to initial binding interactions in selective toxicity of antimicrobial peptides. In addition, the above studies lend insights into the potential for engineered conformational constraints to further dissociate antimicrobial activity from host cytotoxicity.

Recent studies by Oren and colleagues (1999) also shed light on the relationship between quaternary structure and selective toxicity among antimicrobial peptides. Human cathelicidin LL-37 is an antimicrobial peptide cytotoxic to both bacterial and mammalian cells. This peptide exists in equilibrium as monomers and oligomers in solution at low concentration but appears to undergo self-association within zwitterionic (mammalian-like) and electronegative (bacterial-like) artificial phospholipid membranes in vitro. Interestingly, in these models, LL-37 effected a detergent-like or carpet mechanism (see Section III.) in disrupting both membrane types, suggesting a structure-induced membrane perturbation in either setting. Supportive of this interpretation was the finding that the peptide conformed to a predominantly alpha -helical configuration oriented parallel with the surface of zwitterionic membranes. Thus, a propensity to assume an invariable helical conformation and multimerize within lipid membranes of differing compositions may reduce the ability of antimicrobial peptides to exert selective toxicity against microorganisms versus host cells.

Experiments focusing on cationic antimicrobial peptides of varying structures and origins extend this theme of peptide interaction with model membranes of distinct phospholipid compositions (Zhang et al., 2001). In these studies, test peptides were uniformly cationic but varied in conformation, including alpha -helical, beta -sheet, extended, and cyclic motifs. Regardless of conformation, all test peptides interacted with and penetrated into lipid monolayers composed of anionic PG, as measured by the release of preloaded calcein dye. In comparison, only alpha -helical and extended peptides interacted with monolayers composed of more zwitterionic PC, albeit to a lesser extent than with the anionic lipids. Interestingly, a beta -sheet peptide induced rapid phospholipid translocation (movement of lipid from the inner facet to the outer facet of the membrane) at concentrations less than required for membrane permeabilization. Similarly, Kol et al. (2001) demonstrated that the ability of peptides of comparable conformation to induce phospholipid translocation was greater for those containing proportionately more lysine or histidine residues, compared with tryptophan. From these examples, it appears that antimicrobial peptides not only interact with biomembranes of specific composition and asymmetry but may also promote remodeling of these membrane properties within target cells.

C. In Vivo Preferential Affinity for Microorganisms versus Mammalian Cells

Recently, Welling et al. (2001) tested the hypothesis that cationic antimicrobial peptides may discriminate between microbial cells and host tissues in vivo. Studies evaluated whether such peptides specifically accumulate in sites of infection, compared with sterile inflammatory lesions, due to preferential avidity for microorganisms. Peptide affinity and specificity for pathogens in vivo was assessed by intravenous injection of 99mTc-labeled synthetic derivatives of human ubiquicidin or lactoferrin into animals experimentally infected with Staphylococcus aureus, Klebsiella pneumoniae, or C. albicans. As controls, sterile inflammatory sites were induced by the introduction of heat-killed microorganisms or purified LPS into thigh muscle. Labeled human defensin, human polyclonal IgG, and ciprofloxacin were examined as comparative agents. The 99mTc-labeled peptides and defensin accumulated at a significantly higher rate and to a greater extent in bacteria- and C. albicans-infected lesions in mice and rabbits, compared with non-infected but inflamed tissues. These data were interpreted to indicate that the peptides distinguish between microorganisms and host tissues, and in doing so, accumulate at sites of infection in vivo.

In related studies, this same group examined the potential pharmacologic utility of antimicrobial peptides to localize to sites of infection (Welling et al., 2000). Biodistribution scintigraphy suggested that the 99mTc-labeled peptides were rapidly removed from the circulation by renal excretion. However, despite this rapid clearance, the radiolabeled peptides efficiently discriminated between infected and non-infected tissue, with up to 5-fold increased binding to target versus nontarget tissues within 1 h in rabbits. Collectively, these results indicate that antimicrobial peptides rapidly localize and accumulate at sites of infection, likely due to preferential affinity for peptides to associate with target microorganism surfaces rather than non-infected tissues.

D. Antimicrobial Peptide Localization to Restrict Exposure of Vulnerable Host Tissues

Selective toxicity among antimicrobial peptides---or the lack thereof---involves complex interactions between peptide and target cells as indicated above (also see Section III.). However, it is also likely that these peptides may be rendered less harmful to the host simply through strategic localization or expression that minimizes their interaction with potentially vulnerable host tissues. For example, many antimicrobial peptides known in vertebrates are secreted onto relatively inert epithelial surfaces, such as the tracheal, lingual, or intestinal mucosa of mammals, or the skin of amphibians. In addition, this localization---along with rapidly inducible expression---places antimicrobial peptides in key positions to intervene at perhaps the earliest of opportunities to prevent microbial colonization or infection.

A similar, albeit more complex mechanism likely contributes to selective toxicity of antimicrobial peptides found in granules of phagocytic leukocytes. The fundamental antimicrobial functions of professional phagocytes include internalization of pathogens (phagocytosis), subjecting them to the harsh microenvironment of the phagolysosome. Neutrophils, monocytes, and macrophages of various mammalian species contain among the most potent antimicrobial peptides known---defensins (see below). However, defensins may also exhibit among the least selective toxicity of any host defense peptides, often exerting membrane permeabilizing and other harmful effects on microorganisms and mammalian cells alike. Phagocytes normally interiorize and expose pathogens to lethal concentrations of these peptides within the maturing phagolysosome, rather than degranulating these potentially injurious components into the extracellular milieu. Within the restricted confines of the phagolysosome, defensins and other antimicrobial peptides are present in very high relative concentrations, where they may act harshly and synergistically with one another, along with oxidative killing mechanisms. In this way, defensins may be constrained to granules of mammalian phagocytes to minimize their potential for host cytotoxicity. Moreover, Shafer et al. (1986) and Yeaman (1997) have suggested that antimicrobial activities of defensins and platelet microbicidal proteins are potentiated in mildly acidic conditions, such as those found in the maturing phagolysosome.

Beyond the scope of this review, some antimicrobial peptides may also perform other important functions contributing significantly to antimicrobial host defense, including interfering with host cell receptor access to pathogens, recruitment of leukocytes to sites of infection, as well as potentiate their antimicrobial activities (Yeaman, 1997; Yeaman and Bayer, 1999; Cole et al., 2001; Tang et al., 2002). For example, Zhang et al. (2002) have recently found that CD8+ cytotoxic T lymphocytes elaborate alpha -defensins 1, 2, and 3 in contributing to host defense against human immunodeficiency virus-1. Conceivably, these peptides act directly to alter or damage the human immunodeficiency virus virion, or indirectly by interfering with receptor targeting, eventual uncoating or replication, and/or enhanced intracellular destruction. Thus, the extracellular secretion of antimicrobial peptides at concentrations or in settings that do not result in host toxicity may play important roles in immunity. Through such strategies, the antimicrobial functions of peptides and phagocytes may be mutually amplified, while minimizing the potential for concomitant host cell toxicity.

E. Themes in Target Affinity and Selective Toxicity of Antimicrobial Peptides

Antimicrobial peptides display highly variable abilities to discriminate between microbial targets versus normal host cells. The governing rules for differences in selective toxicity among such peptides remain to be fully elucidated. However, several themes relating to the structural and functional properties of peptides as they relate to their potential targets include: 1) compositional divergence conveying differential electrostatic affinities for microbial versus host cells; 2) conformational dynamics that promote peptide activation or self-association in microbial membranes, but not others; 3) target cell energetics that accelerate or retard peptide interactions with target versus host membranes, respectively; and 4) limitations in the access of antimicrobial peptides with poor selective toxicity to potentially vulnerable host tissues.


    III. Mechanisms of Antimicrobial Peptide Action
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A striking feature among antimicrobial peptides as a group is their overall conservation of structure and charge themes across diverse phyla. Whether synthesized non-ribosomally with D- and L-amino acids, or from genetically encoded messenger RNA, antimicrobial peptides form amphipathic structures and are often cationic at physiological pH. As outlined above, amphipathicity and net charge are characteristics understandably conserved among many antimicrobial peptides. Furthermore, charge affinity is likely an important means conferring selectivity to antimicrobial peptides. In the context of these paradigms, the following discussion highlights current concepts relating to the molecular basis of antimicrobial peptide mechanisms of action.

A. Structural Determinants of Antimicrobial Peptide Activity

An essential requirement for any antimicrobial host defense or therapeutic agent is that it has a selective toxicity for the microbial target relative to the host. Ideally, such compounds have affinity for one or more microbial determinants that are easily accessible, common to a broad spectrum of microbes, and relatively immutable. Nature has apparently yielded a class of molecules that meets these constraints in the evolution of antimicrobial peptides. Antimicrobial peptides initially target microbial cells, and thus fulfill criteria outlined above for identifying molecular determinants of pathogens that are accessible and broadly conserved. As a group, antimicrobial peptides have amphipathic features that mirror phospholipids, thus allowing them to interact with and exploit vulnerabilities inherent in essential microbial structures such as cell membranes. In the following section, several aspects of antimicrobial peptide structure relevant to antimicrobial activity and selective toxicity are considered thematically. Specifically, structural parameters such as conformation (chi ), charge (Q), hydrophobicity (H), hydrophobic moment (MH), amphipathicity (A), and polar angle (theta ), are examined in some detail. It is important to note that these molecular determinants are interdependent, and therefore, modification of one parameter often leads to compensatory alterations in others. This holistic view of peptide structure-activity relationship relates to each of these key properties influencing mechanisms of action of antimicrobial peptides (Fig. 2). The following discussion is considered in this context.



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Fig. 2.   Interrelationship among structural determinants in antimicrobial peptides. Fundamental composition and amino acid sequence influences not only the biochemical properties of the peptide [e.g., charge (Q), amphipathicity (A), and hydrophobicity (H)], but also govern their three-dimensional configuration [e.g., conformation (chi ), polar angle (theta ), and overall stereo geometry]. Therefore, changes in composition, sequence, and intramolecular bonds may profoundly effect the structure-activity relationships of antimicrobial peptides in solution, upon binding to target membranes, or as they may undergo conformational phase transition to activated states. Moreover, these features may be specific for distinct peptides as they interact with specific pathogens or in specific physiologic microenvironments. Therefore, optimal antimicrobial peptide efficacy lies in the relevant coordination of these relationships (shaded area) as they relate to microbial target versus host cells in a particular context of infection.

1. Conformation (chi ). Although antimicrobial peptides differ widely in sequence and source, several themes in their three-dimensional topology appear predominant, and peptides have been categorized accordingly. The two largest groups are the alpha -helical and beta -sheet peptides, whereas the majority of remaining peptides can be classified as those that are enriched in one or more amino acid residues [e.g., proline-arginine or tryptophan-rich (Hancock, 1997)]. Other classification schemes are based upon peptide source (e.g., neutrophils or other leukocytes), precursor (e.g., cathelicidin, derivatives of cathelin), extent of intramolecular bonds (e.g., cysteine array or cyclization in peptides), or other parameters.

The alpha -helical antimicrobial peptides are abundant in the extracellular fluids of insects and frogs and frequently exist as extended or unstructured conformers in solution. Many of these peptides only become helical upon interaction with amphipathic phospholipid membranes. The beta -sheet peptides represent a highly diverse group of molecules at the level of primary structure. Despite such differences, these peptides share common features, including amphipathic composition, with distinct hydrophilic and hydrophobic surfaces. Less is known about the structures adopted by the proline-arginine-rich and tryptophan-rich peptides. However, examples of conformations distinct from prototypic alpha  or beta  structures have also been identified. For example, certain proline-arginine-rich peptides, and tryptophan-rich indolicidin, conform to polyproline helical type II structures (Boman et al., 1993; Cabiaux et al., 1994), and tritrypticin may form a basket-shaped turn structure (Schibli et al., 1999).

2. Charge (Q). Many of the antimicrobial peptides characterized to date display a net positive charge, ranging from +2 to +9, and may contain highly defined cationic domain(s). Cationicity is undoubtedly important for the initial electrostatic attraction of antimicrobial peptides to negatively charged phospholipid membranes of bacteria and other microorganisms (see Fig. 2), and mutual electroaffinity likely confers selective antimicrobial targeting relative to host tissues. The fact that bacterial membranes are rich in the acidic phospholipids PG, PS, and CL confers their overall negative charge. Moreover, LPS and teichoic or teichuronic acids of Gram-negative and Gram-positive bacteria, impart additional negative charge to the surfaces of these respective organisms. Target cell Delta psi is typically up to 50% greater in prokaryotes than in most mammalian cells. Thus, it has been proposed that such a chemiosmotic potential may act in an electrophoretic manner to concentrate positively charged peptides on microbial surfaces (also see Section II.).

Based on these considerations, it is not surprising that there is a strong correlation between peptide cationicity and antimicrobial activity, as has been demonstrated in a number of studies (Bessalle et al., 1992; Matsuzaki et al., 1996; Dathe et al., 1997). However, this relationship is not entirely linear, with examples of direct, indirect, or inverse relationships between these variables (Bessalle et al., 1992; Blondelle and Houghten, 1992). Within a certain range, increasing peptide cationicity is generally associated with increasing antimicrobial potency. Studies with magainin 2 analogs, in which other parameters such as peptide hydrophobicity and helicity were kept constant, have shown that increasing the charge from +3 to +5 results in increasing antibacterial activities against Gram-negative and Gram-positive pathogens (Dathe et al., 2001). However, there is a limit beyond which increasing positive charge no longer confers increased activity. For the magainins described above, a net charge of +6 to +7 led to an increased hemolytic propensity and a loss of antimicrobial activity (Dathe et al., 2001). This decrease in antimicrobial activity may result in part from excessively strong peptide interactions with phospholipid head groups, thereby preventing translocation of the peptide into the cell interior.

3. Amphipathicity (A) and Hydrophobic Moment (MH). Nearly all antimicrobial peptides form amphipathic structures upon interaction with target membranes. Amphipathicity can be achieved via a multitude of protein conformations; however, one of the simplest and perhaps most elegant is the amphipathic helix. The amphipathic alpha -helix has a periodicity of three to four residues and is optimal for interaction with amphipathic biomembranes. While the extent of amphipathic helicity influences peptide activity against negatively charged membranes, it may have an even more pronounced effect in rendering peptides hemolytic against zwitterionic or neutral membranes. Thus, a high degree of helicity and/or amphipathicity yielding a segregated hydrophobic domain, is correlated with increased toxicity toward cells composed of neutral phospholipids (Dathe and Wieprecht, 1999).

Amphipathicity reflects the relative abundance and polarization of hydrophobic and hydrophilic domains within a protein (Fig. 2). This attribute is somewhat difficult to describe in a formulaic manner. One quantitative measure of amphipathicity is the hydrophobic moment, MH, calculated as the vectorial sum of individual amino acid hydrophobicities, normalized to an ideal helix (Eisenberg, 1984). Increasing hydrophobic moment results in a significant increase in the permeabilizing and hemolytic activities of model peptides against target membranes. For example, Pathak et al. (1995) suggested that amphipathicity was more important than hydrophobicity or alpha -helical content in governing antimicrobial peptide activity. In a similar study with magainin analogs, the relative role of hydrophobic moment on membrane binding and permeabilization was examined (Wieprecht et al., 1997). Increases in peptide hydrophobic moment had no effect on calcein release from large unilammelar vesicles composed entirely of PG. However, increased hydrophobic moment produced a significant increase in dye release from membranes composed of PC and PG at a 3:1 ratio. Moreover, circular dichroism (CD)-derived binding isotherms revealed a significant increase in membrane affinity for analogs with the highest hydrophobic moment. Relatively small increases in hydrophobic moment resulted in 8-fold reductions in the amount of peptide required for hemolysis of human erythrocytes. Thus, increasing hydrophobic moment appears to have only modest effects on peptide interactions with highly negative membranes. However, for more neutral membranes where electrostatic peptide-lipid interactions are minimized, hydrophobic moment interactions may play a more predominant role regarding host cell toxicity.

The beta -sheet antimicrobial peptides are also amphipathic. This amphipathicity is characterized by a variable number of beta -strands, with relatively few or no helical domains, organized to create both polar and non-polar surfaces. These beta -strands are frequently anti-parallel, and are stabilized by a series of disulfide bonds, with as many as eight cysteines in some peptides [e.g., plant defensins (Sitaram and Nagaraj, 1999); and mussel mytilins (Dimarcq et al., 1998)], or by cyclization of the peptide backbone (e.g., protegrins, gramicidin, or theta -defensins). The conformational rigidity observed in many beta -sheet antimicrobial peptides in aqueous solution may also promote multimerization, limiting exposure of hydrophobic facets to hydrophilic environments. This configuration contrasts with that of higher degrees of freedom among the alpha -helical peptides in similar solutions. A number of beta -sheet peptides have been shown to exist as dimers in aqueous solution, including the human defensin HNP-3, as determined by X-ray crystallography. The proposed mechanisms by which HNP-3 and other defensins or antimicrobial peptides perturb target membranes involve amphipathicity and hydrophobic moment. For example, insertion of the hydrophobic peptide face into the lipid bilayer, and association of the charged arginine side chains with polar lipid head groups, relies upon three-dimensional separation of hydrophobic and charge. Once associated with the membrane, the amphipathic nature of beta -sheet peptides likely enables their formation of transmembrane channels. Several models have been proposed to explain the exact mechanism by which these peptides may form and traverse the channel (see below); however, the precise conformation adopted by such peptides in the hydrophobic membrane environment remains to be determined. However, as in alpha -helical peptides, it is now apparent that highly segregated amphipathicity strongly influences beta -sheet peptide disruption of neutral membranes. These findings have led to studies demonstrating that residue-specific modifications in hydrophobicity enhance selectivity among cationic peptides. For example, studies using synthetic derivatives of gramicidin S have revealed that reductions in hydrophobicity significantly increase selective toxicity against microorganisms, with approximately 10,000-fold increase in the estimated therapeutic index of such peptides (Kondejewski et al., 1999).

4. Hydrophobicity (H). Peptide hydrophobicity, defined as the percentage of hydrophobic residues within a peptide, is approximately 50% for most antimicrobial peptides. Hydrophobicity is an essential feature for antimicrobial peptide membrane interactions, as it governs the extent to which a peptide can partition into the lipid bilayer. Although hydrophobicity is required for effective membrane permeabilization, increasing levels of hydrophobicity are strongly correlated with mammalian cell toxicity and loss of antimicrobial specificity. Therefore, many antimicrobial peptides are moderately hydrophobic, such that they optimize activity against microbial cell membranes.

The relationship between peptide hydrophobicity and membrane permeabilization was examined in an interesting study by Wieprect and coworkers (1997)
. In their investigations, charge, helicity, and hydrophobic moment were kept essentially constant in a series of magainin analogs. However, the hydrophobicity of these peptides was varied as defined by the Eisenberg consensus scale of hydrophobicity (Eisenberg, 1984). Notably, mean peptide hydrophobicity had no effect on membrane binding and permeabilization of vesicles composed entirely of PG. In marked contrast, peptide hydrophobicity had a significant effect on the binding and permeabilization of vesicles composed of PC and PG at a 3:1 ratio. The most hydrophobic peptide exhibited an ~60-fold greater permeabilizing activity for PC/PG (3:1) vesicles, compared with the least hydrophobic peptide. For vesicles composed entirely of PC, the effect was even more striking, as the most hydrophobic peptide was nearly 300-fold more active than the least hydrophobic peptide. These data were further corroborated by determinations of the apparent binding constants (Kapp) for these peptides to vesicles composed of PC and PG at the 3:1 ratio. The most hydrophobic peptides bound vesicles with a Kapp of 105,000 M-1, compared with a Kapp of 7,400 M-1 for the least hydrophobic peptide. This difference in binding affinity exemplifies the extent to which hydrophobicity influences membrane binding and permeabilization. Furthermore, differences in membrane perturbation were achieved with relatively minor changes in net peptide hydrophobicity, indicating the relative significance of hydrophobic features on these interactions.

5. Polar Angle (theta ). Polar angle is a measurement of the relative proportion of polar versus nonpolar facets of a peptide conformed to an amphipathic helix. For example, in a hypothetical alpha -helical peptide, in which one facet is exclusively composed of hydrophobic residues and the other solely composed of charged residues, the polar angle would be 180o. A reduced segregation between these domains or an increased hydrophobic proportion of the helix would proportionately reduce the polar angle. In numerous studies of native and synthetic peptides, a smaller polar angle (and therefore a greater hydrophobic surface) is associated with increased capacity to permeabilize membranes (Dathe et al., 1997; Wieprecht et al., 1997; Uematsu and Matsuzaki, 2000). The polar angle has also been shown to correlate with the overall stability and half-life of peptide-induced membrane pores. In a recent study by Uematsu Matsuzaki (2000), the effects of polar angle on membrane permeabilization and pore formation were compared. Two model peptides with polar angles of 100o and 180o showed functional similarities with native alpha -helical antimicrobial peptides in forming amphipathic helices, selective targeting of negatively charged membranes, and creating toroid or lipid-containing pores (see below). Results from these studies indicated that peptides with smaller polar angles induced greater membrane permeabilization, translocation, and pore formation rates (Uematsu and Matsuzaki, 2000). However, although the rate of pore formation was greater for peptides with smaller polar angles, the rate of pore collapse was higher. These results suggest that peptides with smaller polar angles achieve less stable pore structures compared with peptides having larger polar angles. Greater stability of pores formed by the latter peptides could result from larger charged surfaces, and/or more peptide molecules per channel. These concepts are consistent with those observed in native peptides, showing that peptide PGLa (theta  = 100o) is more easily translocated than magainin 2 (theta  = 180o; Matsuzaki, 1998). These results indicate that hydrophobic and hydrophilic stereogeometries in antimicrobial peptides play significant roles influencing the process and consequences of membrane interaction and disruption.

B. Common Themes in Structural Determinants of Antimicrobial Peptides

The existence of a broad diversity in antimicrobial peptide sequences and structures underscores the reality that no single antimicrobial peptide sequence has emerged as singularly effective against all pathogens in all settings. Moreover, Nature may have sustained such diversity as a strategy to prevent or delay evolution of microbial resistance to antimicrobial peptides. Nonetheless, a circumspect analysis of structural parameters associated with differential antimicrobial activity versus host cell toxicity among peptides reveals several themes. Conservation in secondary structure may be key to three-dimensional configurations facilitating antimicrobial activity of distinct peptides. Generally, extremes of certain features, such as charge, amphipathicity, hydrophobic moment, or polar angle may disfavor peptide antimicrobial activity and selective toxicity. A minimum threshold of charge, perhaps as low as +2, appears necessary for antimicrobial peptide selectivity toward microorganisms. This property is likely important for a number of reasons: 1) initial electrostatic attraction to negatively charged microbial membranes; 2) potential to displace membrane-associated cations; and 3) a strong trans-negative Delta psi of many microorganisms may facilitate cationic peptide transitions in orientation on the membrane, entry into the polar membrane core, and/or translocate peptides from exoplasmic to cytoplasmic membrane facets. A moderate level of amphipathicity, independent of or in context of polarization of charge, appears to be more favorable in these respects. Segregation of charge and hydrophobicity paralleling the inherent amphipathicity of the target lipid bilayer may also promote peptide integration into and disruption of the microbial membrane. A third theme is that selectivity among membrane-lytic peptides may rely on moderate degrees of hydrophobicity, as excessive hydrophobicity may increase selectivity for zwitterionic membranes, increasing mammalian cytotoxicity. Thus, selective antimicrobial activity results from a delicate balance among three-dimensional hydrophobic and electrostatic interactions between an antimicrobial peptide and its target (Dathe et al., 1996, 1997).

C. Initial Peptide Interactions with Membrane Targets

As outlined above, antimicrobial peptides are inherently structured to target and interact with biomembranes. More importantly, the initial interaction with the target surface significantly influences subsequent peptide dynamics and membrane-disrupting effects. As discussed below, the basis of this initial interaction integrates biochemical as well as biophysical aspects of the peptide and the target membrane.

1. Electrostatic Interactions. There is widespread acceptance that the initial mechanism by which antimicrobial peptides target microbes occurs via an electrostatic interaction. For example, cationic antimicrobial peptides and negatively charged lipid membranes of bacteria provide for a mutual and vigorous attraction. This supposition has been borne out by numerous studies in which a strong correlation between peptide charge and membrane binding activity has been demonstrated (Bessalle et al., 1992; Vaz Gomes et al., 1993; Matsuzaki et al., 1997; Dathe et al., 2001). This view is also supported by the conservation of positive charge within many antimicrobial peptides isolated from organisms across the evolutionary spectrum. The facts that electrostatic forces are active over relatively long molecular distances and that lysine and arginine interactions with phosphate groups in lipid bilayers are particularly strong (Mavri and Vogel, 1996) likely contributes to the initial attraction and membrane-targeting step of many antimicrobial peptides.

The precise mechanism by which electrostatic attraction drives peptide-membrane interaction has been examined in a number of studies (Bessalle et al., 1992; Vaz Gomes et al., 1993; Matsuzaki et al., 1997; Dathe et al., 2001). In the case of Gram-negative organisms, Hancock (1997) has suggested a mechanism of peptide interaction with membranes termed self-promoted uptake. This mechanism, similar to that known for aminoglycoside antibiotics, contends that the initial action of the peptide involves a competitive displacement of LPS-associated divalent cations stabilizing the outer membrane. Such LPS displacement is likely to be energetically favorable given that the binding affinity of a typical antimicrobial peptide for LPS is ~3 orders of magnitude greater than that of divalent cations. This hypothesis is supported by studies with polymyxin-resistant pmrA strains of S. typhimurium. The LPS phosphate moiety in these strains is highly substituted with 4-amino-4-deoxy-L-arabinose, providing the bacteria a reduced overall negative charge and corresponding increased resistance to cationic antimicrobial peptides (Helander et al., 1994, 1995). Similarly, other modifications to LPS, such as acylation of lipid A, have been shown to inhibit the translocation of cationic antimicrobial peptides across the plasma membrane (see Section IV.). In comparison, Gram-positive organisms lack an outer membrane or LPS; however their cell envelopes are enriched in negatively charged teichoic and teichuronic acids. The significance of these anionic structures with respect to cationic antimicrobial peptide activity has been demonstrated using a mutant strain of S. aureus in which cell wall teichoic acid modification resulted in an increased negative surface charge and was associated with an increased sensitivity to killing by positively charged antimicrobial peptides (Peschel et al., 1999).

The strong electrochemical gradient (Delta psi ) of most bacterial membranes likely compounds the biophysical forces driving the interaction between cationic peptides and target pathogens. Studies supporting this theory have shown that a membrane potential as low as -20 mV increases the binding constant of the cationic peptide tachyplesin 200-fold (Matsuzaki, 1997). Similarly, experiments with model membranes have demonstrated that a threshold Delta psi is required for nisin activity (Breukink and Kruijff, 1999). Other antimicrobial peptides likewise require a substantial electrochemical potential for optimal activity (Yeaman et al., 1998). Thus, the strong bacterial Delta psi relative to that of mammalian cells may be a significant factor contributing to charge-mediated peptide selectivity.

2. Receptor-Mediated Membrane Interactions. Early studies using all D-enantiomers of native and model peptides demonstrated equivalent antimicrobial activities of D- and L-isoforms. Thus, the prevailing dogma supported a non-receptor type interaction for antimicrobial peptides with most pathogen membranes (Bessalle et al., 1990; Wade et al., 1990). Since then, several studies suggest there may be important exceptions to this generalization. Perhaps the most well characterized example is that of nisin, a small, cyclic, non-ribosomally produced peptide that has been used in the food industry for several decades. Nisin exhibits antimicrobial activity in the nanomolar range and specifically binds to bacterial lipid II, a membrane bound component involved in peptidoglycan synthesis. When exposed to nisin, vesicles containing lipid II exhibit an ~1000-fold increase in fluorescein leakage compared with vesicles lacking lipid II (Breukink and Kruijff, 1999). It has been proposed that this specificity in nisin activity relates to a specific receptor-like interaction with lipid II and the proximity it confers to this peptide relative to the microorganism. Notably, lipid II is believed integral to peptidoglycan synthesis, and nisin is considerably more active against peptidoglycan-rich Gram-positive organisms than Gram-negative organisms (Breukink and Kruijff, 1999). Likewise, Brotz et al. (1998) have recently demonstrated that the lantibiotic mersacidin interferes with transglycosylation and peptidoglycan synthesis in Gram-positive bacteria by direct targeting of lipid II. In addition, tachyplesin has been demonstrated to have a specific affinity for LPS (Hirakura et al., 2002). Moreover, a number of studies have now shown non-equivalent activities for native all-L peptides, versus their all-D enantiomers (Fehlbaum et al., 1996; Vunnam et al., 1997). For example, in intriguing studies using PR-39, a proline- and arginine-rich peptide of porcine origin, the all-D enantiomer showed 1000-fold differences in species-specific activity against bacterial organisms (Vunnam et al., 1997). These studies suggest receptor-type interactions may be important for some peptides in targeting specific epitopes on the microbial surface.

D. Events Subsequent to Initial Membrane Binding

Perhaps one of the more controversial issues within the field revolves around the fate of antimicrobial peptides following their initial interaction with biological membranes. The mechanism(s) by which peptides may permeabilize and traverse microbial membranes are not entirely clear and likely vary for different peptides. Uncertainty stems in part from technical difficulties associated with first-principle determinations or molecular modeling of peptide-lipid interactions. Attempts to crystallize antimicrobial peptides within a native lipid environment have been largely unsuccessful, and other methods of structure determination have various limitations. Conventional CD is an excellent tool for determining peptide secondary structures, such as alpha -helices. However it necessitates the use of optically clear solutions and provides little information as to the relative size of conformer regions or their location (Blondelle et al., 1999; Sitaram and Nagaraj, 1999). Similarly, infrared spectroscopy (e.g., FTIR) is an important tool particularly well suited to study beta -sheet peptide conformations, but also has technical limitations. Fluorescence spectroscopy is convenient, and its high level of sensitivity allows for a small sample size. However, data are often highly dependent on the solvent or membrane mimetic system used. Nuclear magnetic resonance (NMR) studies also offer a powerful means to obtain structural information at the single residue or domain levels but can be limited by relatively slow rates of molecular reorientation. Recently developed methods include reverse phase-high pressure liquid chromatography-based and surface plasmon resonance; however, these techniques are limited to the extent they represent protein-whole microorganism interactions. Therefore, at the present time, the most comprehensive assessments of peptide-lipid structure often come from a combinatorial approach wherein a variety of methodologies are employed, and the results are considered collectively.

The following discussion considers events subsequent to peptide-target binding that may significantly influence peptide mechanisms of action and/or selective toxicity. Functional themes are reviewed using examples of prevailing models for these processes, which are proposed to occur via specific and nonspecific mechanisms. These data should be interpreted in the context of the specific biophysical methods employed; the particular conditions and assays utilized for assessing peptide antimicrobial activities are beyond the scope of this review. However, it should be understood that the potencies, spectra, and/or mechanisms of antimicrobial peptide action could be highly dependent upon conditions of testing. For example, media pH, osmotic and ionic strength, temperature, and viscosity (e.g., in peptide diffusion assays)---individually and in combination---may significantly influence peptide antimicrobial activities.

1. Threshold Concentration. At some point following initial membrane binding, peptides enter a second stage of membrane interaction, frequently referred to as the threshold concentration. In this phase, peptides begin to enter and traverse the lipid bilayer via a number of possible mechanisms, ultimately extending their antimicrobial action to targets interior to the cell membrane. Conceptually, the threshold concentration necessary to drive such events results from accumulation of peptides on the target surface. Parameters that likely influence this threshold include peptide concentration, propensity to self-assemble or multimerize, as well as phospholipid membrane composition, fluidity, and head group size (Yang et al., 2000). Additionally, it is important to note that individual peptide-membrane interactions can vary such that one type of peptide may act via multiple mechanisms dependent on conformation dynamics of the peptide or target membrane remodeling.

Another factor likely influencing threshold concentration and peptide parallel-to-transmembrane surface orientation is the considerable trans-negative Delta psi of many bacterial membranes. It is postulated that membrane potential oriented in this way electrophoretically draws cationic peptides into the nonpolar membrane environment, effectively reducing the energy barrier for pore formation. For example, nisin, which requires a considerable Delta psi for activity, has been shown to lose its voltage dependence when an N-terminal lysine is replaced with leucine (Breukink and Kruijff, 1999). This finding is consistent with the model of nisin cell penetration, in which the N-terminal region of the peptide is initially drawn into the membrane. Analogous mechanisms of action appear to be recapitulated by many cationic antimicrobial peptides.

2. Conformational Phase Transition. A key event occurring after membrane binding is the process of peptide structural or conformational phase transition, most well documented for alpha -helical antimicrobial peptides. Numerous studies using various biophysical methodologies show that many antimicrobial peptides are disordered in aqueous environments, exhibiting extended or random coil conformations in this setting (Bello et al., 1982; Dathe and Wieprecht, 1999). However, many such peptides rapidly assume highly structured amphipathic alpha -helical conformation upon interaction with phospholipid bilayers or in membrane mimetic solvents. Interestingly, a number of peptides require a negatively charged bilayer to undergo this transition. For example, the frog skin peptide PGLa, disordered when exposed to membranes composed of the zwitterionic PC and SM membranes, adopts a helical structure in the presence of membranes composed of PG and PE (Latal et al., 1997). Similarly, magainins only undergo a helical transition when interacting with anionic membranes as demonstated by CD, (Matsuzaki et al., 1989, 1991), vibrational/Raman-FTIR (Williams et al., 1990; Hirsh et al., 1996) and NMR (Bechinger et al., 1993; Hirsh et al., 1996). Examination of cecropin analogs revealed that the extent of alpha -helical conformation is proportionately dependent on the amount of negatively charged phospholipid within the model membrane (Wang et al., 1998). One mechanism by which such a relationship may promote peptide order relies on the inherent phospholipid packing within the bilayer. For example, interactions of the peptide with the phospholipid head groups may promote an optimal periodicity within the charged residues of the peptide, promoting folding of the alpha -helix. As discussed above, this change in conformation would also likely alter peptide hydrophobic moment and polar angle. Another potentially important aspect of the conformational phase transition is that it may prevent indiscriminant membranolytic activity until the peptide identifies an appropriate target surface. Thus, a lack of bioactive structure at nontarget sites may be an important means by which antimicrobial peptides minimize host-cell toxicity.

In comparison, beta -sheet antimicrobial peptides are typically much more ordered in aqueous solution and membrane environments, due to constraints imposed by disulfide bonds or cyclization of the peptide backbone. For example, the secondary structure of tachyplesin, a cyclic beta -sheet peptide that contains a type-II beta -turn, is largely unchanged as the peptide moves from an aqueous environment to that of a membrane-mimetic (Oishi et al., 1997). Thus, secondary structures of cystine-stabilized beta -sheet peptides are likely relatively stable upon interaction with target cell membranes. However, it is possible that the quaternary peptide structures proposed for some beta -sheet peptides in aqueous solution are dissociated upon interaction with the membrane surface. In contrast to alpha -helical peptides, the potential monomerization of such peptides could also facilitate antimicrobial mechanisms or selective toxicity.

3. Self-Association and Multimerization. Considerable evidence suggests that antimicrobial peptides may self-associate or multimerize following initial interactions with target membranes. These peptide-peptide and peptide-lipid interactions within membranes likely create complex structures associated with specific antimicrobial peptide mechanisms of action. However, the potential for a peptide to form quaternary structures is fundamentally related to the inherent composition and conformation of the peptide in its monomeric form. For example, peptides with well defined hydrophobic and hydrophilic domains may efficiently orient these facets toward respective membrane constituents, or corresponding domains in adjacent peptides. Such orientations may facilitate amphipathic peptides partitioning more deeply into the hydrophobic membrane core than would likely occur otherwise. Assembly of peptide complexes in this way may create the existence of transmembrane pores or channels, which meay be selective or non-selective. For example, peptide structures may assume configurations in which hydrophobic surfaces are aligned toward the membrane such that a hydrophilic channel is lined only by polar and charged facets of individual peptides.

A number of models for antimicrobial peptide membrane permeabilization have been proposed. Given the variability in microbial membrane ultrastructure, a given peptide may act via different mechanisms in distinct membrane environments. The models described below here have been largely derived from results examining activities of individual peptides or analogs against artificial membrane systems. It should be pointed out that there is no universal consensus among investigators in this regard. Therefore, the following models are compared with illustrate advances in proposed mechanisms of antimicrobial peptide action.

4. The Barrel-Stave Mechanism. The term barrel-stave describes the overall topology of a membrane channel formed in this mechanism of membrane permeabilization. In this model, a variable number of channel-forming peptides are positioned in a "barrel-like" ring around an aqueous pore. The "stave" term refers to individual transmembrane spokes within this barrel, which may be composed of individual peptides or peptide complexes. In this mechanism, the hydrophobic surfaces of alpha -helical or beta -sheet peptides face outward, toward the acyl chains of the membrane, whereas the hydrophilic surfaces form the pore lining (Ehrenstein and Lecar, 1977; Breukink and Kruijff, 1999). The initial step in barrel-stave pore formation involves peptide binding at the membrane surface, most likely as monomers. Upon binding, the peptide may undergo a conformational phase transition, forcing polar-phospholipid head groups aside to induce localized membrane thinning. At this point, the hydrophobic portion of the peptide is inserted into the membrane to an extent corresponding to the hydrophobicity of the membrane outer leaflet. Positioning of the positively charged amino acids near the phospholipid head groups facilitates this process. When bound peptide reaches a threshold concentration, peptide monomers self-aggregate and insert deeper into the hydrophobic membrane core. Aggregation allows for a minimal exposure of the peptide hydrophilic residues to the hydrophobic membrane interior, as the peptides adopt a transmembrane configuration. Continued accretion of peptide monomers results in further expansion of the membrane pore. Upon phospholipid translocation or relaxation of the pore, peptides are transported to the inner membrane leaflet aspect due to the concentration gradient of surface-bound peptide, as well as trans-negative Delta psi . An example of such a mechanism of action has been proposed for alamethicin (Sansom, 1991; Beven et al., 1999; Yang et al., 2001). Alamethicin-induced membrane conductance has been measured to proceed as a pattern of multistate conductance levels. This finding suggests the existence of pores with openings of various diameters, corresponding to channels composed of four or more transmembrane-spanning peptides. However, there remain relatively few peptides for which there is compelling evidence of a barrel-stave mechanism, despite this model having been proposed more than a decade ago. More recent studies often support the toroid pore model (see below; Yang et al., 2000, 2001). These newer data may reflect refinements in methodology and offer a clearer understanding of biophysical properties of transmembrane pores or channels that may incorporate lipid and peptide moieties.

5. The Toroid Pore or Wormhole Mechanism. One of the most well characterized peptide-membrane interactions is that of the toroid pore. A primary difference between the toroid pore and barrel-stave models is that in the former, lipids are intercalated with peptide in the transmembrane channel. Therefore, this structure has been referred to as a supramolecular complex and represents a membrane-spanning pore lined with polar peptide surfaces as well as phospholipid head groups. The toroid pore model has been deduced principally from experiments using alpha -helical peptides, including magainins and PGLa. In this model, peptides in the extracellular environment take on an alpha -helical structure as they interact with the charged and hydrophobic bacterial membrane. Helices are initially oriented parallel to the membrane surface as confirmed by NMR, fluorescence quenching, and CD (Hara et al., 2001). The hydrophobic residues of the bound peptides displace the polar head groups, creating a breach in the hydrophobic region and inducing positive curvature strain in the membrane (Hara et al., 2001). The introduction of strain and thinning further destabilizes the membrane surface integrity, making it more vulnerable to ensuing peptide interactions. At a threshold peptide-to-lipid ratio (e.g., estimated to be 1:30 for magainin), peptides orient perpendicular to the membrane. At this point,